MODERATOR'S NOTE: Although I have used the moderator's prerogative to invoke cloture on this topic already in this forum, I don't want to deny Joseph his say this once, as the topic has again been briefly touched upon again, in passing.
Instead of responding to Joseph's message by quote/commenting it as in the past (and repeating the responses made in the past) I will simply try a brief, pre-emptive innoculation: (1) This Forum is about freeing the (give-away) literature PUBLISHED in refereed journals. (2) It is not about literature WITHHELD from refereed journals. (3) Literature published in refereed journals is PUBLIC: Anyone can read it (if they can afford access to the journal!), anyone can apply it (unless it's patented), and anyone can build on it, cite it, comment on it, etc. (4) If there is an impending Provosts' Plot to WITHHOLD papers from publication in refereed journals, papers that would until now have been published there, that is a very serious problem indeed, and someone should do something about it. (It means, among other things, that the "publish or perish" era is over, and promotion, tenure, impact, prizes, prestige, grant-income etc., no longer depend on refereed publication: on what, then, one wonders?) (5) But (4) is NOT the problem that we are concerned with here, which is (to repeat) the problem of freeing the literature PUBLISHED in refereed journals. (6) There have been attempts by journal publishers to use Copyright Transfer Agreements to prevent their authors from publicly self-archiving their published papers online, free for all. (7) Joint copyright with the author's institution (for these GIVE-AWAY papers) might help overcome this ostensible barrier to freeing the literature. (8) As this is give-away literature, and as we are only talking about papers that are indeed being PUBLIshed, authors have nothing to lose here. Universities are not looking for (nor will they find) a cut in the movie rights from the spin-offs of these articles that almost no one reads, let alone cites. (8) ADVICE TO AUTHORS: If there is a possibility of making significant money from the sale of your paper, don't share copyright with your university and don't give it away to a refereed journal either! Get an agent and make a good fee/royalty deal with a trade publisher. (10) The above does not apply to any of the papers under discussion here; let it not detain us further. Stevan Harnad List-Post: goal@eprints.org List-Post: goal@eprints.org Date: Sun, 28 Nov 1999 08:34:34 -0600 >From: ransd...@door.net (Ransdell, Joseph M.) Stevan: May I make a correction in your representation of my view as regards the issue of the universities and intellectual property rights, especially copyright? In response to Tom Wilson's comment that: > tw> . . .the institutions are likely to have something to say in the matter, > tw> given the emerging awareness of their stake in intellectual property - > tw> some Universities may decree that, in certain areas, work is of such > tw> commercial significance that their stake must be protected.> you say: sh> Tom, this too has come up repeatedly in this forum (mostly from Joseph sh> Ransdell in connection with Steve Koonin and the Provosts' initiative). sh> I recommend a little reflection on this. Just as it was highly sh> instructive, indeed essential, to make the critical distinction between sh> the give-away and the non-give-away literature (roughly, journals vs. sh> books) in order to see the light about self-archiving, so it is sh> essential not to confound the case of patents, software piracy, etc., in sh> which universities indeed have a stake, with the case of refereed sh> research publication. The correction is this: I am and have always been quite clear on the distinction between patents, etc., and copyright and on the differences between the sorts of research material they apply to, and I am concerned with the same material you are concerned with. I am also aware of something else which you do not seem to be taking duly into account, Stevan, namely, that there are many scientific fields -- especially those in biomed but not only those -- in which copyrightable but nonpatentable research material can be and in fact often is of great monetary value to those who understand that well-substantiated theoretical findings are ipso facto connected with experimental procedures and these procedures can frequently be used to generate productive procedures of great practical application and financial profit, if one is interested in that sort of thing. And, yes, there are many people who are interested in that sort of thing, among whom one even finds university administrators. In fact, finding administrators that are not interested in possible profit from research, institutional or personal, would be the real challenge. The connection of pure research with possible profit is built into science insofar as it is experimentally based: every experimental design is a proto-technology in principle, though of course there might or might not be a human use for it that makes it worth developing in that direction. That is why pharmaceutical companies buy the research output of entire university departments, for example, and commercial sponsors invoke proprietary rights of secrecy whenever they can figure out a way to do it. With the universities themselves emulating for-profit commercial organizations more and more blatantly, with provosts increasingly referring to themselves as CEO's and using topdown management techniques, with the once disreputable metaphor of the university as knowledge factory becoming the literal truth because it is taken that way by the people who run it, it is disconcerting to find you talking as if there is no problem about sharing copyright with universities on the grounds that they are only interested in pure research and its values. Shared copyright, such as you and the Caltech provost advocate, can easily turn out to be the equivalent in practice to just giving copyright to the universities, and there are many reasons why universities might decide that research results which are, for all intents and purposes, their property are not going to be made unrestrictedly available. For outside of the hard sciences, where the profit motive is often straightforwardly connected with research, there is also the fear and defensiveness that can develop in connection with research results in ANY field which political demagogues can seize upon to use as a scapegoat for their own purposes, and that applies across the whole spectrum of academic research. In short, university administrators are in the service of many masters and the ideals of pure research unsullied by the principles of profit and fear are not necessarily among those with the highest priority. When your defense of your view of copyright sharing is to talk as if the objections to it are based on not understanding the difference between patent and copyright one cannot help but wonder whether you have become afflicted with tunnel vision, especially in view of your own background in computer science, where the copyright/patent distinction has been subject to massive confusion. As regards the provosts, if they are going to expect faculty cooperation as regards new copyright arrangements which transfer the power from the publishers to the universities they are going to have to try making a plausible and OPEN case for it instead of relying on a simplistic trust relationship which simply cannot be presumed to exist -- and certainly is not strengthened when obvious and responsible criticism is treated as if it were aberration and foolishness. -- Joseph Ransdell <ransd...@door.net> or <bn...@ttu.edu> Dept of Philosophy Texas Tech Univ. Lubbock TX 79409 (806) 742-3158 office 797-2592 home 742-0730 fax ARISBE: Peirce Telecommunity http://www.door.net/arisbe http://www.door.net/arisbe/homepage/ransdell.htm