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X-URL: http://www10.nytimes.com/library/national/science/070699hth-
sleep-paralysis.html

New York Times
July 6, 1999

Scientists Offer Explanation for Alien Abductions
By NICHOLAS D. KRISTOF

     TOKYO -- About once a week, Jean-Christophe Terrillon wakes up and
     senses the presence of a threatening, evil being beside his bed.
     Terror ripples through him, and he tries to move or call out.

     But he is paralyzed, unable to raise an arm or make a sound. His
     ears ring, a weight presses down on his chest, and he has to
     struggle for breath.

     "I feel an intense pressure in my head, as if it's going to
     explode," said Mr. Terrillon, a Canadian physicist doing research
     in Japan. Sometimes he finds himself transported upward and looking
     down on his body, or else sent hurtling through a long tunnel, and
     these episodes are terrifying even for a scientist like him who
     does not believe that evil spirits go around haunting people.

     Called sleep paralysis, this disorder -- the result of a disconnect
     between brain and body as a person is on the fringe of sleep -- is
     turning out to be increasingly common, affecting nearly half of all
     people at least once. Moreover, a growing number of scholars
     believe that sleep paralysis may help explain many ancient reports
     of attacks by witches and modern claims of abduction by space
     aliens.

     "I think it can explain claims of witchcraft and alien abduction,"
     said Kazuhiko Fukuda, a psychologist at Fukushima University in
     Japan and a leading expert on sleep paralysis. Research in Japan
     has had a headstart because sleep paralysis is well-known to most
     Japanese, who call it kanashibari, while it is little-known and
     less studied in the West.

     "We have a framework for it, but in North America there's no
     concept for people to understand what has happened to them,"
     Professor Fukuda said. "So if Americans have the experience and if
     they have heard of alien abductions, then they may think, 'Aha,
     it's alien abduction!' "

     Sleep paralysis was once thought to be very rare. But recent
     studies in Canada, Japan, China and the United States have
     suggested that it may strike at least 40 percent or 50 percent of
     all people at least once, and a study in Newfoundland, Canada,
     found that more than 60 percent had experienced it.

     There, as in Japan, people have a name for the condition and some
     scholars believe that people are therefore more likely to identify
     it when it happens to them. In Newfoundland, it is called "old hag"
     because it is associated with visions of an old witch sitting on
     the chest of a paralyzed sleeper, sometimes throttling the neck
     with her hands.

     Sleep paralysis seems to have been described since ancient times,
     and an episode appears in "Moby Dick" and perhaps also in the 18th
     century Henry Fuseli painting, "The Nightmare," which shows a
     goblin sitting on the stomach of a sleeping woman. What is striking
     is that although the symptoms of sleep paralysis are generally very
     similar, the images in the hallucinations and the interpretation of
     them seem to vary.

     Europeans seem to have interpreted ancient sleep paralysis as
     assaults or abductions by witches taking them off for a forcible
     ride on a broomstick. Chinese called it "gui ya," or ghost
     pressure, and believed that a ghost sat on and assaulted sleepers.

     In the West Indies, sleep paralysis was called "kokma" and meant a
     ghost baby who jumped on the sleeper's chest and attacked the
     throat. In old Japan, it sometimes seems to have been interpreted
     as a giant devil whose foot came down on the sleeper's chest.

     "People will draw on the most plausible account in their repertoire
     to explain their experience," said Al Cheyne, an associate
     professor of psychology at the University of Waterloo in Canada.
     "Trolls or witches no longer constitute plausible interpretations
     of these hallucinations. The notion of aliens from outer space is
     more contemporary and somewhat more plausible to the modern mind.
     So a flight on a broomstick is replaced by a teleportation to a
     waiting spaceship."

     Dr. Cheyne said that in a survey he had worked on involving more
     than 2,000 people identified as experiencing sleep paralysis,
     hundreds described experiences similar to alien abduction.

     "A sensed presence, vague gibberish spoken in one's ear, shadowy
     creatures moving about the room, a strange immobility, a crushing
     pressure and painful sensations in various parts of the body --
     these are compatible not just with an assault by a primitive demon
     but also with probing by alien experimenters," Dr. Cheyne said.
     "And the sensations of floating and flying account for the reports
     of levitation and transport to alien vessels."

     In recent years there has been a huge increase in the number of
     people who insist that they have been kidnapped by alien creatures
     from outer space, perhaps subjected to medical experiments and then
     released again. These claims have been a bit of a scientific
     puzzle, because they strike most people as utterly wacky and yet
     they are relatively widespread. One well-publicized (and widely
     criticized) Roper Poll published in 1992 suggested that nearly four
     million American reported experiences akin to alien abduction.

     Surprisingly, one study found that these people were no more
     fantasy-prone than the general population and had slightly higher
     intelligence. Many shun publicity and show signs of feeling
     traumatized and humiliated.

     Several scholars have found that people are more likely to report
     alien abductions when they have been exposed to movies or books
     about the idea. Simon Sherwood, a researcher on sleep paralysis in
     England, said that in one case study he gathered, a regular
     sufferer of sleep paralysis watched an alien film and then had a
     hallucination of "little blue aliens" inserting a metal probe into
     his forehead.

     The growing professional literature on sleep paralysis has often
     mentioned the parallels with reports of alien abductions. Still,
     many scholars are reluctant to research the connection for fear of
     tainting their reputations. Others say that a connection is
     plausible but unproved.

     Tomoka Takeuchi, a Japanese expert on sleep paralysis who is now
     conducting research at Brock University in Ontario, Canada, said
     that a connection might eventually be demonstrated scientifically
     but added: "I hesitate to speculate too much."

     Those who believe in alien abductions deny that sleep paralysis
     could be behind it all. John E. Mack, a Harvard University Medical
     School professor who is the most prominent defender of the
     possibility of abductions, argues that sleep paralysis simply does
     not fit the evidence. He notes that at least a few abduction
     reports come from remote places where people are not exposed to
     movies or tales of U.F.O.'s, and that many happen in daylight and
     involve people who seem to have been awake and alert.

     Other defenders of abduction theories say aliens may be clever
     enough to use sleep paralysis in their kidnappings.

     Sleep paralysis researchers say that as many as 60 percent of
     intense abduction experiences were linked to sleep, and some of the
     reported symptoms -- noises, smells, paralysis, levitation, terror,
     images of frightening intruders -- are very similar to those of
     sleep paralysis.

     Still, sleep paralysis cannot be a full explanation because some
     reports of alien abduction do not involve sleep. Leonard S. Newman,
     a psychologist at the University of Illinois at Chicago who has
     studied alien abductions, argues that they are false memories -- in
     some cases triggered by sleep paralysis but at other times by day
     dreams or fantasies.

     "People, especially when they are hypnotized, can easily weave
     together images, dreams, fantasies and things that they might just
     have heard or read about into elaborate pseudo-memories that they
     are confident are real," Professor Newman said in an E-mail
     interview.

     So what is sleep paralysis?

     Even after many years of study, particularly in the last decade, it
     remains mysterious. Experts have trouble even saying definitively
     whether a person is asleep or awake during sleep paralysis.

     "In the classic definition, you are awake," said Emmanuel Mignot,
     director of the Center for Narcolepsy at Stanford University
     Medical School. "But in practice, there's a gradient between being
     awake and being in REM sleep," he said, adding that sleep paralysis
     lies in a murky place on that slope.

     During REM sleep -- the period when rapid eye movement takes place
     -- the body essentially turns itself off and disconnects from the
     brain. This is a safety measure, so that people do not physically
     act out their dreams, and it means that people are effectively
     paralyzed during part of their sleep. Even automatic reflexes, like
     kicking when the knee is tapped, do not work during REM sleep.

     Sleep paralysis seems to occur when the body is in REM sleep and so
     is paralyzed and disconnected from the brain, while the brain has
     emerged from sleep and is either awake or semiawake. Usually after
     a minute or two the spell is broken and the person is able to move
     again, as the brain and body re-establish their connection.

     Just what is going on in the brain during sleep paralysis is
     unclear.

     The person experiencing the paralysis certainly feels completely
     awake and "sees" the room clearly, but laboratory experiments in
     Japan show that sometimes people experiencing sleep paralysis do
     not even open their eyes.

     Sleep paralysis sometimes runs in families and appears to have a
     genetic component. Although it is normally harmless, some scholars
     believe it may be linked to a pattern of unexplained deaths among
     Hmong and other groups in Southeast Asia. The victims are usually
     healthy young people who die in their sleep, sometimes after
     fighting for breath but without thrashing around, and their faces
     show grimaces of terror.

     Among ordinary people, sleep paralysis occurs most often after jet
     lag or periods of sleeplessness that interrupt normal REM patterns.
     Men and women seem to suffer it at equal rates, and although it is
     most common in the teen-age years, it is reported at all ages.

     Aside from witchcraft and alien abduction, sleep paralysis is also
     sometimes mentioned as a possible link to shamanism and to dream
     interpretation and even to near-death experiences. But for many
     sufferers, the growing research in the field is reassuring simply
     because it demonstrates that they are not alone in their terrifying
     night-time paralysis and hallucinations.

     "Sometimes I'm just glad that I didn't live a long time ago," said
     Mr. Terrillon, the Canadian physicist in Japan. "Because maybe
     people who had this in the olden days were put in madhouses."

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