[This message was posted by Zoltan Feledy of State Street Global Advisors 
<[email protected]> to the "General Q/A" discussion forum at 
http://fixprotocol.org/discuss/22. You can reply to it on-line at 
http://fixprotocol.org/discuss/read/fdcfb37c - PLEASE DO NOT REPLY BY MAIL.]

There is a need for a standard way to convey counterparty restrictions to a 
third party over FIX and the PartyID block seems like the solution.  There are 
4 types of restrictions: restricted/directed execution, and restricted/directed 
settlement.

The first 2 of the above can be accomodated using...
452=56 -> Acceptable Counterparty
452=57 -> Unacceptable Counterparty

A gap however exists for the settlement restrictions.  
Examples: 
I can execute with BrokerA but it has to be given up for settlement. 
(restricted)
I can execute with anyone but it has to be settled through BrokerA. (directed)

- Example to restrict 4 destinations would look like this:
...453=4|452=56|447=D|448=Broker1|452=56|447=D|448=Broker2|452=56|447=D|448=Broker3|452=56|447=D|448=Broker4...
- Example to direct to 4 destinations would look like this:
...453=4|452=57|447=D|448=Broker1|452=57|447=D|448=Broker2|452=57|447=D|448=Broker3|452=57|447=D|448=Broker4...
-Not having this block on an order would indicate that there are no 
restrictions.

Replacing the PartyRole (452) values would allow us to convey restricted and 
directed settlement in a similar fashion thereby providing a complete solution 
to the stated problem.  This would require the addition of the following 2 
enumerations to PartyRole (452):
452=<TBD> -> Unacceptable Settling Party
452=<TBD> -> Acceptable Settling Party

Since we are expanding the enumerations as part of this expansion I thought 
that this would be a worthy addition.

Cheers,
Zoltan


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