From: Russ Paielli <[EMAIL PROTECTED]>
Subject: [EM] How Approval locks onto the CW in two or three moves

A couple of days ago, Forest Simmons posted an interesting message about
how Approval can elect a third-party candidate within a few election
cycles if that party is truly preferred by the electorate.

His argument seems reasonable enough to me, and it helped me to
understand the different tendencies of Approval and IRV. Let me state
what I think they are.

Like plurality, IRV tends to reach a stable equilibrium with two
dominant parties. In that equilibrium state the effect of uncompetitive
spoilers is eliminated, but minor parties are unlikely to win. If a
minor party does somehow manage to defy the odds and become seriously
competitive, IRV can end up electing a relatively unpopular candidate
(just as plurality can with a strong third-party candidate).

Approval, on the other hand, will not necessarily reach a stable
equilibrium with only two dominant parties. If I understand it
correctly, it could allow any number of parties to reach a stable state
of parity. That could be revolutionary, of course. Imagine the
Libertarians and Greens actually competing on an equal footing with the
Democrats and Republicans!

But I see a potential problem. If several parties reach parity,
strategic voting becomes difficult, and the voter could end up with very
difficult decisions. Do Greens approve the Democrat as a hedge against
the Republican, or do they not? It's the same old problem, except now
it's much more complicated. Now Greens may need to worry about letting
the Libertarian get elected if they don't vote for the Democrat. As a
matter of fact, they may need to think about approving the *Republican*
to prevent the *Libertartian* from getting elected! Or vice versa.

The bottom line is that the election could be tipped in any of several
different directions depending on where voters decide to "draw the line"
between their approved and disapproved candidates. Maybe this is
obvious, but I wonder how many have really thought about the potential
consequences. I am not claiming that the disadvantages of Approval
outweigh the advantages; I'm merely pointing out the potential problems.

The Approval strategy "formulas" that have been put forth are
interesting, but in many cases they will be of no practical use to
voters. Why? Because they are based on how other voters are expected to
vote, which is obviously uncertain. The best strategic cutoff point
could depend critically on that uncertain information, in which case the
formulas will be useless as a practical guide for voters.

I understand that Approval is used by several professional societies, so
it has been tested to some extent. As far as I know, however, it has
never been tested in large-scale partisan public elections, so it is
largely untested. Elections for professional societies tend to be very
uncontroversial and participation is often poor, with only something
10-20% of the members even bothering to vote in some cases (even though
you can vote by mail).


The more equal the different parties are in their strengths, the more likely voters will use zero info strategy. And (in my opinion) that's when Approval outshines other methods the most, because the winner under zero info strategy is the candidate that is considered above average by the most voters.


What other method can reliably find this candidate?

No Condorcet method can:

51 A>B>>C
29 B>>A>C
20 C>B>>A

Here B is approved by 100 percent of the voters, and A disapproved by 49 percent, but A wins under Condorcet, IRV, Borda, etc.

Approval itself cannot even find this candidate B, given too much information:

The Condorcet Winner A would win under Approval, too, given even fairly crude (but honest) polling data.

The zero-info result is better than the non-zero info result.

The zero-info case is not the problem. The dis-information case is the problem. But as I showed before, this problem clears up quickly when there is a CW.

When there is no CW, there may still be a stable Approval equilibrium. If not, the winners cycle within the Smith set, yielding a kind of temporal fairness for their supporters.

Forest
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