Dear Election List,

See some in-line comments.

Regards,

Joe


On Dec 7, 2006, at 5:40 PM, MIKE OSSIPOFF wrote:




I hadn't heard about the other methods being justified in terms of transfers
between states after the allocation.


You can find the description in Balinski and Young's book Fair Representation, page 102, of the revised edition which was relatively recently released by Brookings Institution Press.



But, as for different standards for
judging the result of those transfers, by different standards of
proportional fairness, there doesn't seem to be much room for rival
standards.

Unfortunately, although it is not intuitive, seeming small changes in the measure of "optimality" makes a big difference in which method turns out to be optimal.

Webster optimizes when the comparison of seats divided by population for pairs of states in "absolute" terms is made, while Dean's method optimizes when the comparison of population divided by seats for pairs of states in "absolute" terms is made. However, Huntington showed that all of the different measures of fairness/proportionality/ optimization for the 5 "standard" methods when measured in terms of relative differences leads to what today is usually called Huntington- Hill.



The Constitution says that the seats should be allocated to the states in proportion to their populations. "Proportion" means that seats should be proportional to population. The (impossible) goal, therefore, is for all the
states to have the same proportion, the same ratio, of votes to seats.

So, what relation between two states should be optimized with respect to
seat transfers between them? Is there any room for disagreement?


Since the different methods have had supporters over the years there does seem to be disagreement.


Starting
with the apportionment allocation, and then giving a seat from one state to another, should never cause their v/s to differ by a smaller factor than it did before the transfer. The words "proportional" and "proportion" imply
that factor is what we're talking about.

Yes, Hill's procedure looks at factor where Webster's procedure looks at arithmetic rounding. But, as I said, no genuine justification can be found in the procedure definitions of Webster or Hill. If you can't make the v/s
proportion the _same_ for all states, then who's to say which kind of
fudging is best? As I said, as soon as we round off to the nearest integer, like Webster or Hill, we're going from solid justification to fudging and
word-games.




Perhaps it is word games, but it is also involves different views about what should be the optimization criteria used, and what fairness criteria are paramount.



So the transfer property is what can give solid justification. A transfer property doesn't work for Hill, because a fixed integral number of seats (one) is transferred. That's why Webster's arithmetic rounding, placing the state as close to its ideal number in terms of raw seat-count, is what makes it possible for Webster to have the transfer property. It means that any change in that party's seat total, such as receiving or giving a seat, can only put that party's seat total farther from the fractional seat total corresponding to its ideal v/s. And when a state is as close as it can be to that ideal fractional seat total, in terms of raw seat-count, then it must also as close as possible to its ideal v/s, as measured by the factor by which its v/s differs from the ideal. And that's true because Webster rounds
arithmetically instead of geometrically.

As for Jefferson or the others, I've never heard of a transfer property
claimed for them.


The work showing that this is so dates to the 1920's. It was done by E. V. Huntington, who spent a large part of his career at Harvard University. It turns out there are very different ways of thinking of the 5 different "standard" apportionment methods (other than largest remainders) and that these lead to different computational algorithms that yield the same results. The three different points of view involve "rounding rules," divisors, and rank functions. Thus, on the web page (Census Bureau) that describes the current apportionment method (Huntington-Hill) used by the US the method is described in terms of producing a table of numbers and assigning the seats after the first 50 of the 435 seats are assigned, one to each state, as required by the Constitution, in order of the size of the numbers in this table.

http://www.census.gov/population/www/censusdata/apportionment.html


Jefferson, for instance differs from Webster in rounding
down instead of rounding to the nearest whole seat.

Since there's no solid justification in the procedures, we can justify
according to how transfer affects the factor by which the 2 states' v/s proportions differ. If the transfer of a seat between two states makes their v/s differ by a smaller factor than it did before, then something is wrong
with the initial allocation.

Mike Ossipoff

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Joseph Malkevitch
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