On Tue, Nov 16, 2021, at 15:13, Jun Rao wrote:
> Hi, David, Colin,
>
> Thanks for the reply.
>
> 16. Discussed with David offline a bit. We have 3 cases.
> a. We upgrade from an old version where the metadata.version has already
> been finalized. In this case it makes sense to stay with that feature
> version after the upgrade.

+1

> b. We upgrade from an old version where no metadata.version has been
> finalized. In this case, it makes sense to leave metadata.version disabled
> since we don't know if all brokers have been upgraded.

This is the scenario I was hoping to avoid by saying that ALL KRaft clusters 
have metadata.version of at least 1, and each subsequent level for 
metadata.version corresponds to an IBP version. The existing KRaft clusters in 
3.0 and earlier are preview (not for production) so I think this change is OK 
for 3.x (given that it affects only KRaft). Then IBP is irrelevant for KRaft 
clusters (the config is ignored, possibly with a WARN or ERROR message 
generated if it is set).

> c. We are starting from a brand new cluster and of course no
> metadata.version has been finalized. In this case, the KIP says it will
> pick the metadata.version in meta.properties. In the common case, people
> probably won't set the metadata.version in the meta.properties file
> explicitly. So, it will be useful to put a default (stable) version there
> when the meta.properties.

Hmm. I was assuming that clusters where the admin didn't specify any 
metadata.version during formatting would get the latest metadata.version. 
Partly, because this is what we do for IBP today. It would be good to clarify 
this...

>
> Also, it would be useful to clarify that if a FeatureLevelRecord exists for
> metadata.version, the metadata.version in meta.properties will be ignored.
>

Yeah, I agree.

best,
Colin

> Thanks,
>
> Jun
>
>
> On Tue, Nov 16, 2021 at 12:39 PM Colin McCabe <cmcc...@apache.org> wrote:
>
>> On Fri, Nov 5, 2021, at 15:18, Jun Rao wrote:
>> > Hi, David,
>> >
>> > Thanks for the reply.
>> >
>> > 16. My first concern is that the KIP picks up meta.version inconsistently
>> > during the deployment. If a new cluster is started, we pick up the
>> highest
>> > version. If we upgrade, we leave the feature version unchanged.
>>
>> Hi Jun,
>>
>> Thanks again for taking a look.
>>
>> The proposed behavior in KIP-778 is consistent with how it works today.
>> Upgrading the software is distinct from upgrading the IBP.
>>
>> I think it is important to keep these two operations ("upgrading
>> IBP/metadata version" and "upgrading software version") separate. If they
>> are coupled it will create a situation where software upgrades are
>> difficult and dangerous.
>>
>> Consider a situation where you find some bug in your current software, and
>> you want to upgrade to new software that fixes the bug. If upgrades and IBP
>> bumps are coupled, you can't do this without also bumping the IBP, which is
>> usually considered a high-risk change. That means that either you have to
>> make a special build that includes only the fix (time-consuming and
>> error-prone), live with the bug for longer, or be very conservative about
>> ever introducing new IBP/metadata versions. None of those are really good
>> choices.
>>
>> > Intuitively, it seems that independent of how a cluster is deployed, we
>> > should always pick the same feature version.
>>
>> I think it makes sense to draw a distinction between upgrading an existing
>> cluster and deploying a new one. What most people want out of upgrades is
>> that things should keep working, but with bug fixes. If we change that, it
>> just makes people more reluctant to upgrade (which is always a problem...)
>>
>> > I think we need to think this through in this KIP. My second concern is
>> > that as a particular version matures, it's inconvenient for a user to
>> manually
>> > upgrade every feature version. As long as we have a path to achieve that
>> in
>> > the future, we don't need to address that in this KIP.
>>
>> If people are managing a large number of Kafka clusters, they will want to
>> do some sort of A/B testing with IBP/metadata versions. So if you have 1000
>> Kafka clusters, you roll out the new IBP version to 10 of them and see how
>> it goes. If that goes well, you roll it out to more, etc.
>>
>> So, the automation needs to be at the cluster management layer, not at the
>> Kafka layer. Each Kafka cluster doesn't know how well things went in the
>> other 999 clusters. Automatically upgrading is a bad thing for the same
>> reason Kafka automatically upgrading its own software version would be a
>> bad thing -- it could lead to a disruption to a sensitive cluster at the
>> wrong time.
>>
>> For people who are just managing one or two Kafka clusters, automatically
>> upgrading feature versions isn't a big burden and can be done manually.
>> This is all consistent with how IBP works today.
>>
>> Also, we already have a command-line option to the feature tool which
>> upgrades all features to the latest available, if that is what the
>> administrator desires. Perhaps we could add documentation saying that this
>> should be done as the last step of the upgrade.
>>
>> best,
>> Colin
>>
>> >
>> > 21. "./kafka-features.sh delete": Deleting a feature seems a bit weird
>> > since the logic is always there. Would it be better to use disable?
>> >
>> > Jun
>> >
>> > On Fri, Nov 5, 2021 at 8:11 AM David Arthur
>> > <david.art...@confluent.io.invalid> wrote:
>> >
>> >> Colin and Jun, thanks for the additional comments!
>> >>
>> >> Colin:
>> >>
>> >> > We've been talking about having an automated RPC compatibility checker
>> >>
>> >> Do we have a way to mark fields in schemas as deprecated? It can stay in
>> >> the RPC, it just complicates the logic a bit.
>> >>
>> >> > It would be nice if the active controller could validate that a
>> majority
>> >> of the quorum could use the proposed metadata.version. The active
>> >> controller should have this information, right? If we don't have recent
>> >> information  from a quorum of voters, we wouldn't be active.
>> >>
>> >> I believe we should have this information from the ApiVersionsResponse.
>> It
>> >> would be good to do this validation to avoid a situation where a
>> >> quorum leader can't be elected due to unprocessable records.
>> >>
>> >> > Do we need delete as a command separate from downgrade?
>> >>
>> >> I think from an operator's perspective, it is nice to distinguish
>> between
>> >> changing a feature flag and unsetting it. It might be surprising to an
>> >> operator to see the flag's version set to nothing when they requested
>> the
>> >> downgrade to version 0 (or less).
>> >>
>> >> > it seems like we should spell out that metadata.version begins at 1 in
>> >> KRaft clusters
>> >>
>> >> I added this text:
>> >>
>> >> Introduce an IBP version to indicate the lowest software version that
>> >> > supports *metadata.version*. Below this IBP, the *metadata.version* is
>> >> > undefined and will not be examined. At or above this IBP, the
>> >> > *metadata.version* must be *0* for ZooKeeper clusters and will be
>> >> > initialized as *1* for KRaft clusters.
>> >>
>> >>
>> >> > We probably also want an RPC implemented by both brokers and
>> controllers
>> >> that will reveal the min and max supported versions for each feature
>> level
>> >> supported by the server
>> >>
>> >> This is available in ApiVersionsResponse (we include the server's
>> supported
>> >> features as well as the cluster's finalized features)
>> >>
>> >> --------
>> >>
>> >> Jun:
>> >>
>> >> 12. I've updated the KIP with AdminClient changes
>> >>
>> >> 14. You're right, it looks like I missed a few sections regarding
>> snapshot
>> >> generation. I've corrected it
>> >>
>> >> 16. This feels more like an enhancement to KIP-584. I agree it could be
>> >> useful, but perhaps we could address it separately from KRaft upgrades?
>> >>
>> >> 20. Indeed snapshots are not strictly necessary during an upgrade, I've
>> >> reworded this
>> >>
>> >>
>> >> Thanks!
>> >> David
>> >>
>> >>
>> >> On Thu, Nov 4, 2021 at 6:51 PM Jun Rao <j...@confluent.io.invalid>
>> wrote:
>> >>
>> >> > Hi, David, Jose and Colin,
>> >> >
>> >> > Thanks for the reply. A few more comments.
>> >> >
>> >> > 12. It seems that we haven't updated the AdminClient accordingly?
>> >> >
>> >> > 14. "Metadata snapshot is generated and sent to the other inactive
>> >> > controllers and to brokers". I thought we wanted each broker to
>> generate
>> >> > its own snapshot independently? If only the controller generates the
>> >> > snapshot, how do we force other brokers to pick it up?
>> >> >
>> >> > 16. If a feature version is new, one may not want to enable it
>> >> immediately
>> >> > after the cluster is upgraded. However, if a feature version has been
>> >> > stable, requiring every user to run a command to upgrade to that
>> version
>> >> > seems inconvenient. One way to improve this is for each feature to
>> define
>> >> > one version as the default. Then, when we upgrade a cluster, we will
>> >> > automatically upgrade the feature to the default version. An admin
>> could
>> >> > use the tool to upgrade to a version higher than the default.
>> >> >
>> >> > 20. "The quorum controller can assist with this process by generating
>> a
>> >> > metadata snapshot after a metadata.version increase has been
>> committed to
>> >> > the metadata log. This snapshot will be a convenient way to let broker
>> >> and
>> >> > controller components rebuild their entire in-memory state following
>> an
>> >> > upgrade." The new version of the software could read both the new and
>> the
>> >> > old version. Is generating a new snapshot during upgrade needed?
>> >> >
>> >> > Jun
>> >> >
>> >> >
>> >> > On Wed, Nov 3, 2021 at 5:42 PM Colin McCabe <cmcc...@apache.org>
>> wrote:
>> >> >
>> >> > > On Tue, Oct 12, 2021, at 10:34, Jun Rao wrote:
>> >> > > > Hi, David,
>> >> > > >
>> >> > > > One more comment.
>> >> > > >
>> >> > > > 16. The main reason why KIP-584 requires finalizing a feature
>> >> manually
>> >> > is
>> >> > > > that in the ZK world, the controller doesn't know all brokers in a
>> >> > > cluster.
>> >> > > > A broker temporarily down is not registered in ZK. in the KRaft
>> >> world,
>> >> > > the
>> >> > > > controller keeps track of all brokers, including those that are
>> >> > > temporarily
>> >> > > > down. This makes it possible for the controller to automatically
>> >> > > finalize a
>> >> > > > feature---it's safe to do so when all brokers support that
>> feature.
>> >> > This
>> >> > > > will make the upgrade process much simpler since no manual
>> command is
>> >> > > > required to turn on a new feature. Have we considered this?
>> >> > > >
>> >> > > > Thanks,
>> >> > > >
>> >> > > > Jun
>> >> > >
>> >> > > Hi Jun,
>> >> > >
>> >> > > I guess David commented on this point already, but I'll comment as
>> >> well.
>> >> > I
>> >> > > always had the perception that users viewed rolls as potentially
>> risky
>> >> > and
>> >> > > were looking for ways to reduce the risk. Not enabling features
>> right
>> >> > away
>> >> > > after installing new software seems like one way to do that. If we
>> had
>> >> a
>> >> > > feature to automatically upgrade during a roll, I'm not sure that I
>> >> would
>> >> > > recommend that people use it, because if something fails, it makes
>> it
>> >> > > harder to tell if the new feature is at fault, or something else in
>> the
>> >> > new
>> >> > > software.
>> >> > >
>> >> > > We already tell users to do a "double roll" when going to a new IBP.
>> >> > (Just
>> >> > > to give background to people who haven't heard that phrase, the
>> first
>> >> > roll
>> >> > > installs the new software, and the second roll updates the IBP). So
>> >> this
>> >> > > KIP-778 mechanism is basically very similar to that, except the
>> second
>> >> > > thing isn't a roll, but just an upgrade command. So I think this is
>> >> > > consistent with what we currently do.
>> >> > >
>> >> > > Also, just like David said, we can always add auto-upgrade later if
>> >> there
>> >> > > is demand...
>> >> > >
>> >> > > best,
>> >> > > Colin
>> >> > >
>> >> > >
>> >> > > >
>> >> > > > On Thu, Oct 7, 2021 at 5:19 PM Jun Rao <j...@confluent.io> wrote:
>> >> > > >
>> >> > > >> Hi, David,
>> >> > > >>
>> >> > > >> Thanks for the KIP. A few comments below.
>> >> > > >>
>> >> > > >> 10. It would be useful to describe how the controller node
>> >> determines
>> >> > > the
>> >> > > >> RPC version used to communicate to other controller nodes. There
>> >> seems
>> >> > > to
>> >> > > >> be a bootstrap problem. A controller node can't read the log and
>> >> > > >> therefore the feature level until a quorum leader is elected. But
>> >> > leader
>> >> > > >> election requires an RPC.
>> >> > > >>
>> >> > > >> 11. For downgrades, it would be useful to describe how to
>> determine
>> >> > the
>> >> > > >> downgrade process (generating new snapshot, propagating the
>> >> snapshot,
>> >> > > etc)
>> >> > > >> has completed. We could block the UpdateFeature request until the
>> >> > > process
>> >> > > >> is completed. However, since the process could take time, the
>> >> request
>> >> > > could
>> >> > > >> time out. Another way is through DescribeFeature and the server
>> only
>> >> > > >> reports downgraded versions after the process is completed.
>> >> > > >>
>> >> > > >> 12. Since we are changing UpdateFeaturesRequest, do we need to
>> >> change
>> >> > > the
>> >> > > >> AdminClient api for updateFeatures too?
>> >> > > >>
>> >> > > >> 13. For the paragraph starting with "In the absence of an
>> operator
>> >> > > >> defined value for metadata.version", in KIP-584, we described
>> how to
>> >> > > >> finalize features with New cluster bootstrap. In that case, it's
>> >> > > >> inconvenient for the users to have to run an admin tool to
>> finalize
>> >> > the
>> >> > > >> version for each feature. Instead, the system detects that the
>> >> > /features
>> >> > > >> path is missing in ZK and thus automatically finalizes every
>> feature
>> >> > > with
>> >> > > >> the latest supported version. Could we do something similar in
>> the
>> >> > KRaft
>> >> > > >> mode?
>> >> > > >>
>> >> > > >> 14. After the quorum leader generates a new snapshot, how do we
>> >> force
>> >> > > >> other nodes to pick up the new snapshot?
>> >> > > >>
>> >> > > >> 15. I agree with Jose that it will be useful to describe when
>> >> > > generating a
>> >> > > >> new snapshot is needed. To me, it seems the new snapshot is only
>> >> > needed
>> >> > > >> when incompatible changes are made.
>> >> > > >>
>> >> > > >> 7. Jose, what control records were you referring?
>> >> > > >>
>> >> > > >> Thanks,
>> >> > > >>
>> >> > > >> Jun
>> >> > > >>
>> >> > > >>
>> >> > > >> On Tue, Oct 5, 2021 at 8:53 AM David Arthur <
>> davidart...@apache.org
>> >> >
>> >> > > >> wrote:
>> >> > > >>
>> >> > > >>> Jose, thanks for the thorough review and comments!
>> >> > > >>>
>> >> > > >>> I am out of the office until next week, so I probably won't be
>> able
>> >> > to
>> >> > > >>> update the KIP until then. Here are some replies to your
>> questions:
>> >> > > >>>
>> >> > > >>> 1. Generate snapshot on upgrade
>> >> > > >>> > > Metadata snapshot is generated and sent to the other nodes
>> >> > > >>> > Why does the Active Controller need to generate a new snapshot
>> >> and
>> >> > > >>> > force a snapshot fetch from the replicas (inactive controller
>> and
>> >> > > >>> > brokers) on an upgrade? Isn't writing the FeatureLevelRecord
>> good
>> >> > > >>> > enough to communicate the upgrade to the replicas?
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> You're right, we don't necessarily need to _transmit_ a
>> snapshot,
>> >> > since
>> >> > > >>> each node can generate its own equivalent snapshot
>> >> > > >>>
>> >> > > >>> 2. Generate snapshot on downgrade
>> >> > > >>> > > Metadata snapshot is generated and sent to the other
>> inactive
>> >> > > >>> > controllers and to brokers (this snapshot may be lossy!)
>> >> > > >>> > Why do we need to send this downgraded snapshot to the
>> brokers?
>> >> The
>> >> > > >>> > replicas have seen the FeatureLevelRecord and noticed the
>> >> > downgrade.
>> >> > > >>> > Can we have the replicas each independently generate a
>> downgraded
>> >> > > >>> > snapshot at the offset for the downgraded FeatureLevelRecord?
>> I
>> >> > > assume
>> >> > > >>> > that the active controller will guarantee that all records
>> after
>> >> > the
>> >> > > >>> > FatureLevelRecord use the downgraded version. If so, it would
>> be
>> >> > good
>> >> > > >>> > to mention that explicitly.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> Similar to above, yes a broker that detects a downgrade via
>> >> > > >>> FeatureLevelRecord could generate its own downgrade snapshot and
>> >> > reload
>> >> > > >>> its
>> >> > > >>> state from that. This does get a little fuzzy when we consider
>> >> cases
>> >> > > where
>> >> > > >>> brokers are on different software versions and could be
>> generating
>> >> a
>> >> > > >>> downgrade snapshot for version X, but using different versions
>> of
>> >> the
>> >> > > >>> code.
>> >> > > >>> It might be safer to let the controller generate the snapshot so
>> >> each
>> >> > > >>> broker (regardless of software version) gets the same records.
>> >> > However,
>> >> > > >>> for
>> >> > > >>> upgrades (or downgrades) we expect the whole cluster to be
>> running
>> >> > the
>> >> > > >>> same
>> >> > > >>> software version before triggering the metadata.version change,
>> so
>> >> > > perhaps
>> >> > > >>> this isn't a likely scenario. Thoughts?
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> 3. Max metadata version
>> >> > > >>> > >For the first release that supports metadata.version, we can
>> >> > simply
>> >> > > >>> > initialize metadata.version with the current (and only)
>> version.
>> >> > For
>> >> > > >>> future
>> >> > > >>> > releases, we will need a mechanism to bootstrap a particular
>> >> > version.
>> >> > > >>> This
>> >> > > >>> > could be done using the meta.properties file or some similar
>> >> > > mechanism.
>> >> > > >>> The
>> >> > > >>> > reason we need the allow for a specific initial version is to
>> >> > support
>> >> > > >>> the
>> >> > > >>> > use case of starting a Kafka cluster at version X with an
>> older
>> >> > > >>> > metadata.version.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> I assume that the Active Controller will learn the metadata
>> version
>> >> > of
>> >> > > >>> > the broker through the BrokerRegistrationRequest. How will the
>> >> > Active
>> >> > > >>> > Controller learn about the max metadata version of the
>> inactive
>> >> > > >>> > controller nodes? We currently don't send a registration
>> request
>> >> > from
>> >> > > >>> > the inactive controller to the active controller.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> This came up during the design, but I neglected to add it to the
>> >> KIP.
>> >> > > We
>> >> > > >>> will need a mechanism for determining the supported features of
>> >> each
>> >> > > >>> controller similar to how brokers use BrokerRegistrationRequest.
>> >> > > Perhaps
>> >> > > >>> controllers could write a FeatureLevelRecord (or similar) to the
>> >> > > metadata
>> >> > > >>> log indicating their supported version. WDYT?
>> >> > > >>>
>> >> > > >>> Why do you need to bootstrap a particular version? Isn't the
>> intent
>> >> > > >>> > that the broker will learn the active metadata version by
>> reading
>> >> > the
>> >> > > >>> > metadata before unfencing?
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> This bootstrapping is needed for when a KRaft cluster is first
>> >> > > started. If
>> >> > > >>> we don't have this mechanism, the cluster can't really do
>> anything
>> >> > > until
>> >> > > >>> the operator finalizes the metadata.version with the tool. The
>> >> > > >>> bootstrapping will be done by the controller and the brokers
>> will
>> >> see
>> >> > > this
>> >> > > >>> version as a record (like you say). I'll add some text to
>> clarify
>> >> > this.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> 4. Reject Registration - This is related to the bullet point
>> above.
>> >> > > >>> > What will be the behavior of the active controller if the
>> broker
>> >> > > sends
>> >> > > >>> > a metadata version that is not compatible with the cluster
>> wide
>> >> > > >>> > metadata version?
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> If a broker starts up with a lower supported version range than
>> the
>> >> > > >>> current
>> >> > > >>> cluster metadata.version, it should log an error and shutdown.
>> This
>> >> > is
>> >> > > in
>> >> > > >>> line with KIP-584.
>> >> > > >>>
>> >> > > >>> 5. Discover upgrade
>> >> > > >>> > > This snapshot will be a convenient way to let broker and
>> >> > controller
>> >> > > >>> > components rebuild their entire in-memory state following an
>> >> > upgrade.
>> >> > > >>> > Can we rely on the presence of the FeatureLevelRecord for the
>> >> > > metadata
>> >> > > >>> > version for this functionality? If so, it avoids having to
>> reload
>> >> > the
>> >> > > >>> > snapshot.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> For upgrades, yes probably since we won't need to "rewrite" any
>> >> > > records in
>> >> > > >>> this case. For downgrades, we will need to generate the snapshot
>> >> and
>> >> > > >>> reload
>> >> > > >>> everything.
>> >> > > >>>
>> >> > > >>> 6. Metadata version specification
>> >> > > >>> > >  V4(version=4, isBackwardsCompatible=false, description="New
>> >> > > metadata
>> >> > > >>> > record type Bar"),
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> Very cool. Do you have plans to generate Apache Kafka HTML
>> >> > > >>> > documentation for this information? Would be helpful to
>> display
>> >> > this
>> >> > > >>> > information to the user using the kafka-features.sh and
>> feature
>> >> > RPC?
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> Hm good idea :) I'll add a brief section on documentation. This
>> >> would
>> >> > > >>> certainly be very useful
>> >> > > >>>
>> >> > > >>> 7.Downgrade records
>> >> > > >>> > I think we should explicitly mention that the downgrade
>> process
>> >> > will
>> >> > > >>> > downgrade both metadata records and controller records. In
>> >> KIP-630
>> >> > we
>> >> > > >>> > introduced two control records for snapshots.
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> Yes, good call. Let me re-read that KIP and include some
>> details.
>> >> > > >>>
>> >> > > >>> Thanks again for the comments!
>> >> > > >>> -David
>> >> > > >>>
>> >> > > >>>
>> >> > > >>> On Wed, Sep 29, 2021 at 5:09 PM José Armando García Sancio
>> >> > > >>> <jsan...@confluent.io.invalid> wrote:
>> >> > > >>>
>> >> > > >>> > One more comment.
>> >> > > >>> >
>> >> > > >>> > 7.Downgrade records
>> >> > > >>> > I think we should explicitly mention that the downgrade
>> process
>> >> > will
>> >> > > >>> > downgrade both metadata records and controller records. In
>> >> KIP-630
>> >> > we
>> >> > > >>> > introduced two control records for snapshots.
>> >> > > >>> >
>> >> > > >>>
>> >> > > >>
>> >> > >
>> >> >
>> >>
>> >>
>> >> --
>> >> -David
>> >>
>>

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