Thanks Dan and Alex.

Dan, that background is helpful, and I take the point: with
storage-credentials and remote-signing-config
the catalog can state what it provides, so the spec does not need
to mandate a failure when the requested
mechanisms cannot be provided. Polaris will keep its current behavior as an
implementation choice,
documented as such, and I will report that outcome on the Polaris list.

The one thing I would still find useful is Alex's narrower point: a
sentence saying whether the
header is a capability statement or a requirement, and what an absent
header means.
That does not constrain what the catalog decides to provide; it only tells
servers and clients how to read the header.
If there is appetite for that I am happy to draft it; otherwise I am fine
leaving the wording as is and
letting the catalog-driven model evolve with the File type work.

Thanks,
Youngrae Kim

2026년 9월 29일 (화) 오전 6:28, Daniel Weeks <[email protected]>님이 작성:

> I'm not sure I agree with the model of a client bringing its own
> credentials if the catalog is also responsible for controlling access
> (can't really stop people from using that model, but as I said above, it
> feels like an anti-pattern).
>
> The current wording in the spec was intentionally loose so that the
> catalog can make decisions without being forced into specific
> security/access decisions.  I still don't think that updating the wording
> would be flexible enough.
>
> I'm not sure what all catalogs do, but I can say that it's always safe for
> the catalog to return credentials/remote config even if the client was
> externally configured to use its own.  The current reference implementation
> bypasses that, I believe, but conceptually a client does not need to use
> the mechanism provided by the catalog. This again feels like a bit of an
> anti-pattern: if there's a reason to bring sidecar credentials, it implies
> a gap in the delegation model that we should be looking into addressing.
>
> Dan
>
> On Mon, Sep 28, 2026 at 10:00 AM Alex Dutra <[email protected]> wrote:
>
>> Hi all,
>>
>> > The delegation header intended to allow the client to communicate its
>> capabilities, but we've aligned more clearly on catalogs controlling access
>> as opposed to clients defining behavior.
>>
>> IMO, this header isn't ideal for communicating client capabilities.
>> Notably, it fails to represent a key capability: that of using the
>> client's own storage credentials to bypass access delegation entirely.
>> Right now, the only way to imply this capability is by omitting the
>> header altogether, which introduces ambiguity into the specification.
>> Put simply, a client cannot explicitly communicate e.g.: "I can
>> function either without access delegation or using vended credentials,
>> but I do not support remote signing."
>>
>> Therefore, Apache Polaris today treats this header as an explicit
>> requirement rather than just a capability statement. IOW, it treats
>> the header presence as an indication that the client cannot function
>> without access delegation, and that at least one specified mode must
>> be satisfied.
>>
>> I would be interested to hear how other catalog implementations are
>> approaching this.
>>
>> In any case, I still think that a minor spec clarification would be
>> welcome, if for nothing else, at least to lift the ambiguity around
>> what it means when the header is absent and clarify whether the header
>> is a capability statement, or a requirement.
>>
>> Thanks,
>> Alex
>>
>>
>> On Mon, Sep 28, 2026 at 5:03 PM Daniel Weeks <[email protected]> wrote:
>> >
>> > Youngrae,
>> >
>> > I think the issue with #2 above is that it's a bit of an anti-pattern
>> for the client to concurrently own access.  Either the catalog should be
>> the authority on access or it shouldn't.  Security around the physical data
>> shouldn't really be a negotiation between the client and the server.  If
>> the catalog is delegating access to the data, it should be the sole source
>> of truth.
>> >
>> > It feels like we're trying to make this a negotiation between the
>> catalog and client, but the catalog should be responsible for access
>> delegation in a secure environment.
>> >
>> > The background on this header is important:  The original access
>> control mechanism was remote signing only, which was not originally part of
>> the REST protocol (it was separate and S3 specific).  We later introduced
>> vended credentials, but only through the config payload.  Since then, a lot
>> has changed: we introduced the Storage Credentials and now the Remote
>> Signing Config, which means that we're in a much better position for the
>> catalog to clearly indicate which mechanism the client should use.  The
>> mechanisms are more standardized, and clients should be able to report if
>> they cannot support what the catalog has provided.
>> >
>> > While there may be some residual value in the client signaling its
>> capabilities, I'm not convinced we need to change the wording in the spec
>> and we need to improve the other mechanisms as we evolve to support new
>> functionality like File type, which may mix different modes of access.
>> >
>> > The behavior you describe in Polaris is perfectly fine as an
>> implementation choice, but I don't think catalogs SHOULD fail if they
>> cannot provide any requested mechanism.  The catalog can provide an
>> alternative (e.g. you requested signing, but I'm only providing
>> credentials), which the client can error on if it does not understand.
>> Alternatively, the catalog could reject all requested forms and return only
>> the metadata, effectively signaling that the client can only see the
>> metadata, but has no access to the physical data.
>> >
>> > -Dan
>> >
>> >
>> > On Fri, Sep 25, 2026 at 8:18 PM youngrae kim <[email protected]>
>> wrote:
>> >>
>> >> Thanks Alex, Yufei and Dan.
>> >>
>> >> Dan, I think the catalog-controlled direction and Alex's wording are
>> compatible, and it may help to separate the two roles the header plays
>> today:
>> >>
>> >> 1. Which mechanism to use.
>> >> That is already the catalog's decision in Polaris: the server picks
>> among the mechanisms
>> >> it supports for that catalog and storage, and the header only tells
>> it  which ones the client can consume.
>> >> Nothing in the proposed sentence changes that.
>> >>
>> >> 2. Whether the client can access the data at all without delegation.
>> Today the header is the
>> >> only signal a client has for "I have no storage credentials of my own".
>> >> If the catalog cannot provide any mechanism the client can consume,
>> the request cannot succeed in any
>> >> useful sense, and the question is only where the failure surfaces: at
>> load time with a
>> >> message naming the cause, or at the first data access with a storage
>> error.
>> >>
>> >> The proposed SHOULD covers exactly the empty-intersection case in (2);
>> a server that knows its
>> >> clients carry their own credentials can still return the table, which
>> is why SHOULD rather than MUST seems right.
>> >>
>> >> If the longer-term direction is to rely less on the header, I would be
>> interested in how a
>> >> catalog-driven model would express (2), for example the client
>> learning from /v1/config which
>> >> mechanisms the catalog offers, so it can decide before loading a
>> table. That seems like a
>> >> larger change than the clarification this thread started with, so I
>> would suggest landing the
>> >> one-sentence clarification for the current header and taking the
>> catalog-driven model as a
>> >> separate discussion, unless you see a conflict between the two.
>> >>
>> >> Thanks,
>> >> Youngrae Kim
>> >>
>> >> 2026년 9월 26일 (토) 오전 8:52, Daniel Weeks <[email protected]>님이 작성:
>> >>>
>> >>> I'm not convinced that we're thinking about this the right way.
>> >>>
>> >>> The delegation header intended to allow the client to communicate its
>> capabilities, but we've aligned more clearly on catalogs controlling access
>> as opposed to clients defining behavior.
>> >>>
>> >>> If we leaned more into that direction, then access would be
>> determined by the catalog based on the availability of vented credentials
>> or the new remote signing configuration.
>> >>>
>> >>> There may be an opportunity here to rely less on the header and give
>> responsibility back on th e catalog to determine the access model.
>> >>>
>> >>> -Dan
>> >>>
>> >>> On Fri, Sep 25, 2026, 4:39 PM Yufei Gu <[email protected]> wrote:
>> >>>>
>> >>>> I tend to agree with Alex and Youngrae. A fail-fast approach
>> provides a clear behavioral contract between the server and clients, while
>> the current spec introduces ambiguity.
>> >>>>
>> >>>> I am not sure if this ambiguity was intentional. Please chime in if
>> you can provide more context; otherwise, I suggest we update the spec to
>> eliminate it.
>> >>>>
>> >>>> Yufei
>> >>>>
>> >>>>
>> >>>> On Thu, Sep 24, 2026 at 10:12 AM Alex Dutra <[email protected]>
>> wrote:
>> >>>>>
>> >>>>> Hi Youngrae,
>> >>>>>
>> >>>>> Thanks for starting this thread!
>> >>>>>
>> >>>>> I believe the phrase "via any or none of the requested mechanisms"
>> >>>>> requires clarification.
>> >>>>>
>> >>>>> If a client requests modes A and B, a server returning only mode B
>> is
>> >>>>> perfectly acceptable. However, returning a 200 OK response with
>> >>>>> neither mode A nor B represents an ambiguous outcome.
>> >>>>>
>> >>>>> The current wording likely assumes the client could theoretically
>> >>>>> proceed using its own fallback storage credentials. In practice,
>> >>>>> operators configure clients intentionally; requesting access
>> >>>>> delegation "just in case" is unrealistic. A fail-fast error is a
>> >>>>> better outcome, as opposed to letting the client proceed, only to
>> see
>> >>>>> it fail later on.
>> >>>>>
>> >>>>> I propose updating the specification to mandate an error response
>> when
>> >>>>> no requested mechanism is available, while also clarifying whether
>> >>>>> providing multiple delegation modes is supported:
>> >>>>>
>> >>>>> "The server MAY supply access via any or all of the requested
>> >>>>> mechanisms. If none of the requested mechanisms is available, the
>> >>>>> server SHOULD return an HTTP 400 (Bad Request) response."
>> >>>>>
>> >>>>> Thanks,
>> >>>>> Alex
>> >>>>>
>> >>>>> On Wed, Sep 23, 2026 at 11:14 AM youngrae kim <
>> [email protected]> wrote:
>> >>>>> >
>> >>>>> > Hi all,
>> >>>>> > The REST catalog spec describes X-Iceberg-Access-Delegation as an
>> "optional signal to the server that the client supports delegated access
>> via a comma-separated list of access mechanisms. The server may choose to
>> supply access via any or none of the requested mechanisms." [1]
>> >>>>> >
>> >>>>> > In Apache Polaris we recently discussed what a server should do
>> when the header is present but it can satisfy none of the requested
>> mechanisms, for example vended-credentials against an S3-compatible store
>> without STS, or remote-signing on a server that does not implement it [2].
>> >>>>> >
>> >>>>> > Polaris fails such requests with HTTP 400 and a message naming
>> the reason, because in these cases the inability is a static property of
>> the catalog and a 200 without credentials would only move the failure to
>> the first data access.
>> >>>>> >
>> >>>>> > Two readings of "any or none" came up and the text does not
>> settle which is intended:
>> >>>>> >   (a) "none" means the server returns 200 with the table and no
>> delegated access, and the client detects this from the response: an empty
>> storage-credentials (and, we understand, an empty remote-signing-config
>> once that field lands in 1.12), falling back to the config map for older
>> servers [3].
>> >>>>> >
>> >>>>> >   (b) "none" also permits the server to reject the request when
>> it cannot provide any of the requested mechanisms.
>> >>>>> >
>> >>>>> > Questions for the community:
>> >>>>> >   1. Is rejecting the request a permitted server choice under the
>> current text, or is (a) the only intended behavior?
>> >>>>> >   2. If rejection is permitted, is there a preferred status code
>> and error type, so clients can distinguish "delegation unavailable" from
>> other 400s?
>> >>>>> >   3. If (a) is the intended behavior, should the spec state
>> explicitly that the absence of credentials in both storage-credentials and
>> config (and of remote-signing-config) is the signal that no delegation was
>> applied?
>> >>>>> >
>> >>>>> > I'm happy to draft a clarification to the parameter description
>> once there is agreement.
>> >>>>> >
>> >>>>> > [1]
>> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L2151-L2161
>> >>>>> > [2]
>> https://lists.apache.org/thread/9oyv4v0vk3t8stv9832npl8t0yyp4j8r
>> >>>>> > [3]
>> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L4246-L4249
>> >>>>> >
>> >>>>> > Thanks,
>> >>>>> > Youngrae Kim
>>
>

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