From 79b399178807bad11d3c3aa8a6cbd47d014f718e Mon Sep 17 00:00:00 2001
From: Jacob Champion <jacob.champion@enterprisedb.com>
Date: Mon, 23 Feb 2026 15:28:32 -0800
Subject: [PATCH v2] pg_upgrade: Use max_protocol_version=3.0 for older servers

The grease patch in 4966bd3ed found its first problem: prior to the
February 2018 patch releases, no server knew how to negotiate protocol
versions, so pg_upgrade needs to take that into account when speaking to
those older servers.

This will be true even after the grease feature is reverted; we don't
need anyone to trip over this again in the future. Backpatch so that all
supported versions of pg_upgrade can gracefully handle an update to the
default protocol version. (This is needed for any distributions that
link older binaries against newer libpqs, such as Debian.) Branches
prior to 18 need an additional version check, for the existence of
max_protocol_version.

Per buildfarm member crake.

Discussion: https://postgr.es/m/CAOYmi%2B%3D4QhCjssfNEoZVK8LPtWxnfkwT5p-PAeoxtG9gpNjqOQ%40mail.gmail.com
Backpatch-through: 14
---
 src/bin/pg_upgrade/pg_upgrade.h |  1 +
 src/bin/pg_upgrade/dump.c       |  6 +++++-
 src/bin/pg_upgrade/server.c     |  2 ++
 src/bin/pg_upgrade/version.c    | 31 +++++++++++++++++++++++++++++++
 4 files changed, 39 insertions(+), 1 deletion(-)

diff --git a/src/bin/pg_upgrade/pg_upgrade.h b/src/bin/pg_upgrade/pg_upgrade.h
index e647e71ecaf..14f9cb522db 100644
--- a/src/bin/pg_upgrade/pg_upgrade.h
+++ b/src/bin/pg_upgrade/pg_upgrade.h
@@ -446,6 +446,7 @@ bool		check_for_data_types_usage(ClusterInfo *cluster,
 bool		check_for_data_type_usage(ClusterInfo *cluster,
 									  const char *type_name,
 									  const char *output_path);
+bool		protocol_negotiation_supported(const ClusterInfo *cluster);
 void		new_9_0_populate_pg_largeobject_metadata(ClusterInfo *cluster,
 													 bool check_mode);
 void		old_9_3_check_for_line_data_type_usage(ClusterInfo *cluster);
diff --git a/src/bin/pg_upgrade/dump.c b/src/bin/pg_upgrade/dump.c
index 90060d0f8eb..ee0ace082ca 100644
--- a/src/bin/pg_upgrade/dump.c
+++ b/src/bin/pg_upgrade/dump.c
@@ -21,9 +21,10 @@ generate_old_dump(void)
 
 	/* run new pg_dumpall binary for globals */
 	exec_prog(UTILITY_LOG_FILE, NULL, true, true,
-			  "\"%s/pg_dumpall\" %s --globals-only --quote-all-identifiers "
+			  "\"%s/pg_dumpall\" %s%s --globals-only --quote-all-identifiers "
 			  "--binary-upgrade %s -f %s",
 			  new_cluster.bindir, cluster_conn_opts(&old_cluster),
+			  protocol_negotiation_supported(&old_cluster) ? "" : " -d \"max_protocol_version=3.0\"",
 			  log_opts.verbose ? "--verbose" : "",
 			  GLOBALS_DUMP_FILE);
 	check_ok();
@@ -42,6 +43,9 @@ generate_old_dump(void)
 		initPQExpBuffer(&connstr);
 		appendPQExpBufferStr(&connstr, "dbname=");
 		appendConnStrVal(&connstr, old_db->db_name);
+		if (!protocol_negotiation_supported(&old_cluster))
+			appendPQExpBufferStr(&connstr, " max_protocol_version=3.0");
+
 		initPQExpBuffer(&escaped_connstr);
 		appendShellString(&escaped_connstr, connstr.data);
 		termPQExpBuffer(&connstr);
diff --git a/src/bin/pg_upgrade/server.c b/src/bin/pg_upgrade/server.c
index 7fed0ae1086..f49f3013c38 100644
--- a/src/bin/pg_upgrade/server.c
+++ b/src/bin/pg_upgrade/server.c
@@ -70,6 +70,8 @@ get_db_conn(ClusterInfo *cluster, const char *db_name)
 		appendPQExpBufferStr(&conn_opts, " host=");
 		appendConnStrVal(&conn_opts, cluster->sockdir);
 	}
+	if (!protocol_negotiation_supported(cluster))
+		appendPQExpBufferStr(&conn_opts, " max_protocol_version=3.0");
 
 	conn = PQconnectdb(conn_opts.data);
 	termPQExpBuffer(&conn_opts);
diff --git a/src/bin/pg_upgrade/version.c b/src/bin/pg_upgrade/version.c
index ccb012657be..48fecae47f4 100644
--- a/src/bin/pg_upgrade/version.c
+++ b/src/bin/pg_upgrade/version.c
@@ -325,6 +325,37 @@ old_9_6_check_for_unknown_data_type_usage(ClusterInfo *cluster)
 		check_ok();
 }
 
+/*
+ * Older servers can't support newer protocol versions, so their connection
+ * strings will need to lock max_protocol_version to 3.0.
+ */
+bool
+protocol_negotiation_supported(const ClusterInfo *cluster)
+{
+	/*
+	 * Back-branch-specific complication: for libpq versions prior to PG18,
+	 * max_protocol_version isn't supported. But we also don't need to worry
+	 * about newer protocol versions being used in that case, so just lie and
+	 * return true.
+	 *
+	 * (Checking for a libpq version that's newer than this branch looks very
+	 * strange, but distributions are allowed to link older pg_upgrade
+	 * binaries against the newest release of libpq.)
+	 */
+	if (PQlibVersion() < 180000)
+		return true;
+
+	/*
+	 * The February 2018 patch release (9.3.21, 9.4.16, 9.5.11, 9.6.7, and
+	 * 10.2) added support for NegotiateProtocolVersion. But ClusterInfo only
+	 * has information about the major version number. To ensure we can still
+	 * upgrade older unpatched servers, just assume anything prior to PG11
+	 * can't negotiate. It's not possible for those servers to make use of
+	 * newer protocols anyway, so nothing is lost.
+	 */
+	return (GET_MAJOR_VERSION(cluster->major_version) >= 1100);
+}
+
 /*
  * old_9_6_invalidate_hash_indexes()
  *	9.6 -> 10
-- 
2.34.1

