1st meeting of the Ad Hoc Open-ended Working Group of Legal and 
Technical Experts on Liability and Redress in the context of the 
Cartagena Protocol on Biosafety  -  Issue #1          

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Stefan Jungcurt 
Pia M. Kohler 
William McPherson, Ph.D. 
Elisa Morgera 
Elsa Tsioumani 

Editor:

Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]> 

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 312
Wednesday, 25 May 2005

Online at http://www.iisd.ca/biodiv/wglr/ 

FIRST MEETING OF THE WORKING GROUP OF LEGAL AND TECHNICAL EXPERTS 
ON LIABILITY AND REDRESS AND SECOND MEETING OF THE PARTIES TO THE 
CARTAGENA PROTOCOL ON BIOSAFETY:

25 MAY - 3 JUNE 2005 

The first meeting of the Ad Hoc Open-ended Working Group of Legal 
and Technical Experts on Liability and Redress in the context of 
the Cartagena Protocol on Biosafety begins today and will continue 
until 27 May 2005, in Montreal, Canada. It will be followed by the 
second meeting of the Conference of the Parties to the Convention 
on Biological Diversity (CBD) serving as the Meeting of the 
Parties to the Cartagena Protocol on Biosafety (COP/MOP-2), which 
will convene from 30 May to 3 June 2005.

Pursuant to Article 27 of the Protocol, the Ad Hoc Group on 
Liability and Redress was established by COP/MOP-1 to: review 
information relating to liability and redress for damage resulting 
from transboundary movements of living modified organisms (LMOs); 
analyze general issues relating to the potential and/or actual 
damage scenarios of concern, and application of international 
rules and procedures on liability and redress to the damage 
scenarios; and elaborate options for elements of rules and 
procedures on liability and redress, including definition and 
nature of damage, valuation of damage to biodiversity and to human 
health, threshold of damage, causation, channeling of liability, 
roles of Parties of import and export, standard of liability, 
mechanisms of financial security and right to bring claims. The 
Group shall report on its activities to the COP/MOP and complete 
its work in 2007.

COP/MOP-2 will consider: options for implementing notification 
requirements; risk assessment and risk management; handling, 
transport, packaging and identification (HTPI); socioeconomic 
considerations; and public awareness and participation. It will 
also address a number of standing issues, including: the report of 
the Compliance Committee; operations and activities of the 
Biosafety Clearing-House (BCH); the status of capacity-building 
activities and the use of the roster of experts; the financial 
mechanism and resources; cooperation with other organizations; and 
a report of the Executive Secretary on the administration of the 
Protocol and on budgetary matters.

A BRIEF HISTORY OF THE CARTAGENA PROTOCOL ON BIOSAFETY

The Cartagena Protocol on Biosafety addresses the safe transfer, 
handling and use of LMOs that may have an adverse effect on 
biodiversity, taking into account human health, with a specific 
focus on transboundary movements. It establishes an advance 
informed agreement procedure for imports of LMOs for intentional 
introduction into the environment, and also incorporates the 
precautionary approach and mechanisms for risk assessment and risk 
management. The Protocol establishes a BCH to facilitate 
information exchange, and contains provisions on capacity building 
and financial resources, with special attention to developing 
countries and those without domestic regulatory systems. The 
Biosafety Protocol entered into force on 11 September 2003, 90 
days after receipt of its 50th instrument of ratification. There 
are currently 119 Parties to the Protocol.

NEGOTIATION PROCESS: Article 19.3 of the CBD provides for Parties 
to consider the need for, and modalities of, a protocol setting 
out procedures in the field of the safe transfer, handling and use 
of LMOs resulting from biotechnology that may have an adverse 
effect on biodiversity and its components. A Biosafety Working 
Group (BSWG) was established to this end at COP-2 (November 1995, 
Jakarta, Indonesia). 

The BSWG held six meetings between 1996 and 1999. The first two 
meetings identified elements for the future protocol and helped to 
articulate positions. BSWG-3 (October 1997, Montreal, Canada) 
developed a consolidated draft text to serve as the basis for 
negotiation. The fourth and fifth meetings focused on reducing and 
refining options for each article of the draft protocol. At the 
final meeting of the BSWG (February 1999, Cartagena, Colombia), 
delegates intended to complete negotiations and submit the draft 
protocol to the first Extraordinary Meeting of the COP (ExCOP), 
convened immediately following BSWG-6. Despite intense 
negotiations, delegates could not agree on a compromise package 
that would finalize the protocol, and the meeting was suspended. 
Outstanding issues included: the scope of the protocol; its 
relationship with other agreements, especially those related to 
trade; the treatment of LMOs for food, feed or processing 
(LMO-FFPs); its reference to precaution; and documentation 
requirements. 

Following suspension of the ExCOP, three sets of informal 
consultations were held, involving the five negotiating groups 
that had emerged during the Cartagena meetings: the Central and 
Eastern European Group; the Compromise Group (Japan, Mexico, 
Norway, Republic of Korea and Switzerland, joined later by New 
Zealand and Singapore); the EU; the Like-minded Group (the 
majority of developing countries); and the Miami Group (Argentina, 
Australia, Canada, Chile, the US and Uruguay). Compromise was 
reached on the outstanding issues, and the resumed ExCOP (January 
2000, Montreal, Canada) adopted the Cartagena Protocol on 
Biosafety on 29 January 2000. The meeting also established the 
Intergovernmental Committee for the Cartagena Protocol on 
Biosafety (ICCP) to undertake preparations for COP/MOP-1, and 
requested the CBD Executive Secretary to prepare work for 
development of a BCH. During a special ceremony held at COP-5 
(May 2000, Nairobi, Kenya), 67 countries and the European 
Community signed the Protocol.

ICCP PROCESS: The ICCP held three meetings, and deliberations 
focused on: information sharing and the BCH; capacity building and 
the roster of experts; decision-making procedures; compliance; 
HTPI; monitoring and reporting; and liability and redress.

COP/MOP-1: COP/MOP-1 (February 2004, Kuala Lumpur, Malaysia) 
adopted decisions on: decision-making procedures; information 
sharing and the BCH; capacity building; HTPI; compliance; 
liability and redress; monitoring and reporting; the Secretariat; 
guidance to the financial mechanism; and the medium-term work 
programme. The meeting agreed on documentation of LMO-FFPs, and an 
expert group was established to further elaborate specific 
identification requirements. Agreement was also reached on more 
detailed documentation requirements for LMOs destined for direct 
introduction into the environment. The meeting established a 
15-member Compliance Committee, and launched an Ad Hoc Open-ended 
Working Group of Legal and Technical Experts on Liability and 
Redress.

INTERSESSIONAL HIGHLIGHTS

27TH SESSION OF THE CODEX ALIMENTARIUS COMMISSION: At its 27th 
session (28 June-3 July 2004, Geneva, Switzerland), the Codex 
Alimentarius Commission re-established the Ad Hoc 
Intergovernmental Task Force on Foods Derived from Biotechnology 
for a four-year period to develop standards, guidelines or 
recommendations on the basis of scientific evidence and risk 
analysis, with regard, where appropriate, to other legitimate 
factors relevant to consumers' health and the promotion of fair 
practices in food trade.  

EXPERT GROUP ON LIABILITY AND REDRESS: Convened to undertake 
preparatory work for the first meeting of the Ad Hoc Group on 
Liability and Redress, the Technical Group of Experts on Liability 
and Redress in the context of the Biosafety Protocol (18-20 
October 2004, Montreal, Canada) identified information gaps and 
requested additional information on: the scientific analysis and 
assessment of risks involved in the transboundary movement of 
LMOs; determination of damage to the conservation and sustainable 
use of biodiversity, and of socioeconomic damage; availability of 
financial security to cover liability; the status of treaties 
providing for third-party liability; and relevant developments in 
international law. The Expert Group also identified a list of 
scenarios, options, approaches and issues for further 
consideration by the Ad Hoc Group on Liability and Redress.

WORKSHOP ON IMPLEMENTATION OF ART. 18.2: The Workshop on Capacity 
Building and Exchange of Experiences as related to the 
Implementation of Article 18.2 of the Biosafety Protocol 
(1-3 November 2004, Bonn, Germany) aimed to facilitate 
discussions on documentation requirements and their appropriate 
implementation. Participants heard and discussed presentations on 
existing documentation systems and their use in implementing the 
identification requirements of the Biosafety Protocol regarding 
LMO-FFPs, LMOs intended for contained use, and those destined for 
intentional introduction into the environment. Participants also 
discussed national and regional experiences in implementing 
existing documentation systems, capacity needs of developing 
countries, and the use of unique identifiers in documentation 
accompanying LMOs. 

THIRD IUCN WORLD CONSERVATION CONGRESS: Convening on the theme 
"People and Nature - only one world," the third IUCN World 
Conservation Congress (17-25 November 2004, Bangkok, Thailand) 
approved 118 resolutions and recommendations addressing a series 
of topics, including: a call for a moratorium on further release 
of genetically modified organisms; the establishment of the World 
Conservation Learning Network to build the capacity of 
conservation and development professionals; actions that 
contribute to combating poverty through nature conservation; 
conservation and sustainable management of high seas biodiversity; 
and work with indigenous peoples, particularly in the 
establishment and management of protected areas.

INTERNATIONAL CONFERENCE ON BIODIVERSITY: The International 
Conference on Biodiversity (24-28 January 2005, Paris, France) 
convened on the theme "Biodiversity: Science and Governance." 
Plenary sessions addressed: challenges of biodiversity, science 
and governance; the status and trends of the world's biodiversity; 
social and ecological benefits of biodiversity; and management of 
living resources. Workshop topics included: governance; 
biodiversity and agriculture; challenges to achieving the 2010 
target to significantly reduce biodiversity loss; indicators and 
the 2010 target; and sustainable management of tropical and 
subtropical biodiversity, including islands and forests. The 
Conference produced the Paris Declaration on Biodiversity, an 
appeal by scientists regarding biodiversity, and the Conference 
Statement.

SBSTTA-10: The tenth meeting of the CBD Subsidiary Body on 
Scientific, Technical and Technological Advice (SBSTTA-10) 
(7-11 February 2005, Bangkok, Thailand) established a technical 
expert group on biodiversity and climate change, and adopted a 
series of recommendations to COP-8, including on: a work programme 
on island biodiversity; the suitability of various indicators for 
an assessment of progress towards the 2010 target; the integration 
of global outcome-oriented targets into CBD work programmes; steps 
for the review of implementation of the Global Taxonomy Initiative 
programme of work; options for a cross-cutting initiative on 
biodiversity for food and nutrition; and proposals for the 
application of ways and means to remove or mitigate perverse 
incentives.

ABS-3: The third meeting of the CBD Ad Hoc Open-ended Working 
Group on Access and Benefit-sharing (ABS) (14-18 February 2005, 
Bangkok, Thailand) initiated negotiations on an international 
regime on ABS, as mandated by COP-7. The Working Group also 
considered: additional approaches to complement the Bonn 
Guidelines on ABS, such as an international certificate of 
origin/source/legal provenance; measures to ensure compliance with 
the prior informed consent of Parties providing genetic resources 
and of indigenous and local communities providing associated 
traditional knowledge; and options for indicators for ABS to be 
used for evaluating progress in the implementation of the CBD 
Strategic Plan. 

MEETING OF THE COMPLIANCE COMMITTEE: In its first meeting 
(14-16 March 2005, Montreal, Canada), the Compliance Committee 
established under the Biosafety Protocol approved its rules of 
procedure and a work plan, and noted the importance of assisting 
Parties in the preparation and timely submission of their interim 
national reports.

EXPERT GROUP ON IDENTIFICATION REQUIREMENTS OF LMO-FFPS: The 
Open-ended Technical Expert Group on Identification Requirements 
of LMO-FFPs (16-18 March 2005, Montreal, Canada) discussed issues 
related to: information to be provided in the accompanying 
documentation, including information on the LMOs; a statement to 
be incorporated in documentation, and contact information; the 
extent and modality of using unique identifiers; thresholds for 
adventitious or unintentional presence, including thresholds for 
approved and unapproved LMOs; and available LMO sampling and 
detection techniques, with a view to harmonization. The Expert 
Group did not reach agreement on a draft decision for COP/MOP-2 
consideration and decided to forward a Chair's text acknowledging 
that it does not represent consensus.




This issue of the Earth Negotiations Bulletin (c) <[EMAIL PROTECTED]> is 
written and edited by Stefan Jungcurt, Pia M. Kohler, William 
McPherson, Ph.D., Elisa Morgera, and Elsa Tsioumani. The Digital 
Editor is Francis Dejon. The Editor is Pamela S. Chasek, Ph.D. 
<[EMAIL PROTECTED]> and the Director of IISD Reporting Services is 
Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>. The Sustaining 
Donors of the Bulletin are the Government of the United States of 
America (through the Department of State Bureau of Oceans and 
International Environmental and Scientific Affairs), the 
Government of Canada (through CIDA), the Swiss Agency for 
Environment, Forests and Landscape (SAEFL), the United Kingdom 
(through the Department for International Development - DFID), the 
Danish Ministry of Foreign Affairs, the Government of Germany 
(through the German Federal Ministry of Environment - BMU, and the 
German Federal Ministry of Development Cooperation - BMZ), the 
Netherlands Ministry of Foreign Affairs, the European Commission 
(DG-ENV), and the Italian Ministry of Environment. General Support 
for the Bulletin during 2005 is provided by the United Nations 
Environment Programme (UNEP), the Government of Australia, the 
Austrian Federal Ministry of Agriculture, Forestry, Environment 
and Water Management, the Ministry of Sustainable Development and 
the Ministry of Foreign Affairs of Sweden, the Ministry of 
Environment and the Ministry of Foreign Affairs of Norway, the 
Ministry of Environment and the Ministry of Foreign Affairs of 
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(through the Institute for Global Environmental Strategies - IGES) 
and the Japanese Ministry of Economy, Trade and Industry (through 
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Bulletin into French has been provided by the International 
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