The original reference is Debye, P. (1914) Ann. d. Physik 43, 49, which is in German. Waller's paper came later and the forgotten paper wich did the math rigorously was Ott, H. (1935) Ann. d. Physik 23, 169. The best description I have seen in English was in chapter 1 section 3 of: James R. W. (1962) “The Optical Principles of the Diffraction of X-rays: The Crystalline State”, Vol II. Bell & Hyman Ltd., London. James is a big book with a lot of math in it, but it is remarkably easy to read. Particularly chapter 1. I highly recommend it.

The long and short of the "B-factor phenomenon" is that the primary effect of corrupting a perfect lattice by moving the "atoms" away from their ideal positions is a drop in the Bragg intensities and a corresponding increase in background (the elastically-scattered photons that don't go into the spots have to go somewhere). R. W. James shows the math to prove that the falloff of the Bragg intensities with resolution is the Fourier transform of the histogram of atomic displacements. It actually doesn't matter if the displacements in adjacent unit cells are correlated or not. It is only the histogram of displacements from the ideal lattice that is important.

If the distribution (histogram) of atomic displacements is Gaussian, then its Fourier transform is also a Gaussian and therefore has the form exp(-B*s^2). Where B = 8*pi*<u>^2 and u is the displacement of an atom along the scattering vector "s" (halfway between the incident and diffracted beams). It is interesting that movement of atoms perpendicular to s has absolutely no effect on the Bragg intensity! In this way, anisotropic displacement distributions lead to anisotropic diffraction as the crystal rotates.

Waller showed that thermal vibrations (phonons) in simple crystals do indeed produce a Gaussian distribution of atomic displacements, but it is also interesting to note that non-Gaussian atomic displacement distributions cannot be fully described by a B factor. For example, if the atomic displacements have a Lorentzian shape, then the intensity fall-off will be exponential: exp(-A*s) (the Fourier transform of a Lorentzian is an exponential, and vice versa). I THINK this may be the origin of using the letter B, as it is the second term in the Taylor expansion of an arbitrary displacement distribution:

exp( ln(K) - A*s -B*s^2 - C*s^3 ...)

For Gaussian atomic displacements, all terms except B will be zero. But, I have to admit that Debye's paper doesn't have an equation that looks like this. In fact, even R. W. James doesn't call it "B", he calls it "M". So, I could be wrong about the origin of "B", but I think someone else must have written down the above equation before I did.

-James Holton
MAD Scientist


Jacob Keller wrote:
Hello Crystallographers,
does anybody have a good reference dealing with interpretations of what B-factors (anisotropic or otherwise) really signify? In other words, a systematic addressing of all of the possible underlying molecular/crystal/data-collection phenomena which the B-factor mathematically models?
Thanks in advance,
Jacob
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Jacob Pearson Keller
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