4th meeting of the Ad hoc Open-ended Intersessional Working Group 
on Article 8(j) and related provisions of the Convention on 
Biological Diversity  -  Issue #4 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Xenya Cherny 
Elisa Morgera 
Nicole Schabus 
Elsa Tsioumani

Editors:

Hugh Wilkins <[EMAIL PROTECTED]>
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 337
Thursday, 26 January 2006

Online at http://www.iisd.ca/biodiv/wg8j-4/ 

WORKING GROUP ON ARTICLE 8(j) HIGHLIGHTS:

WEDNESDAY, 25 JANUARY 2006

On Wednesday, delegates convened in two Sub-Working Groups (SWGs). 
SWG-I considered draft recommendations on the composite report on 
status and trends of traditional knowledge (TK), and sui generis 
systems; addressed progress reports; and decided to postpone 
discussions on the regime on access to genetic resources and 
benefit-sharing (ABS) pending regional consultations. SWG-II 
addressed participatory mechanisms and recommendations of the UN 
Permanent Forum on Indigenous Issues (UNPFII); and approved a 
recommendation on indicators for assessing progress towards the 
2010 biodiversity target. Delegates continued consultations on the 
ethical code of conduct in a contact group. 

SUB-WORKING GROUP I

COMPOSITE REPORT: In the morning, SWG-I Co-Chair Bodegård 
introduced a revised draft recommendation. NEW ZEALAND, CANADA and 
AUSTRALIA reiterated that the mandate of the advisory group only 
covers the composite report. The IIFB, supported by others, 
requested inclusion of pollution among threats to TK, and Austria, 
on behalf of the EU, suggested keeping the list of threats open.

On registers, IIFB and SAINT LUCIA emphasized the need for control 
by indigenous communities, together with their prior informed 
consent (PIC) and ownership, and INDIA requested these elements be 
subject to national legislation. On documenting TK, IIFB, BRAZIL 
and SAINT LUCIA proposed reference to the protection of the rights 
of TK holders. CANADA, opposed by the PHILIPPINES and IIFB, 
suggested developing technical guidelines not only on documenting, 
but also on access to TK.

The SWG-I Co-Chairs will prepare a revised draft recommendation.

INTERNATIONAL ABS REGIME: In the morning, the SWG-I Co-Chairs 
presented a draft recommendation compiling participants’ 
proposals. 

ARGENTINA commented that the draft incorporated the IIFB proposal, 
but omitted many others. Venezuela, on behalf of GRULAC, and the 
EU requested time for regional consultations. CANADA, NEW ZEALAND, 
CHINA, AUSTRALIA, COLOMBIA, BRAZIL and INDIA added that the 
recommendation needs to be shorter and focused on ways of 
collaboration with the ABS WG. 

SAINT LUCIA supported the IIFB proposals included in the draft. 
FRIENDS OF THE EARTH-GLOBAL FOREST COALITION stressed that the 
Article 8(j) WG has a clear mandate to deal with all TK-related 
issues. The IIFB noted the draft contains points of critical 
importance for indigenous peoples, which fall within the mandate 
of the WG. Discussions were suspended and will resume on Thursday.

SUI GENERIS SYSTEMS: SWG-I Co-Chair Bodegård introduced a draft 
recommendation on sui generis systems. Delegates debated whether 
parties and governments should “develop and/or adopt” national and 
local systems. Highlighting the role of customary laws, IIFB 
proposed that governments “recognize and adopt” such systems. On 
national and local systems and regional frameworks, BURKINA FASO, 
BRAZIL and the PHILIPPINES requested that references to TK include 
innovations and practices.

On transboundary distribution of biological resources, IIFB 
preferred “considering the establishment of” regional frameworks 
rather than “establishing” them and, with the PHILIPPINES, 
requested full and effective participation of indigenous 
communities.

On relations between the Article 8(j) WG, WIPO and WTO, Egypt, on 
behalf of AFRICA, and others requested a reference to other 
relevant international organizations. COLOMBIA and ECUADOR 
suggested encouraging WTO and WIPO to take account of CBD work. 
WIPO emphasized the complementarity between WIPO and CBD on TK. 
The EU, SWITZERLAND and CANADA preferred language on the mutual 
supportiveness of the work of CBD and WIPO. In the afternoon, 
following informal consultations, COLOMBIA suggested new text 
referring to: mutual supportiveness, avoidance of duplication of 
efforts, and communication of information on the elements of sui 
generis systems to other relevant organizations; and acknowledging 
the work of WIPO on intellectual property rights aspects of sui 
generis systems for TK protection, and ongoing discussions in the 
WTO on the TRIPS-CBD relationship.

The SWG-I Co-Chairs will prepare a revised draft recommendation.

PROGRESS REPORTS: In the afternoon, the Secretariat introduced 
progress reports on the implementation of the work programme on 
Article 8(j) and on the integration of its relevant tasks into the 
CBD thematic areas (UNEP/CBD/WG8J/4/2, 3, and 2/Add.1). 

Progress on implementation: The EU, THAILAND, INDIA and IIFB 
regretted lack of sufficient information due to the limited number 
of national reports submitted. The EU and IIFB called for 
information from indigenous organizations, with THAILAND adding 
NGOs and research institutions. KIRIBATI called for financial 
resources to overcome obstacles in implementation. IUCN 
highlighted the need to measure progress in implementation on the 
ground. Many delegates reported on national initiatives focusing 
on implementation, and participatory mechanisms for indigenous and 
local communities in their national legislation and international 
development policy. 

On the in-depth review of the implementation of the programme of 
work, NEW ZEALAND urged avoiding duplication and focusing on 
practical advice. The IIFB recommended clarifying the programme of 
work regarding Article 8(j)-related provisions.

Progress on integration: The IIFB requested that FAO, as lead 
agency of the CBD work programme on agricultural biodiversity, 
should ensure indigenous participation according to the CBD model; 
and also called for the full and effective participation of 
indigenous and local communities in the establishment of marine 
protected areas. IUCN highlighted the difficulty for 
representatives of indigenous communities to participate in other 
CBD WGs.

The SWG-I Co-Chairs will prepare a draft recommendation.

SUB-WORKING GROUP II

PARTICIPATORY MECHANISMS: In the morning, participants considered 
a draft recommendation presented by the SWG-II Co-Chairs. NA KOA 
IKAIKA KALĀHUI – HAWAII expressed concern over applying the CBD 
regional classification of five global regions for selecting 
participants, proposing instead adhering to the UNPFII 
classification of seven regions. The EU supported this proposal, 
while CANADA requested bracketing relevant references to regional 
classification. 

Uganda, on behalf of AFRICA, reiterated its concern over priority 
given to applicants already having partial support from other 
sources. BRAZIL requested clarification on the process of 
nominating indigenous and local community participants, and 
validating their representativeness. In response, IIFB noted that, 
as an advisory body, it should be consulted on this issue. 

The RUSSIAN ASSOCIATION OF INDIGENOUS PEOPLES OF THE NORTH, 
supported by IIFB, called on delegates to create a CBD voluntary 
fund, building on past experiences in the UN system such as the UN 
Voluntary Fund for Indigenous Populations. The ANISHINAABE NATION 
requested a reference to indigenous peoples from the North; and 
SAINT LUCIA to least developed countries and small island 
developing States as candidates for pilot projects.

NEW ZEALAND requested bracketing references to the Advisory Group 
on Article 8(j), pending outcomes of the discussions in SWG-I. 

Noting that the CBD’s “financial mechanism” only provides funding 
according to countries’ national priorities, the GEF suggested 
instead referring to its “funding mechanism” which is better 
suited to provide funding for capacity building and translation of 
documentation into local languages. The Secretariat clarified that 
the COP’s funding mechanism can only finance participation and not 
capacity building. The US, supported by the EU, suggested 
extending a broader invitation to potential funding sources for 
capacity building. 

The SWG-II Co-Chairs will prepare a revised draft.

RECOMMENDATIONS OF THE UNPFII: SWG-II Co-Chair Abete-Reema opened 
discussion on the recommendations of the UNPFII 
(UNEP/CBD/WG8J/4/8). AUSTRALIA supported the distribution of the 
report on the ethical code of conduct for consideration by the 
UNPFII, whereas NEW ZEALAND requested awaiting the outcome of the 
contact group on the code. 

The EU welcomed cooperation with the UNPFII, especially the 
workshop on the Akwé: Kon Guidelines. The SWG-II Co-Chairs will 
prepare a draft recommendation, taking into account the outcome of 
the contact group deliberations. 

INDICATORS: In the afternoon, the SWG-II Co-Chairs presented a 
revised text on indicators for assessing progress towards the 2010 
target. The EU and others emphasized that indicators should be 
meaningful, practical and limited in number. Delegates agreed to 
NEW ZEALAND’s proposal not to annex the list of proposed 
indicators to the draft recommendation. MEXICO suggested adding a 
paragraph on recognizing the value of the protection, conservation 
and use of the TK of indigenous and local communities.

The IIFB suggested addressing indicators on other relevant targets 
such as sustainable use and conservation of genetic diversity, and 
delegates agreed to add a paragraph on the need to harmonize the 
work on indicators within the CBD process. 

MEXICO proposed deleting a paragraph on IIFB establishing a 
committee to coordinate the work and input of indigenous and local 
communities and their organizations on the proposed indicators. 
The IIFB and the EU opposed the deletion. After consultations, 
delegates agreed to delete the reference to coordination of input 
by indigenous and local communities to develop more holistic 
indicators.

Delegates approved the recommendation as amended.

CONTACT GROUP ON THE ETHICAL CODE OF CONDUCT

Participants met at lunchtime and agreed on the text of the draft 
recommendation on the ethical code of conduct, discussing 
procedures for conducting national consultations and inviting 
comments from the UNPFII on the code of conduct. In the evening, 
they considered: a proposal include both in situ and ex situ 
research in the code’s scope; a chapeau to an annex referring to 
new issues for consultation; and a list of additional issues 
presented by indigenous representatives.

IN THE CORRIDORS

As the third day of the meeting drew to a close, debates on sui 
generis systems and the ethical code of conduct seemed to be 
nearing conclusion, while delegates geared up to tackle ABS on 
Thursday. In SWG-I, delegates were left wondering whether the 
compromise reached on the relationship between the CBD and WIPO on 
sui generis systems will end or perpetuate “a tale of two cities.” 

On another note, the consensus on setting up a consultation 
process on the ethical code of conduct was hailed by some 
participants as a positive first step towards what could become an 
innovative instrument for the implementation of Article 8(j), 
similar to the Akwé: Kon Guidelines. Finally, as discussions on 
ABS were suspended following widespread dissatisfaction with the 
first draft tabled, some participants expressed concern about 
leaving one of the most contentious items on the agenda to the 
last minute. The optimists, nonetheless, hoped that a proposal 
from GRULAC on ABS to be unveiled on Thursday would kick-start 
actual discussions.  




This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Xenya Cherny, Elisa 
Morgera, Nicole Schabus, and Elsa Tsioumani. The Digital Editor is 
Francis Dejon. The Editors are Hugh Wilkins <[EMAIL PROTECTED]> and 
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>. The Director of IISD 
Reporting Services is Langston James “Kimo” Goree VI 
<[EMAIL PROTECTED]>. The Sustaining Donors of the Bulletin are the 
Government of the United States of America (through the Department 
of State Bureau of Oceans and International Environmental and 
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Government of Germany (through the German Federal Ministry of 
Environment - BMU, and the German Federal Ministry of Development 
Cooperation - BMZ), the Netherlands Ministry of Foreign Affairs, 
and the European Commission (DG-ENV). General Support for the 
Bulletin during 2006 is provided by the United Nations Environment 
Programme (UNEP), the Government of Australia, Swan International, 
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