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Subject: Weekly Analysis -- April 26, 1999


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STRATFOR's
Global Intelligence Update
April 26, 1999

Weekly Analysis -- NATO Summit Generates Gridlock

Summary:

With the war in Kosovo going badly, the attendees at the NATO
summit decided not to think about the problem.  They decided
neither to change the war plan nor to initiate a radical
diplomatic solution.  NATO's decision not to rethink its policy
derives from the institutional structure of NATO.  It was not
designed to think on its feet.  It also leaves the solution to
the war, whether through war or through diplomacy, in the hands
of nation-states like the United States and Germany.   What
Kosovo has demonstrated is the vitality of nationalism, the
nation-state, and ultimately, the sovereign nation.  Dreams of
multilateral solutions to international conflicts are dying a
nasty death over Yugoslavia.  The United States will agree to
peace in large part because NATO didn't work.

Analysis:

What has emerged from the NATO summit concerning Kosovo is pure
gridlock.  Three basic decisions were made: first, there will not
be a ground war; second, there will not be a major redefinition
of negotiating terms; and, third, there will be an intensified
air war.   Having bluffed and been called, NATO, rather than
reshuffling the deck, has decided to keep pushing in money,
hoping that Milosevic will eventually fold his hand.

The only new element to emerge is an agreement to embargo oil
shipments to Yugoslavia.  That decision in itself was shocking.
Consider the extraordinary fact that NATO even considered going
to war with Serbia without having established a blockade.  That
absurdity was compounded when it looked for a few days like NATO
could not generate unanimity on the subject of a blockade.  After
intense diplomacy, everyone fell into line.  Finally, NATO
countries like Hungary will make the major concession of agreeing
not to ship oil to Serbia.  What is shocking is that this should
have even required discussion.

Equally shocking was what was not discussed: what to do if the
Russians, the Chinese, or, for that matter, any country decides
to deliver oil.  NATO has decided to board and inspect all ships.
What does NATO plan to do if the Russians decline to be boarded?
Will NATO use force against Russian ships?  Chinese ships?  It is
not the decision that is shocking, nor the thought that ships
will be boarded.  What is shocking is that NATO has given very
little thought to how these policies will be implemented by the
Lt. Commanders who will be called upon to enforce them in split
second decisions.

The issue here isn't thoughtful or thoughtless policymaking.  The
issue here is far more serious: whether NATO at fifty is
institutionally capable of managing a military crisis.  For the
past month, what we have seen are individual NATO members trying
to use the machinery and legitimacy of NATO to formulate and
execute a war-fighting strategy.  A strategy, by definition,
requires flexibility, comprehensiveness and the effective
generation of options in the face of unexpected or unpleasant
events.  NATO has shown itself to be inflexible, unable to
provide a comprehensive approach to the war, and unable to face
and respond to unexpected events and painful truths.  NATO, as an
institution, is in deep denial.  This is not to say that the NATO
officials and its military officers are in denial.  They are
painfully aware of the deep problems they are facing.  The denial
is being generated by the institution itself.

What is now obvious is that there will not be an institutional
solution to the crisis.  By this we mean that NATO, as an
institution, which involves decisions by nineteen governments and
operates on the bases of consensus, cannot generate a vision for
either winning or concluding the war.  NATO can neither shift its
military strategy nor diplomatic strategy without losing the
consensus its decision-making is predicated upon.  Therefore,
NATO is locked in to the existing policy that isn't working
because flexibility has become impossible.  If the United States
were to stage a fight for a ground option, or Italy a fight for
acceptance of Russian proposals, the entire political edifice of
NATO would buckle.  It is easier to evade problems than to face
them.

It is important to understand how NATO went from being a solid
bulwark against the Soviets into a herd of cats, unable to make
any definitive decisions.  The problem is rooted in the very
nature of the institution.  NATO's decision making structure was
designed for a world in which major decisions were locked in by
history and ratified by doctrine.  NATO had a founding purpose:
to prevent the Soviets from conquering Germany and Western
Europe.  NATO also had a fundamental concern, which was to make
certain that all members carried out their military obligations
in the event of war.  The deepest problem facing NATO was to
create confidence in the idea that in the event of war, each
nation would automatically do what it was pledged to do.  So, for
example, a great fear of the Europeans was that in the event of a
Soviet invasion, the United States might choose not to commit the
forces promised to defend Europe.  More important yet was the
widespread concern that the United States would not carry out its
guarantees at the last minute, being unwilling to risk U.S.
troops, or the city of Chicago, to deter Soviet occupation of
Bonn.  The mission was known.  What was not known was the extent
to which members would commit themselves to their obligation at
the moment of truth.

NATO solved this problem with what we might call a culture of
planning.  With a clearly understood mission, NATO planners
analyzed every possible contingency.  For every contingency, they
generated a plan.  For every plan, they allocated forces.  For
every force, NATO devised endless training exercises designed to
make execution as automatic as possible.  That is precisely what
NATO did: they created a system of automated, conditioned
responses that were to be executed so rapidly that participants
did not have the time or opportunity to pause, reflect and
potentially renege.

The planning and exercise process, quite apart from being
necessary for military preparedness, was also an instrument that
psychologically and operationally locked in the actors.  Under
such and such circumstances, given the doctrine and the
particular plan that applied, units in North Carolina, the
Netherlands, and Sicily all went into motion.  In operational
terms, the goal was to make the commitment of forces as
thoughtless as possible.  Even complex war fighting doctrines
like Air-Land Battle, which foresaw a fluid and unpredictable
battlefield, still contained highly routinized, automated
procedures for the initiation of conflict.  NATO's internal
battles were referred to countless planning cells that packaged a
basic strategic challenge into an array of automated responses.
In many respects, scenario construction, contingency planning,
war gaming, and repetitive exercises was the glue that held NATO
together, staving off the fear of a last minute doublecross.

The rock on which the church rested was the Soviet threat.
Without that threat, contingency planning collapses.  War gaming
is built on a base of sand.  Exercises become intellectual in
nature, not preparatory.  NATO now operates in a highly undefined
set of circumstances.  Having debated the meaning of NATO ever
since the collapse of communism, NATO suddenly found itself with
a mission, one wholly unanticipated.  There were no plans, there
were no wargames, there had been no exercises and no one was on
automatic pilot.  Therefore the inevitable happened: everyone
became wholly unreliable.

Nevertheless, NATO decided to intervene in Kosovo.  However,
NATO's exquisite preplanning process with its branching logics
and pre-negotiated solutions was not in place.  Rather,
Yugoslavia required planning on the fly.  Basic strategic
decisions have to be made in parallel with operational
implementation and tactical deployment.  NATO was simply unable
to cope with that because its strategic planning process assumes
a dramatic separation in time between strategic planning and
operational implementation.  The strategy is to be discussed at
various levels in dozens of working groups, hammered out over
years and locked into place.  In Kosovo there was no time for
that planning and no time to generate the political consensus to
support a strategic concept.  The result is not so much chaos as
paralysis.

Behind this, there is a fundamental problem of political theory:
the problem of sovereignty.  National sovereignty does not simply
mean that a government has the right to make the decisions it
wants without being overridden by a higher authority.
Sovereignty means that the internal processes of a country define
how that country will respond.  During the Cold War, the
automated process of NATO was specifically designed to suspend
national sovereignty.  At the crucial moment, when Soviet tanks
crashed across the Fulda Gap, it would have been disastrous to
have individual nations exercising their national sovereignty by
turning over the decision to commit forces to their internal
political process.  NATO's planning process was designed to
automate the commitment of forces so as to avoid the problem of
national sovereignty.

That curtailing of national sovereignty was, in turn, the cost
the members were willing to pay in order to protect Western
civilization from a menace, the Soviet Union, which threatened
its very foundations.  The suspension of national sovereignty to
multinational organizations and their bureaucracy makes a great
deal of sense when the stakes are as high as they were from 1948
until about 1990.  But the suspension of national sovereignty in
the interest of a peacekeeping, humanitarian mission is quite
another matter.

Thus, not only has NATO's mechanism for short-circuiting
sovereign decisions broken down because of a lack of strategic
focus, but the willingness of NATO members to suspend sovereignty
without a fundamental threat to civilization has dissolved.  Try
as Prime Minister Blair might to brand Milosevic, he is not a
threat to civilization.  If every charge leveled against him were
completely true, then he would be a vicious, genocidal thug.  But
he would still not be a threat to civilization in the sense that
Hitler or Stalin was.  He just doesn't have the battalions. Since
he is not a fundamental threat to the whole, NATO simply doesn't
have the political consensus, decision making structure or
flexibility to craft strategies, operations and tactics in real-
time.  That is the weakness of any multinational grouping and why
NATO cannot function as the speechmakers in Washington might
wish.  To put it simply, since NATO is not sovereign, it cannot
make sovereign decisions.  Its rapidly generated responses
represent the lowest common denominator. Generating a subtle
diplomacy and a flexible war-fighting strategy is simply beyond
its institutional energy.

The essence of success in war is surprise.  The essence of
success in diplomacy is subtlety.  The essence of both is
secrecy, timing, and above all, somebody in charge who can make
decisions.  The relevant joke might be, what has 19 mouths and no
brain? Answer: NATO leaders at a summit.  Individually, each of
them might well be brilliant in every way.  Collectively, the
pathetic spectacle of speechifying coupled with a complete lack
of imagination could only have encouraged Milosevic.

The summit meeting was a time to forge a dramatic change in war
plans.  Plan A failed.  That happens.  That calls for Plan B:
perhaps a ground attack, perhaps a new diplomatic initiative.
But something must be done to break the gridlock.  All that NATO
could decide on was to do what they had done unsuccessfully for a
month, and to add an oil embargo that should have been in place
before the first bomb fell.  The issue now is not what NATO will
or won't do.  We have the answer to that: it will do what it did
yesterday in the hope that what failed before will succeed now.

Since the multinational entity is paralyzed, it follows that
sovereign states will step in.  The United States and Britain may
well mount an invasion of Kosovo.  If they do, it will be as it
was in Iraq: a coalition built as needed, bypassing Brussels.
The Germans and Italians may launch a diplomatic offensive with
the Russians.  If they do, it will be as Germans and Italians on
behalf of their own national interests.  NATO may or may not
ratify the results of war and diplomacy.  It will not be the
front.

NATO's operational failure is a deep blow to multinational
entities and a reminder of the primacy of the nation-state.  As
much as Clinton wanted to justify his Balkans adventure under the
guise of multilateralism, in the end he will have to justify it
in terms of the American national interest.  As much as Germany
would like to cover its abandonment of a failed strategy with
NATO sanction, it will try to make its peace with Russia because
German national interest requires it.

One of the odd outcomes of this marginal military enterprise is
that is it is pushing the nation-state to the fore, almost by
default.  NATO was designed to cope with a predetermined threat
in a predetermined way.  The spectacle of NATO trying to execute
a war against an unexpected enemy in an unplanned way should not
surprise us.  It was not built for this mission and the nation-
states that constitute it will not permit it to act as a super-
state.  They will hold on to their sovereignty and will act in
their national interest.  Germany and Italy will not consent to a
ground war simply because NATO planners suggest it. Nor will the
United States agree to a cease-fire for that reason.  Policy will
be set between Bonn, Rome, Washington and London.  Brussels and
Mons must be bypassed if anything is to be achieved.  Whatever
the outcome of the Kosovo affair, statesmen will think twice
before trying to use NATO's machinery to wage unanticipated wars.
We are approaching a peace agreement that will occur in spite of
NATO's machinery and not because of it.

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