On Sun, 18 Feb 2001, Peter Singer wrote: > Stevan Harnad wrote in: > http://www.ecs.soton.ac.uk/~harnad/Tp/resolution.htm#Harnad/Oppenheim > > [Note that some journals have, apart from copyright policies, which > are a legal matter,"embargo policies," which are merely policy > matters (nonlegal). Invoking the "Ingelfinger (Embargo) Rule," some > journals state that they will not referee (let alone publish) > papers that have previously been "made public" in any way, whether > through conferences, press releases, or on-line self-archiving. The > Ingelfinger Rule, apart from being directly at odds with the > interests of research and researchers and having no intrinsic > justification whatsoever -- other than as a way of protecting > journals' current revenue streams -- is not a legal matter, and > unenforceable. So researchers are best advised to ignore it > completely -- > http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.scinejm.htm > http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.lancet.htm > -- exactly as the authors of the 130,000 papers in the Physics > Archive have been doing for 10 years now. The "Ingelfinger Rule" is > under review by journals in any case; Nature has already dropped > it, and there are indications that Science may soon follow suit > too.]
> Stevan's analysis is correct but his remedy is simplistic. Researchers > will not simply "ignore it completely." Peter certainly has a point here, but it is bigger than just the "Ingelfinger Rule": The researchers of the world (and not just in biomedicine) have so far been far too slow in following the lead of (a subset) of the world's physicists and mathematicians along the demonstrably safe and sure self-archiving road to freeing the refereed literature online. It is still a puzzle and a head-shaker why they are taking so long, but it is not clear that the "incentive" factors Peter mentions are really what has been holding them back (and if so, it is even less clear what could be done about it!). The "subversive proposal," the "Harnad/Oppenheim strategy," and the 10-year example of the physicists make it clear to anyone who is paying attention that researchers CAN have their incentive cake (keep publishing in the refereed journals of their choice) and eat it too (free their research from all access/impact barriers online by self-archiving it) without any trepidation. So is it really needless trepidation about losing the right to publish in their preferred journals that has been holding them back from self-archiving? I think not. I think it is simply because the means of self-archiving have not been sufficiently easy and ubiquitous. Here is an alternative hypothesis (not mine, but I took it to heart): At the 2nd Open Archive Initiative (OAI) meeting in San Antonio in June <http://www.dlib.org/dlib/june00/06inbrief.html#FOX> a participant said: "Open Archiving will not get off the ground until the day I can go to a website, download open-archiving software, then say MAKE ARCHIVE, and an interoperable, OAI-compliant archive is up and running, ready to be filled." http://www.dlib.org/dlib/october00/10inbrief.html#HARNAD This is what I think may really have been holding us all back till now, and the hope is that as more and more universities now install OAI-compliant archives for their researchers to fill (with subsidized help to get the first wave of self-archiving launched), that THAT (along with the benefits for research impact from removing all access barriers online) will provide the requisite incentive that has hitherto been insufficient: http://www.ecs.soton.ac.uk/~harnad/Tp/resolution.htm#7.2. > researchers-- like everyone else in life -- are driven by > incentives. At the moment, they are incentivized to publish in well > recognized brand name journals, several of which enforce restrictive > prepublication policies. First, those policies are changing. Nature's has already; there are signs Science's may soon change too. And then the others will follow suit. I think that is a foregone conclusion. The damage that obsolete access restrictions are causing to the potential impact and benefits of science are simply too great. Besides, as I said before, even now, the Ingelfinger Rule is unenforceable! I just cannot believe that the verdict of future historians will be that it was the Ingelfinger Rule that delayed the freeing of the refereed literature for so long! Harnad, S. (2000) E-Knowledge: Freeing the Refereed Journal Corpus Online. Computer Law & Security Report 16(2) 78-87. [Rebuttal to Bloom Editorial in Science and Relman Editorial in New England Journal of Medicine] http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.scinejm.htm Harnad, S. (2000) Ingelfinger Over-Ruled: The Role of the Web in the Future of Refereed Medical Journal Publishing. The Lancet Perspectives 256 (December Supplement): s16. http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.lancet.htm > A list of some of the many journals that will not accept submissions > that have appeared on preprint servers is available at > http://clinmed.netprints.org/misc/policies.shtml Note that these > journals include some of the top brand names in medicine including the > New England Journal of Medicine, JAMA, and Science. Of course they do: Franz Ingelfinger was the longtime Editor of the New England Journal. But the rule is already a paper tiger, and the list is shrinking. > My argument, therefore, is that the literature will never be completely > freed until the incentives of science (or at least medicine) are > changed to rely on the quality of the research itself rather than the > brand name of the journal in which it is published. The journal-tagging of quality is the current way that it is certified that research is peer-reviewed, and at what level in the journal-quality hierarchy. That is what makes it possible to evaluate and navigate this literature. If you can devise AND DEMONSTRATE some alternative way to evaluate and navigate it, without the journal-tagging (and, don't forget, its associated rejection rates, impact factors, authorships, and other correlates of quality), they will be welcome, but alas mere calls to evaluate the work rather than the brand-name do not answer how that is to be done. It's rather like saying that we should all go out and shop for our food without the benefit of the quality-tags of FDA, the producer or the store; or that we should ascertain what the weather is for ourselves, without benefit of the weatherman's "tag" and its associated correlates and predictors. (It reminds me of my father's cinematic principle: "I will only see a movie that I have already seen, and liked.") We need expert review and the tags to certify their outcome in order to navigate a world of products and information that we have neither the time nor the resources even to evaluate for ourselves in each instance. > This is not a call > for reforming peer review but rather a call to realign incentives. The > reason for the call is not some independent worthy goal of improving > science but rather that incentive realignment is an essential tactical > element of freeing the literature. The trouble is that the call is too vague. Here we are, with our refereed, tagged literature. But you are suggesting not to rely on the tag, but on something else: But what? and how? The reason authors aspire to be certified as having met the standards of the highest quality journals is, first, because they aspire to that quality level, and second, having attained it, they want that quality level to be tagged for all, to guide their use of the literature. What sort of incentive realignment will perform this same function? > This argument also affects the > self-archiving proposal, at least in medicine, as I have outlined > above. The limiting factor will be the actions (or lack of action in > relation to self-archiving) of the researchers themselves, based on the > incentives they currently face. Think of this as the "incentives > barrier" to freeing the literature. I think the "incentive barrier" concerns the incentive to take the actual step of self-archiving. Once the taking of that step is made trivially easy by researchers' own institutions, I believe they will take the step -- with maximizing the impact and accessibility of their own work (and the accessibility to them of the work of everyone else) as their primary incentive. -------------------------------------------------------------------- Stevan Harnad har...@cogsci.soton.ac.uk Professor of Cognitive Science har...@princeton.edu Department of Electronics and phone: +44 23-80 592-582 Computer Science fax: +44 23-80 592-865 University of Southampton http://www.ecs.soton.ac.uk/~harnad/ Highfield, Southampton http://www.princeton.edu/~harnad/ SO17 1BJ UNITED KINGDOM NOTE: A complete archive of the ongoing discussion of providing free access to the refereed journal literature online is available at the American Scientist September Forum (98 & 99 & 00 & 01): http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.html You may join the list at the site above. Discussion can be posted to: american-scientist-open-access-fo...@amsci.org