I have a possible job coming up to replace a clients god-forsaken Goldmine system. They are concerned about the NASD regulations and claim that Goldmine is a NASD approved software package. I have searched and come up empty handed and they didn't seem too sure of what regulations/compliance issues there would be. Aside from the e-mail monitoring regulations I have not been able to find any details about NASD tech. regulations. Has anyone else ever had to deal with this before and if so, any pointers to information? Please reply off list so as not to clutter this resource. TIA!
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