-Caveat Lector-

NY TIMES
September 13, 2004
FRAUD
Absentee Votes Worry Officials as Nov. 2 Nears
By MICHAEL MOSS

As both major political parties intensify their efforts to promote absentee
balloting as a way to lock up votes in the presidential race, election officials
say they are struggling to cope with coercive tactics and fraudulent
vote-gathering involving absentee ballots that have undermined local races
across the country.

Some of those officials say they are worried that the brashness of the schemes
and the extent to which critical swing states have allowed party operatives to
involve themselves in absentee voting - from handling ballot applications to
helping voters fill out their ballots - could taint the general election in
November.

In the four years since the last presidential election, prosecutors have brought
criminal cases in at least 15 states for fraud in absentee voting. One case
resulted in the conviction of a voting-rights activist this year for forging
absentee ballots in a Wisconsin county race. In another case, a Republican
election worker in Ohio was charged with switching the votes of nursing-home
residents in the 2000 presidential race. And last year in Michigan, three city
council members pleaded guilty in a vote-tampering case that included forged
signatures and ballots altered by white-out.

The increasing popularity of absentee voting is reshaping how and when the
country votes. Since the last presidential election, a growing number of
election officials and party operatives have been promoting absentee balloting
as a way to make it easier for people to vote and alleviate the crush of
Election Day. At least 26 states now let residents cast absentee ballots without
needing the traditional excuse of not being able to make it to polling places.
That is six more states than allowed the practice in 2000.

As a result, as many as one in four Americans are expected to vote by absentee
ballot in the presidential race, a process that begins today, nearly two months
before Election Day, as North Carolina becomes the first state to distribute
ballots.

But some experts say that concerns about a repeat in problems with voting
machines is overshadowing the more pressing issue of absentee ballot fraud.

"Everybody was worried about the chads in the 2000 election,'' said Damon H.
Slone, a former West Virginia election fraud investigator, "when in fact by
loosening up the restrictions on absentee voting they have opened up more
chances for fraud to be done than what legitimate mistakes were made in
Florida."

Yet many states - including battlegrounds in the presidential campaign - have
abandoned or declined to adopt the safeguards on absentee voting that election
officials have warned they will need to prevent rigged elections, an examination
by The New York Times has found.

Only 6 of the 19 states where polls have shown that voters are almost evenly
divided between President Bush and Senator John Kerry still require witness
signatures to help authenticate absentee ballots. Fourteen of the 19 states
allow political parties to collect absentee voting applications, and 7 let the
parties collect completed ballots, raising the possibility that operatives could
gather and then alter or discard ballots from an opponent's stronghold.

Most of the swing states even let party operatives help voters fill out their
absentee ballots when the voters ask for help. And political parties are taking
advantage of vague or nonexistent state rules to influence people who vote at
home. In Arizona this month, a county judge ruled that a campaign consultant had
improperly held on to more than 14,000 absentee ballot applications he collected
this summer to help nearly a dozen Republican candidates in the primary. But
holding on to such applications for at least a few days is now common practice
by both major parties in states like Arizona, which require only that they be
turned in within a "reasonable" period of time. This allows campaigns to bombard
voters with mailings and house calls just as their ballots arrive.

Some operatives boast that this absentee electioneering lets them avoid the
century-old anti-fraud rules that force them to stay out of polling places. But
while acknowledging the value of legitimate get-out-the-vote campaigns, election
officials say absentee voting is inherently more prone to fraud than voting in
person since it has no direct oversight.

"Loosening the absentee balloting process, while maybe well intentioned, has
some serious consequences for both local races and the general election," says
Todd Rokita, secretary of state in Indiana, where fraud investigations are under
way in at least five communities.

The more blatant cases of criminal misconduct have prompted some state officials
to seek new legal powers in fighting fraud, including making it a crime to lie
about not being able to vote in person in those states that require an excuse.

A Matter for the States

The Justice Department says the Constitution mandates that states run elections,
and it generally can intervene only on civil rights matters like ensuring that
non-English-speakers are not excluded.

In the mayoral race last year in East Chicago, Ind., federal officials declined
to act on the pleas of one candidate's supporters, who foresaw trouble in
absentee voting. Two weeks before the election, in the Democratic primary, the
campaign of the challenger, George Pabey, was tipped to shenanigans, and his
supporters asked the United States attorney there to safeguard the balloting.
The prosecutor referred the matter to the Justice Department's civil rights
division, which did not show up until a year later, to monitor a different
election.

Mr. Pabey lost the race. Last month, the state Supreme Court voided the election
after a judge found that the "zealotry to promote absentee voting" resulted in
residents being coerced into voting with offers of jobs and other assistance.

There are now criminal investigations of the election by local, state and
federal authorities, with five people already charged. Some voters who agreed to
vote absentee in return for polling-place jobs say they had no idea this was
improper.

"That's how I thought it was, you get paid to vote," Larry Ellison of East
Chicago, 32, said in a recent interview, adding that he needed the $100 he
received for his vote to buy medicine for his seizures.

In North Carolina, three university students were charged with felonies last
year, accused of voting both absentee and at the polls after they responded to
campus fliers that offered free concert tickets worth $22.50 for voting
absentee.

Signatures and Excuses

Since 2000, when mail-in votes became crucial to President Bush's narrow victory
in Florida, several groups that studied election irregularities have issued
warnings about absentee voting. One commission, whose co-chairman was former
President Jimmy Carter, found that most election officials had grown lax in
handling absentee ballots.

"For practical reasons, most states do not routinely check signatures either on
applications or on returned ballots, just as most states do not verify
signatures or require proof of identity at the polls," wrote John Mark Hansen,
dean of the social sciences division at the University of Chicago, who directed
research for the commission's 2001 report.

Also in 2001, an international association of election officials called the
Election Center produced a report that noted the growing importance of absentee
voting and concluded, "Strict procedures and penalties to prevent undue
influence and fraud must be adopted by jurisdictions seeking expanded absentee
access or all-mail elections."

Gary Bartlett, an association member and the director of elections in North
Carolina, said, "It seems like whenever there is hanky-panky in elections, it's
usually through absentee voting."

In 2002, North Carolina stopped requiring an excuse to vote absentee, but at the
same time it barred anyone but voters and their relatives from handling absentee
applications. In addition, the state requires two witness signatures on absentee
ballots, which Mr. Bartlett says is a powerful tool against fraud.

In Oregon, where all voters now cast their ballots by mail, officials have
adopted several safeguards, including the use of a scanner that produces an
image of the voter's registration signature for instant comparison with the
signature on the absentee envelope. But Melody Rose, an assistant professor of
political science at Portland State University, who has studied the state's
elections, said she was concerned that political operatives could still collect
ballots.

"We are a battleground state, and it is likely to be a very tight race," Ms.
Rose said. "What is to stop some individual from saying, 'This is a red
neighborhood' or 'This is a blue neighborhood and I'm going to go and volunteer
to take ballots and dump them in the river.' ''

The Ballot Gatherers

This year, the Pennsylvania Supreme Court barred election officials from letting
political operatives collect completed ballots, citing fraud concerns. But some
efforts to limit the role of operatives in absentee voting have been derailed by
political jockeying, and the fears, expressed mostly by Democrats, that such
controls could diminish turnout.

Three towns in Connecticut tested a program last summer that barred political
parties from handling ballot requests. But while the effort was deemed a
success, the Legislature declined to make the ban permanent statewide, said
Jeffrey B. Garfield, executive director of the State Elections Enforcement
Commission.

Campaign workers "tend to target people who are elderly, infirm, low-income,
non-English-speaking," Mr. Garfield said. "So there is a psychology of almost
fear and intimidation.''

In other cases, new controls have caused interest groups to seek new ways to
grab absentee votes. Two years ago, after Iowa placed new restrictions on who
can handle ballot applications, political activists discovered an arcane rule
that lets almost any people who can gather 100 signatures set up their own
polling place where residents can vote early.

After several churches did so last year to fight a casino initiative, unions in
Cedar Rapids said they hoped to collect 1,000 votes for Mr. Kerry on Oct. 10 by
setting up voting booths at a Teamsters hall during a rally for workers and
their families.

The local elections director, Linda Langenberg, said the law required only that
their voting booths be set up more than 30 feet away from any electioneering;
nonetheless, Ms. Langenberg said, she is concerned. "I won't let them have
voting in the same building where they are having a rally," she said.

Elsewhere, some experts contend that regulators have undermined efforts to fight
voting fraud. In West Virginia, Mr. Slone said that three years ago he was
forwarding information to the Federal Bureau of Investigation about absentee
votes being swapped for $15 and flasks of whiskey when a new secretary of state
replaced him with compliance officers who he said did not have the skill to
ferret out fraud.

"Absentee voting is one of the most abused things in the state," Mr. Slone said
in an interview. And while it mostly surfaces in local elections, he said, the
same culprits may be turning out votes in national races, too.

The West Virginia secretary of state's office denies that it has diminished its
antifraud effort.

In East Chicago, many voters said their faith in the election process was shaken
by the debacle last year in the mayor's race.

The challenger, Mr. Pabey, won the race based on polling-place votes but lost to
Mayor Robert A. Pastrick by 278 votes when the absentee ballots were counted.
Within days, a civic group, Women for Change, sent 50 volunteers - nurses,
secretaries, mill workers - knocking on doors of absentee voters to investigate.

The admissions they got from dozens of voters led Judge Steven King of Lake
County Superior Court to render a 104-page decision chock-full of testimony from
poor residents like Shelia Pierce. Ms. Pierce said she had been facing eviction
when she let an operative working for the mayor's campaign, Allan Simmons, fill
out her absentee ballot in return for the promise of a $100 job working outside
the polls on Election Day. She said he later threatened her to keep her from
testifying.

Mr. Simmons has been charged with three counts of attempted obstruction of
justice and six counts of ballot fraud. He has denied the charges. Mr. Pastrick
has not been charged with wrongdoing and has denied any involvement in fraud.

In the same election, Elisa Delrio says a local official offered her a $160 job
at the polls and even took her absentee ballot to the hospital where she was
having surgery. But when she voted instead for Mr. Pabey, her ballot, which she
handed to the official, disappeared and was not counted, election records
showed.

"It made me so angry," Ms. Delrio says. "Voting is sacred."

Judge King stopped short of voiding the election, saying the 155 votes he had
thrown out did not change the outcome, but the Supreme Court of Indiana
concluded that it was impossible to determine the true winner. A new election is
scheduled for Oct. 26.


Alexis Rehrmann contributed reporting for this article.



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