kirktrue commented on a change in pull request #11284:
URL: https://github.com/apache/kafka/pull/11284#discussion_r736006401



##########
File path: 
clients/src/main/java/org/apache/kafka/common/security/oauthbearer/secured/RefreshingHttpsJwks.java
##########
@@ -0,0 +1,298 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements. See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License. You may obtain a copy of the License at
+ *
+ *    http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.kafka.common.security.oauthbearer.secured;
+
+import java.io.Closeable;
+import java.io.IOException;
+import java.util.Collections;
+import java.util.LinkedHashMap;
+import java.util.List;
+import java.util.Map;
+import java.util.concurrent.ExecutionException;
+import java.util.concurrent.Executors;
+import java.util.concurrent.ScheduledExecutorService;
+import java.util.concurrent.ScheduledFuture;
+import java.util.concurrent.TimeUnit;
+
+import java.util.concurrent.locks.ReadWriteLock;
+import java.util.concurrent.locks.ReentrantReadWriteLock;
+import org.apache.kafka.common.utils.Time;
+import org.jose4j.jwk.HttpsJwks;
+import org.jose4j.jwk.JsonWebKey;
+import org.jose4j.lang.JoseException;
+import org.slf4j.Logger;
+import org.slf4j.LoggerFactory;
+
+/**
+ * Implementation of {@link HttpsJwks} that will periodically refresh the JWKS 
cache to reduce or
+ * even prevent HTTP/HTTPS traffic in the hot path of validation. It is 
assumed that it's
+ * possible to receive a JWT that contains a <code>kid</code> that points to 
yet-unknown JWK,
+ * thus requiring a connection to the OAuth/OIDC provider to be made. 
Hopefully, in practice,
+ * keys are made available for some amount of time before they're used within 
JWTs.
+ *
+ * This instance is created and provided to the
+ * {@link org.jose4j.keys.resolvers.HttpsJwksVerificationKeyResolver} that is 
used when using
+ * an HTTP-/HTTPS-based {@link 
org.jose4j.keys.resolvers.VerificationKeyResolver}, which is then
+ * provided to the {@link ValidatorAccessTokenValidator} to use in validating 
the signature of
+ * a JWT.
+ *
+ * @see org.jose4j.keys.resolvers.HttpsJwksVerificationKeyResolver
+ * @see org.jose4j.keys.resolvers.VerificationKeyResolver
+ * @see ValidatorAccessTokenValidator
+ */
+
+public final class RefreshingHttpsJwks implements Initable, Closeable {
+
+    private static final long RETRY_BACKOFF_MS = 2000;
+
+    private static final Logger log = 
LoggerFactory.getLogger(RefreshingHttpsJwks.class);
+
+    private static final int MISSING_KEY_ID_CACHE_MAX_ENTRIES = 16;
+
+    static final long MISSING_KEY_ID_CACHE_IN_FLIGHT_MS = 60000;
+
+    static final int MISSING_KEY_ID_MAX_KEY_LENGTH = 1000;
+
+    private static final int SHUTDOWN_TIMEOUT = 10;
+
+    private static final TimeUnit SHUTDOWN_TIME_UNIT = TimeUnit.SECONDS;
+
+    private final HttpsJwks httpsJwks;
+
+    private final ScheduledExecutorService executorService;
+
+    private ScheduledFuture<?> refreshFuture;
+
+    private final Time time;
+
+    private final long refreshMs;
+
+    private final ReadWriteLock refreshLock = new ReentrantReadWriteLock();
+
+    private final Map<String, Long> missingKeyIds;
+
+    private List<JsonWebKey> jsonWebKeys;
+
+    private boolean isInitialized;
+
+    /**
+     * Creates a <code>RefreshingHttpsJwks</code> that will be used by the
+     * {@link RefreshingHttpsJwksVerificationKeyResolver} to resolve new key 
IDs in JWTs.
+     *
+     * @param time      {@link Time} instance
+     * @param httpsJwks {@link HttpsJwks} instance from which to retrieve the 
JWKS based on
+     *                  the OAuth/OIDC standard
+     * @param refreshMs The number of milliseconds between refresh passes to 
connect
+     *                  to the OAuth/OIDC JWKS endpoint to retrieve the latest 
set
+     */
+
+    public RefreshingHttpsJwks(Time time, HttpsJwks httpsJwks, long refreshMs) 
{
+        if (refreshMs <= 0)
+            throw new IllegalArgumentException("JWKS validation key refresh 
configuration value retryWaitMs value must be positive");
+
+        this.httpsJwks = httpsJwks;
+        this.time = time;
+        this.refreshMs = refreshMs;
+        this.executorService = Executors.newSingleThreadScheduledExecutor();
+        this.missingKeyIds = new LinkedHashMap<String, 
Long>(MISSING_KEY_ID_CACHE_MAX_ENTRIES, .75f, true) {
+            @Override
+            protected boolean removeEldestEntry(Map.Entry<String, Long> 
eldest) {
+                return this.size() > MISSING_KEY_ID_CACHE_MAX_ENTRIES;
+            }
+        };
+    }
+
+    @Override
+    public void init() throws IOException {
+        try {
+            log.debug("init started");
+
+            List<JsonWebKey> localJWKs;
+
+            try {
+                // This will trigger a call th HttpsJwks.refresh() and that 
will block the current
+                // thread. It's OK to do this in init() but we avoid blocking 
elsewhere as we're
+                // run in a network thread.
+                localJWKs = httpsJwks.getJsonWebKeys();
+            } catch (JoseException e) {
+                throw new IOException("Could not refresh JWKS", e);
+            }
+
+            try {
+                refreshLock.writeLock().lock();
+                jsonWebKeys = Collections.unmodifiableList(localJWKs);
+            } finally {
+                refreshLock.writeLock().unlock();
+            }
+
+            // Since we just grabbed the keys (which will have invoked a 
HttpsJwks.refresh()
+            // internally), we can delay our first invocation by refreshMs.
+            refreshFuture = executorService.scheduleAtFixedRate(this::refresh,
+                refreshMs,
+                refreshMs,
+                TimeUnit.MILLISECONDS);
+
+            log.info("JWKS validation key refresh thread started with a 
refresh interval of {} ms", refreshMs);
+        } finally {
+            isInitialized = true;
+
+            log.debug("init completed");
+        }
+    }
+
+    @Override
+    public void close() {
+        try {
+            log.debug("close started");
+
+            try {
+                log.debug("JWKS validation key refresh thread shutting down");
+                executorService.shutdown();
+
+                if (!executorService.awaitTermination(SHUTDOWN_TIMEOUT, 
SHUTDOWN_TIME_UNIT)) {
+                    log.warn("JWKS validation key refresh thread termination 
did not end after {} {}",
+                        SHUTDOWN_TIMEOUT, SHUTDOWN_TIME_UNIT);
+                }
+            } catch (InterruptedException e) {
+                log.warn("JWKS validation key refresh thread error during 
close", e);
+            }
+        } finally {
+            log.debug("close completed");
+        }
+    }
+
+    /**
+     * Overrides the base implementation because the base implementation has a 
case that performs
+     * a blocking call to refresh(), which we want to avoid in the 
authentication validation path.
+     *
+     * The list may be stale up to refreshMs.
+     *
+     * @return {@link List} of {@link JsonWebKey} instances
+     *
+     * @throws JoseException Thrown if a problem is encountered parsing the 
JSON content into JWKs
+     * @throws IOException Thrown f a problem is encountered making the HTTP 
request
+     */
+
+    public List<JsonWebKey> getJsonWebKeys() throws JoseException, IOException 
{
+        if (!isInitialized)
+            throw new IllegalStateException("Please call init() first");
+
+        try {
+            refreshLock.readLock().lock();
+            return jsonWebKeys;
+        } finally {
+            refreshLock.readLock().unlock();
+        }
+    }
+
+    public String getLocation() {
+        return httpsJwks.getLocation();
+    }
+
+    /**
+     * Internal method that will refresh the cache and if errors are 
encountered, re-queues
+     * the refresh attempt in a background thread.
+     */
+
+    private void refresh() {
+        // How much time (in milliseconds) do we have before the next refresh 
is scheduled to
+        // occur? This value will [0..refreshMs]. Every time a scheduled 
refresh occurs, the
+        // value of refreshFuture is reset to refreshMs and works down to 0.
+        long timeBeforeNextRefresh = 
refreshFuture.getDelay(TimeUnit.MILLISECONDS);
+        log.debug("timeBeforeNextRefresh: {}, RETRY_BACKOFF_MS: {}", 
timeBeforeNextRefresh, RETRY_BACKOFF_MS);
+
+        // If the time left before the next scheduled refresh is less than the 
amount of time we
+        // have set aside for retries, log the fact and return. Don't worry, 
this refresh method
+        // will still be called again within RETRY_BACKOFF_MS :)
+        //
+        // Note: timeBeforeNextRefresh is negative when we're in the midst of 
executing refresh
+        // in a scheduled fashion. ScheduledFuture.getDelay will reset *after* 
the method has

Review comment:
       I'm not sure I fully understand the question, sorry. Can you rephrase?
   
   `refresh` can get called in one of two ways:
   
   1. Scheduled refresh
   2. Expedited refresh
   
   An expedited refresh is performed because the JWT included a key ID that we 
don't have in our cache. The idea I implemented was to skip execution of an 
expedited refresh if the amount of time before the next scheduled refresh was 
less than some set amount. Basically: if we're going to do a scheduled refresh 
in the next N seconds or so, let's just wait for that. Kind of a cheap batching 
idea.
   
   Another option is to just perform the refresh without any of that checking, 
but have a flag (`isCurrentlyRefreshing`) that is checked at the start of a 
refresh and returns if there's already one executing. At least that's how I'm 
interpreting your comment.




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