3rd meeting of the Conference of the Parties to the Convention on 
Biological Diversity serving as the Meeting of the Parties to the 
Cartagena Protocol on Biosafety  -  Issue #4 

EARTH NEGOTIATIONS BULLETIN <[EMAIL PROTECTED]>
PUBLISHED BY THE INTERNATIONAL INSTITUTE FOR 
SUSTAINABLE DEVELOPMENT (IISD) <http://www.iisd.org>

Written and edited by:

Soledad Aguilar 
Karen Alvarenga, Ph.D. 
Pia M. Kohler, Ph.D. 
Kati Kulovesi 
Elsa Tsioumani 

Editor:

Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED]>

Director of IISD Reporting Services:

Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>


Vol. 9 No. 349
Thursday, 16 March 2006

Online at http://www.iisd.ca/biodiv/bs-copmop3/ 

COP/MOP-3 HIGHLIGHTS:

WEDNESDAY, 15 MARCH 2006

Delegates to the third meeting of the parties to the Cartagena 
Protocol on Biosafety (COP/MOP-3) met on Wednesday in working 
group and contact group sessions. Working Group I (WG-I) 
considered subsidiary bodies, scientific and technical issues, and 
draft decisions on: handling, transport, packaging and 
identification (HTPI); the Biosafety Clearing-House (BCH); and 
risk assessment and risk management. Working Group II (WG-II) 
considered draft decisions on assessment and review of 
implementation, compliance, financial mechanism, capacity 
building, and monitoring and reporting. A contact group on budget 
met throughout the day and a contact group on detailed 
requirements for documentation and identification of living 
modified organisms for food, feed or processing (Article 18.2(a)) 
met in the afternoon and evening. A Friends of the Co-Chairs group 
met in the evening to continue consideration of Article 18.2(a).

WORKING GROUP I

SUBSIDIARY BODIES: The Secretariat introduced documents on 
subsidiary bodies (UNEP/CBD/BS/COP-MOP/3/11 and INF/7). ZIMBABWE 
and ZAMBIA favored establishing a scientific subsidiary body; 
while most delegates cautioned against this, and preferred 
deferring deliberations suggesting alternative options. MEXICO 
noted the possibility of benefiting from the CBD Subsidiary Body 
on Scientific, Technical and Technological Advice; the EU, CHINA, 
NEW ZEALAND, INDONESIA, CAMBODIA, BELIZE, CUBA, INDIA and PARAGUAY 
favored creating ad hoc technical expert groups (AHTEGs) as 
needed; and NORWAY, with BURKINA FASO, proposed establishing a 
time-limited scientific committee to address specific scientific 
issues. INDONESIA and others urged concentrating efforts on 
capacity building. A Chair's text will be prepared.

OTHER SCIENTIFIC AND TECHNICAL ISSUES: The Secretariat introduced 
documents on the rights and obligations of transit States 
(UNEP/CBD/BS/COP-MOP/3/14 and INF/9). CANADA, supported by 
COLOMBIA and BRAZIL, called for clarifying the Protocol's 
provisions on shipments of living modified organisms (LMOs) in 
transit. The EU disagreed, while NORWAY and THAILAND said a 
discussion on this issue was premature. PARAGUAY and BRAZIL 
stressed the need for a clear definition of transit under the 
Protocol, with CANADA favoring that of the World Custom 
Organization and NEW ZEALAND that of the World Trade 
Organization's General Agreement on Tariffs and Trade. 

INDIA, NEW ZEALAND, JAPAN and ARGENTINA said LMO transit should 
not trigger additional documentation requirements for transit 
States. 

HANDLING, TRANSPORT, PACKAGING AND IDENTIFICATION: Article 18.2(b) 
and (c): Delegates addressed a draft decision on HTPI of LMOs 
destined for contained use or intentional introduction into the 
environment (UNEP/CBD/BS/COP-MOP/3/WG.1/CRP.2). NORWAY suggested 
references to the right of parties to use a stand-alone document, 
and to information gathering with a view to its future 
consideration. The draft decision was approved as amended.

Article 18.3: Delegates addressed a draft decision on standards 
for HTPI (UNEP/CBD/BS/COP-MOP/3/WG.1/CRP.3), which was approved 
with an amendment establishing a deadline to submit information on 
rules, standards and gaps.

BIOSAFETY CLEARING-HOUSE: Delegates addressed a draft decision on 
the BCH (UNEP/CBD/BS/COP-MOP/3/WG.1/CRP.1). The EU proposed 
requesting the CBD Executive Secretary to make decisions and other 
information on LMOs for food, feed or processing (FFPs), risk 
assessments, and decisions taken under the Advanced Informed 
Agreement procedure, easily available. He also asked that the 
external security audit of the central portal be undertaken "with 
a view to ensuring value for money." The draft decision was 
approved as amended.

RISK ASSESSMENT AND RISK MANAGEMENT: Delegates addressed a draft 
decision on risk assessment and management (UNEP/CBD/BS/COP-MOP/3/
WG.1/CRP.4). COLOMBIA suggested recalling that Article 26 
(Socioeconomic considerations) plays a role in the decision-making 
process. SOUTH AFRICA said that additional guidance may be needed 
on long-term monitoring of LMOs. The draft decision was approved 
with these and other minor amendments. NORWAY announced its 
decision to convene, with Canada, an AHTEG meeting before 
COP/MOP-4.

WORKING GROUP II

ASSESSMENT AND REVIEW: WG-II Chair Rey Santos introduced a draft 
decision on assessment and review, which most parties supported 
(UNEP/CBD/COP-MOP/3/WG.2/CRP.3). On the review of implementation, 
NEW ZEALAND proposed adding, in the submission requests, 
suggestions on the modalities and extent of the evaluation. JAPAN 
said the process should be as simple as possible at this stage, 
with the EU adding that it should also be comprehensive and 
involve other stakeholders such as the private sector in 
consultations. AFRICA proposed having a regionally-balanced expert 
group assisting the Executive Secretary in synthesizing views on 
the Protocol's effectiveness, but the EU, MEXICO and SWITZERLAND 
opposed. Delegates agreed to request the Bureau to assist the CBD 
Executive Secretary in this endeavor. 

On the report of the Compliance Committee, delegates agreed on 
suggestions by New Zealand and the EU that the Committee report be 
on compliance issues, rather than on difficulties and weaknesses 
in implementing the Protocol, according to Decision BS-I/7 
(procedures and mechanisms on compliance). COLOMBIA highlighted 
that the review of implementation under the Protocol's Article 35 
(Assessment and review) and the report on compliance are two 
separate and distinct issues.

In the afternoon, WG-II Chair Rey Santos presented a revised draft 
decision (UNEP/CBD/COP-MOP/3/WG.2/CRP.3/Rev.1), which was adopted, 
with an additional preambular paragraph, suggested by AFRICA, 
noting that lack of implementation may not be linked to problems 
with the Protocol, but to lack of capacity to implement it.

COMPLIANCE: Delegates discussed a draft decision on compliance 
(UNEP/CBD/BS/COP-MOP/3/2, Annex). On the voting procedures, the EU 
and AFRICA strongly suggested accepting a qualified majority 
voting as a last resort, while BRAZIL and NEW ZEALAND favored the 
consensus decision-making rule. CANADA cautioned that progress on 
this issue is not likely at this meeting. The EU emphasized the 
need for an effective compliance mechanism, while BRAZIL 
highlighted that the compliance mechanism should be facilitative 
and cooperative. CANADA noted that rules on conflicts of interest 
should prevent members from voting in matters concerning their own 
country. 

On cases of repeated non-compliance, JAPAN and ZAMBIA proposed 
examining practice under other agreements. CHINA proposed 
differentiated consequences for non-compliance, noting that in 
developing countries non-compliance may result from lack of 
capacity. NEW ZEALAND emphasized that there are no practical 
examples of repeated non-compliance and these discussions are 
premature. CANADA proposed considering this issue in the context 
of Article 35 (Assessment and review). WG-II Chair Rey Santos will 
prepare a draft decision.

FINANCIAL MECHANISM: Delegates agreed, after discussions, to use a 
draft decision presented by Africa as a basis for discussions, and 
WG-II Chair Rey Santos invited submissions on the African draft. 

DOMINICA, supported by KIRIBATI, said the GEF's new Resource 
Allocation Framework (RAF) has several negative implications for 
small island developing States (SIDS) and requested including a 
reference to SIDS and countries with economies in transition. EL 
SALVADOR requested ensuring continuity of GEF projects on national 
biosafety frameworks that are already in progress, while SOUTH 
AFRICA expressed concerns that country allocations may be too 
small for adequately implementing these frameworks. The GEF 
clarified that all countries, even those without individual 
allocations, would receive funds for biodiversity (contingent on 
the next replenishment sustaining previous levels of funding), 
ranging from US$ 1 million to US$ 3.4 million. Countries with 
individual allocations could potentially get more funds for 
biosafety, depending on their priorities.

The EU, supported by SWITZERLAND, suggested: recognizing in the 
preamble that the provision of funds for all countries, including 
those without a specific country allocation, to acquire basic 
capacities to implement the Protocol should be outside RAF's 
criteria on biodiversity; and requesting GEF to allocate resources 
for countries to develop their basic capacity to operationalize 
their national systems for handling LMOs in a safe manner, based 
on country needs. KIRIBATI proposed resource allocation on the 
basis of country needs and priorities.

COLOMBIA, with CHINA, proposed including improvements in 
infrastructure capacity to create or equip reference laboratories. 
NORWAY suggested adding training on the use of detection 
techniques for identifying LMOs, and MEXICO proposed a new 
paragraph on support for the BCH. CHINA proposed including 
technology transfer on risk assessment, risk management, and LMO 
monitoring and segregation. WG-II Chair Rey Santos will prepare a 
revised draft. 

CAPACITY BUILDING: WG-II Chair Rey Santos introduced a revised 
draft decision on capacity building (UNEP/CBD/BS/COP-MOP/3/WG.2/
CRP.1/Rev.1). AFRICA proposed that integrating biosafety into 
Poverty Reduction Strategy Papers should take place when they are 
available and scheduled for revision. CUBA proposed adding a 
reference to include biosafety into goals that have been accepted 
internationally, including the Millennium Development Goals. 
Delegates adopted the decision with these and other minor changes.

Roster of Experts: WG-II Chair Rey Santos introduced a revised 
draft decision on the roster of experts (UNEP/CBD/BS/COP-MOP/3/ 
WG.2/CRP.4/Rev.1), which was adopted without amendment.

MONITORING AND REPORTING: WG-II Chair Rey Santos introduced, and 
delegates adopted, a revised draft decision (UNEP/CBD/BS/COP-MOP/ 
3/WG.2/CRP.2/Rev.1), with minor amendments, noting that the 
section on national reporting is linked to the pending decision on 
COP/MOP frequency. 

CONTACT GROUP ON BUDGET

The Secretariat presented three options for the Protocol's 2007-
2008 core budget: a 0% real growth; a 5% nominal growth; and a 
budget required for implementing the COP/MOP planned activities, 
which delegates agreed to use as basis for discussion. 
Participants also addressed the appropriate percentage for the 
capital reserve taking into account the Secretariat's needs. In 
the afternoon, participants inquired about division of costs 
between the Convention and the Protocol and the budget increase. 

CONTACT GROUP ON ARTICLE 18.2(A)

Delegates resumed work on the basis of the Brazilian proposal 
introduced on Tuesday. Following questions, Brazil clarified a 
number of issues, including: the link between commercial 
production in the country of origin and authorization in the 
country of import under Article 11 (Procedure for LMO-FFPs) as 
conditions for the documentation to state that a shipment 
"contains" LMOs; identity preservation in production systems, 
explaining it covers a procedure for management of production, 
transport, processing and distribution of a product, with a view 
to ensuring its integrity and purity with respect to specific 
characteristics; and LMO-FFPs "of the same species," noting it 
refers to different varieties or transformation events.

Participants then presented suggestions to include, inter alia: 
documentation stating that a shipment contains no adventitious 
LMOs unauthorized in the importing country; an operational 
paragraph noting that the requirements of Article 18.2(a) do not 
apply to the adventitious presence of LMOs; continued provisions 
for "may contain" documentation; a request for exporting parties 
to submit to the BCH the transformation event code of LMOs that 
are commercially produced for each planting cycle; a provision to 
review, by 2010, experiences gained with the implementation of the 
documentation requirements; the use of stand-alone documents; and 
a preambular reference to taking into account risks to human 
health. The deletion of paragraphs related to capacity building 
was also suggested. 

In the evening, the contact group reconvened to review the revised 
text and a Friends of the Co-Chairs group was established to 
continue negotiations into the night. 

IN THE CORRIDORS 

Both working groups swiftly breezed through the bulk of their 
agenda, predictably leaving the thorniest issues of documentation 
for LMO-FFPs (Article 18.2(a)), compliance and budget to be 
finalized during the last two days. Deliberations in the contact 
group on Article 18.2(a) were arduous, with numerous proposals on 
adventitious presence, thresholds, and documentation requirements 
practically canceling each other out. 

Some disheartened delegates wondered whether the highly technical 
requirements, not only to test compliance with potential 
thresholds, but also to develop risk assessment and regulatory 
frameworks, might in the end suffer from the threat of resource 
constraints. After elaborate discussions on the financial 
mechanism, a few noted it was clear that pending the new GEF 
replenishment, funds may not be sufficient for developing 
countries to implement the Protocol. Those optimistic by nature 
hoped that news on the appointment of Achim Steiner, currently 
head of the IUCN-World Conservation Union, as UNEP's next 
Executive Director will inject new vigor to the environmental 
community and help mobilize resources in this direction.




This issue of the Earth Negotiations Bulletin (c) <[EMAIL PROTECTED]> is 
written and edited by Soledad Aguilar, Karen Alvarenga, Ph.D., Pia 
M. Kohler, Ph.D., Kati Kulovesi, and Elsa Tsioumani. The Digital 
Editor is Francis Dejon. The Editor is Pamela S. Chasek, Ph.D. 
<[EMAIL PROTECTED]>. The Director of IISD Reporting Services is 
Langston James "Kimo" Goree VI <[EMAIL PROTECTED]>. Specific funding 
for coverage of the COP/MOP-3 has been provided by the Italian 
Ministry of Environment and Territory, General Directorate of 
Nature Protection. The Sustaining Donors of the Bulletin are the 
Government of the United States of America (through the Department 
of State Bureau of Oceans and International Environmental and 
Scientific Affairs), the Government of Canada (through CIDA), the 
Swiss Agency for Environment, Forests and Landscape (SAEFL), the 
United Kingdom (through the Department for International 
Development - DFID), the Danish Ministry of Foreign Affairs, the 
Government of Germany (through the German Federal Ministry of 
Environment - BMU, and the German Federal Ministry of Development 
Cooperation - BMZ), the Netherlands Ministry of Foreign Affairs, 
and the European Commission (DG-ENV). General Support for the 
Bulletin during 2006 is provided by the United Nations Environment 
Programme (UNEP), the Government of Australia, SWAN International, 
the New Zealand Ministry of Foreign Affairs and Trade, the 
Austrian Federal Ministry of Agriculture, Forestry, Environment 
and Water, the Swedish Ministry of Sustainable Development, the 
Japanese Ministry of Environment (through the Institute for Global 
Environmental Strategies - IGES), and the Japanese Ministry of 
Economy, Trade and Industry (through the Global Industrial and 
Social Progress Research Institute - GISPRI). Funding for 
translation of the Earth Negotiations Bulletin into French has 
been provided by the International Organization of the 
Francophonie (IOF) and the French Ministry of Foreign Affairs. 
Funding for the translation of the Earth Negotiations Bulletin 
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are those of the authors and do not necessarily reflect the views 
of IISD or other donors. Excerpts from the Earth Negotiations 
Bulletin may be used in non-commercial publications with 
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Director of IISD Reporting Services at <[EMAIL PROTECTED]>, +1-646-
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