4th meeting of the Ad hoc Open-ended Working Group on Access and 
Benefit-sharing of the Convention on Biological Diversity  -  
Issue #4 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Xenya Cherny 
Stefan Jungcurt 
Elisa Morgera 
Elsa Tsioumani

Editor:

Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 343
Friday, 3 February 2006

Online at http://www.iisd.ca/biodiv/abs-wg4/

ABS-4 HIGHLIGHTS:

THURSDAY, 2 FEBRUARY 2006

Delegates to the fourth meeting of the Ad Hoc Open-ended Working 
Group on Access and Benefit-sharing (ABS) of the Convention on 
Biological Diversity (CBD) met in the Committee of the Whole to 
address a revised Chair’s text on an international regime on ABS. 
The Committee was adjourned to allow for consultations in a 
Friends of the Chair group, which continued negotiations 
throughout the day and into the night. A contact group addressed 
issues related to the certificate of origin/source/legal 
provenance and compliance measures with prior informed consent 
(PIC) and mutually agreed terms (MAT). 

COMMITTEE OF THE WHOLE

INTERNATIONAL REGIME ON ABS: Chair Margarita Clemente (Spain) 
opened discussions on a revised Chair’s text. Ethiopia for AFRICA, 
India for the LIKE-MINDED MEGADIVERSE COUNTRIES and Venezuela for 
GRULAC welcomed the text, stressing their willingness to advance 
negotiations on an international ABS regime. The EU, JAPAN, 
AUSTRALIA, CANADA, NEW ZEALAND and SWITZERLAND expressed their 
concern, noting that many of their submissions were not reflected 
in the text and insisting on bracketing it in its entirety. The 
EU, CANADA and NEW ZEALAND also stressed that the text should not 
use prescriptive language, with the EU calling for further 
discussion on the gap analysis. CANADA and SWITZERLAND requested 
deleting an already bracketed reference stating that the regime is 
legally binding, with SWITZERLAND suggesting that the regime could 
be composed of one or several binding or non-binding instruments.

Chair Clemente then established a regionally-balanced Friends of 
the Chair group to discuss how to proceed with deliberations. In 
the beginning of the afternoon session, she announced that the 
Committee of the Whole would be adjourned to allow for further 
deliberations in the Friends of the Chair group.

CONTACT GROUP

CERTIFICATE OF ORIGIN/SOURCE/LEGAL PROVENANCE: In the morning, 
the contact group addressed the potential characteristics of a 
certificate of origin, based on a presentation on a possible 
design for a web-based permitting system, including check-points 
at several stages and a central clearing-house mechanism. 
Developing countries expressed support for the design, noting 
internet access constraints faced by many national authorities. 
Some questioned the workload for authorities due to the high 
number of permits to be issued per year, with one delegate 
proposing an exemption for research uses to substantially diminish 
the workload. Developed countries cautioned against high 
transaction costs and requested further studies on feasibility and 
effectiveness. Many said the certificate would work as a permit on 
the basis of compliance with national legislation. Some also 
highlighted the possible use of this certificate to disclose 
origin when requested by national laws on intellectual property 
rights (IPRs). Non-party and industry observers preferred 
voluntary certification schemes to an international binding one. 
Delegates created a list of desirable characteristics on the basis 
of these discussions.

On future steps, some developed countries called for further study 
of costs and implications, while other countries suggested 
convening a technical expert group to develop a package of options 
on features and costs. Some also highlighted the need for 
continued discussions on user measures to enforce certificate 
systems. An observer called for an international technical 
workshop to examine the applicability of a certificate system to 
traditional knowledge, with full participation of indigenous 
communities.

In the evening, the contact group considered a Co-Chairs’ text as 
a basis for a draft recommendation, including an annex on the 
international certificate of origin/source/legal provenance as a 
possible element of the international regime on ABS. A group of 
developed countries proposed deleting references to “international 
certificates” of origin agreed in ABS-3, considering it a “one-
size-fits-all” solution, and suggested referring instead to 
“internationally recognized” certificates. This proposal was met 
with opposition by one developed and several developing countries. 
After informal consultations, delegates agreed to retain the 
original wording. 

On the establishment of an ad hoc technical expert group (AHTEG), 
participants debated whether the COP should “decide to establish,” 
or “consider establishing” an AHTEG, whether it should be a 
regionally-balanced panel of experts. Several delegates stressed 
the need for setting a clear timeframe for the AHTEG so that it 
can present its report at ABS-5. Delegates also debated whether 
the AHTEG should focus on the design of an international 
certificate, agreeing to study possible options for its form, 
intent and functioning. One developed country also requested a 
reference to its “need, practicality, feasibility and costs at 
national and international levels.” Delegates eventually agreed 
recommending that COP-8 decide to establish a regionally-balanced 
AHTEG to elaborate possible options for the form and intent, 
practicability, feasibility and costs of certificates to achieve 
the objectives of Articles 15 (Access to Genetic Resources) and 
8(j) (traditional knowledge). 

On the recommendation to invite further studies to feed into 
AHTEG’s work, some participants opposed the reference to 
certificate models, while several others insisted on maintaining 
it. Delegates also debated references to the private sector. 
Co-Chair François Pythoud (Switzerland) suggested resolving these 
issues through informal consultations. 

Delegates then addressed the annex on the certificate’s rationale, 
need and objectives, desirable characteristics/features, 
practicability, feasibility and costs at national and 
international levels. Discussions continued into the night.

COMPLIANCE WITH PIC AND MAT: In the afternoon, the contact group 
addressed national measures for compliance of users with PIC and 
MAT. Some developed countries highlighted voluntary guidelines and 
codes of conduct developed to promote compliance with the Bonn 
Guidelines and PIC, as well as capacity building and awareness 
raising. Developing countries, however, emphasized that voluntary 
measures do not ensure compliance or address infringements, and 
called for international measures to guarantee compliance with 
PIC, MAT and national legislation on ABS, including sanctions for 
non-compliance.

On disclosure of origin in IPR applications, several delegations 
reported on relevant submissions to other forums like the World 
Intellectual Property Organization (WIPO) and the Council for 
Trade-related Aspects of Intellectual Property Rights of the World 
Trade Organization. They highlighted the need to address this 
issue, for example, through the amendment of WIPO’s Patent 
Cooperation Treaty, to allow for a requirement on disclosure of 
source in national legislations on IPRs. Some developed countries 
and observers opposed any reform of IPR regulations at the 
international level, while others said they were open to consider 
this issue. Some developing countries highlighted the value of 
disclosure of origin in IPR applications as a means to ensure 
compliance with PIC and MAT and national regulations on ABS, and 
to prevent misappropriation. Delegates then discussed, and could 
not agree on, whether the CBD is the appropriate forum to address 
this issue.

IN THE CORRIDORS

The establishment of a Friends of the Chair group, comprising two 
representatives from each region, to advance the consideration of 
the draft on the international regime was the focus of high-
pitched corridor buzz during the whole afternoon and evening. 
While some delegates pragmatically decided to use the free 
afternoon and head to Alhambra, others stoically stayed, awaiting 
news from behind the closed doors. First, rumors had it one 
regional group insisted that all of its seven members be seated at 
the table due to their differing positions on substance. The 
negotiated outcome was to grant five seats to each group. The 
above-mentioned group, however, managed to have all seven 
representatives in the room, including a non-party in an advisory 
capacity. While some complained about the seating arrangement, 
others maintained that all views must be represented to achieve a 
consensus outcome and that momentum should not be lost in “who-
sits-where” discussions. 

Later on, the subject of corridor gossip was the Friends’ 
discussions on the outcome document’s form. While some preferred a 
revised Chair’s text on the ABS regime, in the hope that it would 
speed up negotiations, others supported a revamped and re-balanced 
text to be adopted by the Working Group, including a new set of 
options and brackets, which would hopefully be agreeable to all. 
As the night drew on, delegates who escaped to grab a bite said 
they were satisfied with the pace of negotiations, as they had 
already agreed on a smaller list of potential objectives. As the 
Friends were about to tackle a recommendation to the COP on future 
steps, their reported suggestions ranged from the establishment of 
a standing negotiating body with a permanent Chair to formalize 
negotiations, to a series of drafting-group meetings followed by 
an intersessional meeting of the ABS Working Group. 

Sharing their expectations for the long night ahead, many 
expressed optimism that all issues would be addressed, leading to 
a consensus -although bracketed- text. Some expressed concern over 
creating a “monster”; others, however, pointed out that although 
“esthetically ugly,” the bracketed consensus text may provide a 
firm first step towards formal negotiations. 

ENB SUMMARY AND ANALYSIS: The Earth Negotiations Bulletin summary 
and analysis of the fourth meeting of the Working Group on Access 
and Benefit-sharing will be available on Monday, 6 February 2006, 
online at: http://www.iisd.ca/biodiv/abs-wg4/




This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Xenya Cherny, Stefan 
Jungcurt, Elisa Morgera, and Elsa Tsioumani. The Digital Editor is 
Francis Dejon. The Editor is Pamela S. Chasek, Ph.D. 
<[EMAIL PROTECTED]>. The Director of IISD Reporting Services is 
Langston James “Kimo” Goree VI <[EMAIL PROTECTED]>. The Sustaining 
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