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Published by the International Institute for Sustainable Development (IISD) 
<http://iisd.ca> 

 

Vol. 9 No. 399
Monday, 22 October 2007

FOURTH MEETING OF THE OPEN-ENDED AD HOC WORKING GROUP OF LEGAL AND TECHNICAL 
EXPERTS ON LIABILITY AND REDRESS IN THE CONTEXT OF THE CARTAGENA PROTOCOL ON 
BIOSAFETY:

22-26 OCTOBER 2007

The fourth meeting of the Open-ended Ad Hoc Working Group of Legal and 
Technical Experts on Liability and Redress in the context of the Cartagena 
Protocol on Biosafety <http://www.iisd.ca/biodiv/wglr4/>  (hereafter, the 
Working Group) is taking place from 22 to 26 October 2007 in Montreal, Canada.

The Working Group was established pursuant to Article 27 (Liability and 
Redress) of the Cartagena Protocol on Biosafety by the first Conference of the 
Parties to the Convention on Biological Diversity (CBD) serving as the Meeting 
of the Parties to the Cartagena Protocol on Biosafety (COP/MOP-1) in 2004. Its 
mandate is to: 

*       review information relating to liability and redress for damage 
resulting from transboundary movements of living modified organisms (LMOs); 

*       analyze general issues relating to potential and/or actual damage 
scenarios of concern; and 

*       elaborate options for elements of rules and procedures on liability and 
redress. 

At its fourth meeting, the Working Group is expected to focus on the 
elaboration of options for rules and procedures referred to in Article 27 of 
the Protocol. Discussions will be focused on a working draft prepared by the 
Co-Chairs René Lefeber (the Netherlands) and Jimena Nieto (Colombia), 
synthesizing submissions of operational texts with respect to approaches and 
options identified pertaining to liability and redress in the context of 
Article 27 of the Protocol (UNEP/CBD/BS/WG-L&R/4/2). 

After its fourth meeting, the Working Group is scheduled to hold one more 
meeting prior to reporting to COP/MOP-4 in May 2008.

A BRIEF HISTORY OF THE CARTAGENA PROTOCOL

The Cartagena Protocol on Biosafety addresses the safe transfer, handling and 
use of LMOs that may have an adverse effect on biodiversity, taking into 
account human health, with a specific focus on transboundary movements. It 
includes an advance informed agreement procedure for imports of LMOs intended 
for intentional introduction into the environment, and incorporates the 
precautionary approach and mechanisms for risk assessment and risk management. 
The Protocol establishes a Biosafety Clearing-House (BCH) to facilitate 
information exchange, and contains provisions on capacity building and 
financial resources, with special attention to developing countries and those 
without domestic regulatory systems. The Protocol entered into force on 11 
September 2003 and currently has 143 parties.

NEGOTIATION PROCESS: Article 19.3 of the CBD provides for parties to consider 
the need for, and modalities of, a protocol setting out procedures in the field 
of the safe transfer, handling and use of LMOs resulting from biotechnology 
that may have an adverse effect on biodiversity and its components. A Biosafety 
Working Group (BSWG) was established for this purpose at COP-2 (November 1995, 
Jakarta, Indonesia). The BSWG held six meetings between 1996 and 1999. The 
first two meetings identified elements for the future protocol and helped 
articulate positions. BSWG-3 (October 1997, Montreal, Canada) developed a 
consolidated draft text to serve as the basis for negotiation. BSWG-4 and 
BSWG-5 focused on reducing and refining options for each article of the draft 
protocol. BSWG-6 (February 1999, Cartagena, Colombia), was mandated to complete 
negotiations and submit the draft protocol to the first Extraordinary Meeting 
of the COP (ExCOP), convened immediately following BSWG-6. However, delegates 
could not agree on a compromise package that would finalize the protocol, and 
the meeting was suspended. Outstanding issues included: the scope of the 
protocol; its relationship with other agreements, especially those related to 
trade; the treatment of LMOs for food, feed or processing (LMO-FFPs); reference 
to precaution; and documentation requirements. Following suspension of the 
ExCOP, three sets of informal consultations were held, involving the five 
negotiating groups that had emerged during the Cartagena meetings: the Central 
and Eastern European Group; the Compromise Group (Japan, Mexico, Norway, 
Republic of Korea and Switzerland, joined later by New Zealand and Singapore); 
the European Union (EU); the Like-minded Group (the majority of developing 
countries); and the Miami Group (Argentina, Australia, Canada, Chile, the US 
and Uruguay). Compromise was reached on the outstanding issues, and the resumed 
ExCOP (January 2000, Montreal, Canada) adopted the Cartagena Protocol on 
Biosafety on 29 January 2000. The meeting also established the 
Intergovernmental Committee for the Cartagena Protocol on Biosafety (ICCP) to 
undertake preparations for COP/MOP-1, and requested the CBD Executive Secretary 
to prepare work for development of a BCH. During a special ceremony held at 
COP-5 (May 2000, Nairobi, Kenya), 67 countries and the European Community 
signed the Protocol.

ICCP PROCESS: The ICCP held three meetings between December 2000 and April 
2002, focusing on: information sharing and the BCH; capacity building and the 
roster of experts; decision-making procedures; compliance; handling, transport, 
packaging and identification (HTPI); monitoring and reporting; and liability 
and redress.

COP/MOP-1: COP/MOP-1 (February 2004, Kuala Lumpur, Malaysia) adopted decisions 
on: information sharing and the BCH; capacity building; decision-making 
procedures; HTPI; compliance; liability and redress; monitoring and reporting; 
the Secretariat; guidance to the financial mechanism; and the medium-term work 
programme. The meeting agreed that documentation of LMO-FFPs, pending a 
decision on detailed requirements, would: use a commercial invoice or other 
document to accompany the LMO-FFPs; provide details of a contact point; and 
include the common, scientific and commercial names, and the transformation 
event code of the LMO or its unique identifier. An expert group was established 
to further elaborate specific identification requirements. Agreement was also 
reached on more detailed documentation requirements for LMOs destined for 
direct introduction into the environment. The meeting established a 15-member 
Compliance Committee, and launched the Working Group on Liability and Redress 
under Article 27 of the Protocol.

WORKING GROUP ON LIABILITY AND REDRESS-1: At its first meeting (May 2005, 
Montreal, Canada) the Working Group heard presentations on: scientific analysis 
and risk assessment; state responsibility and international liability; and 
expanded options, approaches and issues for further consideration in 
elaborating international rules and procedures on liability and redress.

COP/MOP-2: COP/MOP-2 (May/June 2005, Montreal, Canada) achieved progress 
towards the Protocol's implementation, adopting decisions on capacity building, 
and public awareness and participation. It engaged in constructive discussions 
on risk assessment and risk management, and agreed to establish an 
intersessional technical expert group. However, COP/MOP-2 did not reach 
agreement on the detailed requirements for documentation of LMO-FFPs that were 
to be approved "no later than two years after the date of entry into force of 
this Protocol."

WORKING GROUP ON LIABILITY AND REDRESS-2: At its second meeting (February 2006, 
Montreal), the Working Group focused on a Co-Chairs' working draft synthesizing 
proposed texts and views submitted by governments and other stakeholders on 
approaches, options and issues pertaining to liability and redress in the 
context of Article 27 of the Protocol. The Working Group considered all options 
identified in the Co-Chairs' text and also produced a non-negotiated and 
non-exhaustive, indicative list of criteria for the assessment of the 
effectiveness of any rules and procedures referred to under Article 27 of the 
Protocol.

COP/MOP-3: COP/MOP-3 (March 2006, Curitiba, Brazil) considered various issues 
relating to the Protocol's operationalization, including funding for the 
implementation of national biosafety frameworks, risk assessment, the rights 
and responsibilities of transit parties, the financial mechanism and capacity 
building. The main outcome of COP/MOP-3 was agreement on detailed requirements 
for documentation and identification of LMO-FFPs (Article 18.2(a)).

WORKING GROUP ON LIABILITY AND REDRESS-3: At its third meeting 
<http://www.iisd.ca/biodiv/ltlr3/>  (February 2007, Montreal, Canada) the 
Working Group <http://www.iisd.ca/biodiv/ltlr3/>  continued analytical work, 
focusing on a working draft prepared by the Co-Chairs synthesizing proposed 
texts and views submitted by governments and other stakeholders on approaches, 
options and issues pertaining to liability and redress in the context of 
Article 27 of the Protocol. At the meeting, delegates worked through the 
elements and options included in the Co-Chairs' synthesis, were asked to submit 
operational text, held regional meetings and consulted informally to formulate 
and clarify their positions. The Co-Chairs presented the Working Group with a 
blueprint for a COP/MOP decision on international rules and procedures in the 
field of liability and redress. The blueprint, annexed to the meeting's report, 
contains a matrix of elements to structure and guide future deliberations and 
to be taken into account in developing one or more annexes to a possible 
COP/MOP decision. Many participants felt that the Working Group's third meeting 
had achieved progress towards entering the negotiating phase, expected to begin 
at this meeting.

INTERSESSIONAL HIGHLIGHTS

LIAISON GROUP ON CAPACITY-BUILDING FOR BIOSAFETY: The fourth meeting of the 
Liaison Group on Capacity-Building for Biosafety was held in Lusaka, Zambia, 
from 1 to 2 March 2007. Eighteen participants attended the meeting. Delegates 
discussed draft criteria and minimum requirements for experts to be listed on 
the roster; possible elements and operational modalities of a quality control 
mechanism for the roster; and other measures for improving the effectiveness 
and use of the roster.

BIOSAFETY PROTOCOL COMPLIANCE COMMITTEE: The Compliance Committee under the 
Protocol held its third meeting from 5-7 March 2007, in Kuala Lumpur, Malaysia. 
The Committee made a number of suggestions regarding completing and updating 
the document prepared by the Secretariat on repeated non-compliance 
(UNEP/CBD/BS/CC/3/2), and noted that no case of non-compliance was brought to 
its attention since it assumed its functions. It agreed to propose, for the 
consideration of the COP/MOP, an indicative list of measures that may be taken 
in cases of repeated non-compliance, including measures such as suspension of 
trade and/or suspension of rights or privileges.

Second International Meeting of Academic Institutions and Organizations 
Involved in Biosafety Education and Training: This meeting was held 16-18 April 
2007 in Kuala Lumpur, Malaysia. The main objective of the meeting was to 
identify ways and means of promoting long-term formal education and training in 
biosafety, pursuant to decisions BS III/3 (paragraph 11) and BS-III/11 
(paragraphs 16 and 17) of the COP-MOP. The principal substantive items 
discussed were: strategies and mechanisms for enhancing formal education and 
training in biosafety; and measures for promoting South-South and North-South 
cooperation between institutions involved in biosafety education and training.

This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED] 
<mailto:[EMAIL PROTECTED]> > is written and edited by Melanie Ashton, Kati 
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