I don't know if it was the author, Stephen Strauss, or newspapers' quaint habit of having uninformed copy-writers coin titles in complete ignorance or disregard of content, with an eye only to catching eyes, but the Globe & Mail has an article with an even more unfortunate title than the original title of Sam Vaknin's 2-part UPI Story, which had been "Copyright-free online scholarship" but was later sensibly changed to "Copyright and Scholarship" in response to our request. No second chances here:
[Note to Stephen Strauss: Stephen, it wouldn't have taken nearly as many words as this to fix your story if you had let me see it in advance! A few changes and additions here and there and it would have been just fine...] > Napster for scientists? > > http://makeashorterlink.com/?S22820B7 > > The Internet is disrupting the voodoo economics of scholarly journals > with an information revolution, STEPHEN STRAUSS reports. The > question is if free knowledge is always the best knowledge > > By STEPHEN STRAUSS > > Saturday, March 2, 2002 Print Edition, Page F6 > http://www.theglobeandmail.com/ > Copyright © 2002 Bell Globemedia Interactive Inc. All Rights Reserved. > > The ever-subversive economics of the Internet have recently > spawned an unlikely question: What do a million teenagers > listening to an illicitly downloaded version of Britney Spears > trilling I'm Not a Girl, Not Yet a Woman have to do with a few > biologists engrossed in an article entitled "A Cytosolic ADP > Glucose Pyrophosphorylase is a Feature of Graminaceous > Endosperms, but Not of Other Starch-Storing Organs?" No problem with the opening paragraph, which is a good rhetorical way of putting it -- in fact, one that I myself have found useful to bring out the paradox -- but without having to compete with a title that implies the exact opposite: Harnad, S. (2001) The (Refereed) Literature-Liberation Movement. The New Scientist. http://www.ecs.soton.ac.uk/~harnad/Tp/newsci2.htm http:/ /www.ecs.soton.ac.uk/~harnad/Tp/newsci2.htm "Napster: stealing another's vs. giving away one's own" http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/0671.html > The answer is that they represent two very different faces of > one of the modern world's greatest paradoxes: If you can get > something for nothing, how much is it worth? That is of course NOT the paradox at all! The paradox is that the kind of creative work you steal with napster, its creators DO NOT want you to steal, yet you can; whereas with peer-reviewed research, its creators DO want you to "steal" it, yet you cannot! Napster is consumer rip-off, whereas self-archiving is creator give-away. Napster is against the law, whereas access-denial for peer-reviewed research is merely against the interests of researchers, research progress, and the best interests of society. Does Stephen Strauss manage to resolve the parallel paradox created by equating the two instead of contrasting them? > Stopping the "free" appropriation of songs by every kid armed > with a CD burner has become the holy grail of the world's > music industry. At the same moment, the foundation set up by > billionaire Hungarian-American philanthropist George Soros > announced last week that it is contributing $3-million (U.S.) > aimed at "completely free and unrestricted access to [scientific > information] by all scientists, scholars, teachers, students, and > other curious minds." Soros is doing this by supporting two perfectly legal open-access strategies, both author give-aways, rather than consumer rip-offs like Napster: (1) public self-archiving of peer-reviewed papers by their own authors and/or (2) the foundation of open-access journals. Stephen Strauss has likened Soros's philanthropy to napster-style theft, in that they both provide free access to a product that would otherwise be behind a financial firewall, without ever troubling to count the ways in which they are unlike, viz: one is taking away another's work, the other is giving away one's own work; one is illegal the other is legal; one is done against the wishes of the work's creators, one is done according to the wishes of the work's creators; one is against the interests of productivity and creativity, the other is in the interests of productivity and creativity; one is a piracy, the other a service to society. > To do this, the foundation admits, it will have to undermine a > system of scientific publishing whose parameters have remained > roughly the same since the Royal Society of London created the > first scientific journal in 1665. This is a bit apocalyptic, and the language of "undermining" is far too shrill, but it could still be used in the service of dispelling the confusion created by the napster koan: by going on to enlighten the reader -- if only Stephen Strauss actually went on to do so, but read on...: > For nearly 350 years, scientists have done their research, written > up their results and then sent a paper off to a scholarly journal. > The journal, in turn, sent the article off to other scholars, who > freely judged its validity and suggested changes. When this peer > review was satisfactorily completed, the paper was published in > a journal -- which the researcher's library, and all other libraries, > then had to buy. This is correct. But now what has happened to change this? > There's a paradox here quite different than the music-industry > situation, says psychologist Stevan Harnad: "I give away what I > have done for free, and then I have to pay to buy it back when > it is published." In the past decade, Harnad, who works at the > University of Quebec at Montreal, has become one of the > intellectual bulldozers pushing for a scientific-publishing > revolution, I wish I were a bull-dozer! If I had been, the access-barriers to the 20,000 peer-reviewed research journals would have been long gone by now! (And the revolution is not mine, but the Net's.) But I am fairly careful about what I say on this score. And although the institutional libraries, reeling from their serials crises, are fond of putting it in the above way, I believe I pointed out to Stephen Strauss that the problem is not that I or my institution have to buy back OUR OWN give-away research (why would we want to do that? We have it already!). It is that my institution has to buy in all the OTHER researchers' give-away research, and they ours, whereas we would all dearly love to access one another's give-away work, and have our own give-away work accessed, for free. That's the reciprocity guaranteed by opening access to one's own give-away work + the Golden Rule. Notice that I keep inserting "give-away." I need to, in order to immunize against the still unresolved "napster" analogy. What should have been mentioned at this point, before segueing to Elsevier below, is that what has brought this 350-year era to an end is the specific new capability that the PostGutenberg technology (networked digital storage and retrieval) has ushered in for this special, tiny, give-away literature that never sat comfortably with the access-restrictions dictated by the Gutenberg technology and economy in the first place: Throughout all those 350 years, the toll-barriers blocking access to their give-away work were always Faustian Bargain for these anomalous authors, tolerated because there was no way to make their findings PUBLIC at all unless the high Gutenberg PUBLICation costs were allowed to be recovered through access-tolls. > Publishing what they didn't pay for is often an extremely > profitable exercise for companies. Elsevier, the large Dutch > publishing house that publishes roughly 20 per cent of the > peer-reviewed scientific publications in the world, reported a > 33-per-cent profit last year on its scientific journal operation. > Part of the reason is that subscription prices can be enormous. This is correct, and I rather like the subtle implication that peer-reviewed journal publishers, unlike book publishers (and magazine/newspaper publishers -- or, for that matter, the music industry) are indeed selling work for which they have not paid a penny to its authors, in either royalty, salary or fees. (Stephen Strauss should have kept in mind the ironic contrast with the economics of his own articles, which are not author give-aways!) Yet peer-reviewed journal publishers are not guilty of napster-like piracy in so doing either, for they have added value to the work, in the form of paying for the peer review, the editing, the mark-up, and the production and distribution of the on-paper and on-line PDF product. So the fact that Elsevier's profit margins in so doing happen to be quite large is not, in and of itself, a sin, and certainly no crime. So the paradox is still unresolved. > Each monthly copy of Elsevier's journal Adverse Reactions, for > example, costs a subscriber $1,000 (U.S.). For libraries, > individual journal prices since 1986 have increased on average > by 226 per cent. As a consequence, research libraries have cut > back their journal purchases by an average of 7 per cent. True, and familiar. But if their prices were lower, would that change the fact that the works they are selling are author give-aways that their anomalous authors (rather more like advertisers) would much rather see openly accessible, toll-free, to any and every would-be user, rather than sitting behind financial firewalls that many (in fact most) would-be users' institutions would not be able to scale no matter how low they were? There are 20,000 peer-reviewed journals published annually http://www.ulrichsweb.com/ulrichsweb/, and even the richest research library, such as Harvard, cannot afford more than a minor proportion of them http://fisher.lib.virginia.edu/cgi-local/arlbin/arl.cgi?task=setupstats How low would the price have to be so that all research institutions, all over the planet, could afford all of it? The author-researcher-advertisers have known very well how low it would have to be, in making their works give-aways: Zero. Open access is the only way to resolve the paradox. But then how to recover costs? > Harnad and others agree that this is the way things had to be > when scientists were forced to rely on third parties with printing > presses to communicate with other scientists. "In the Gutenberg > era, there was no way around the real costs of printing and > circulating on paper," he says. > > Many electric journals came into being when irritated scientists > resigned en masse from the editorial boards of for-profit > publications and started up non-profit competitors. This unfortunately does not answer the question, which is about open access, i.e., NO charge to the user-institution. Electronic-only costs are lower, but not zero. Lower prices do not resolve any paradoxes. Everyone wants lower prices, for every kind of commodity. Producers are also happy to lower prices in exchange for more sales. But the issue here was open access, give-aways, NO price. How to resolve it? Otherwise we are left believing that napster-like consumer-theft would be the only answer! > Another approach, and one that has already been extensively used in > physics and astronomy, is to publish "pre-prints." In this case, > papers that have been peer-reviewed but not yet published > elsewhere are posted on a server site. Alas, this is just plain wrong! Preprints are the opposite of this. They are papers that have NOT yet been peer-reviewed or published. What physicists did was to self-archive (not self-publish!) these unrefereed, unpublished preprints on a server site. But it is not too far wrong, because in addition to self-archiving their unrefereed, unpublished preprints, those physicists, 8-12 months later, after peer review and revision was completed, also self-archived the peer-reviewed, published postprints of those same papers http://opcit.eprints.org/tdb198/opcit/embryology/ (when the difference was big enough to make it worth bothering -- otherwise they merely updated the preprint's reference, to include the publication information for citation purposes: http://opcit.eprints.org/tdb198/opcit/q2/). But in getting this seemingly minor point wrong, Stephen Strauss will later go on to compound the error, as we shall see, at the cost of compounding the paradox instead of resolving it. (Even more mysterious to me than the ceding of journalists' prerogative to decide the title of their own articles to mindless copy-writers is their extreme reticence about checking their texts with their sources, even when time permits: This can't be because they are afraid their own sources may scoop them. Nor is merely checking their drafts with their sources tantamount to granting them vetting or veto power. This journalistic casualness about accuracy [except where there is a risk of libel or litigation] is an utter mystery to me, but it invariably leads to needless, and sometimes serious and misleading errors. It's also one of the basis differences between popular press journals and peer reviewed journals.) > University of Minnesota > mathematician Andrew Odlyzko has argued that conventional > publishing of the 20,000 papers one such site stores a year > would require an investment of $40-million to $80-million. The > electronic pre-prints do the same thing for $100,000. Those are merely archiving costs, and to all intents and purposes -- especially if distributed across the archives of the universities that produced the research, instead of being concentrated in one central archive like the Physics archive -- would be essentially negligible per paper, a small piece of the online infrastructure that universities all standardly offer their faculty already. But the trouble is that those archived eprints also include postprints -- the "value-added" contribution of peer review. Not the refereeing itself, for the peers review for free, just as the peer-reviewed authors give away their papers for free. But the peer-review process has to be administered, implemented, even when it is all accomplished electronically. And that can cost $200-$500 per paper, and has nothing to do with the negligible archiving costs per paper mentioned above! Stephen Strauss has here unknowingly stumbled into a very controversial area, but one that is in reality independent of the question of free access, hence a red herring: Should we free peer-reviewed research not only from access-tolls, but also from peer review itself? (If Stephen had contacted me with his draft, I would have pointed out to him the controversy and confusion he was courting if he did not steer clear of this side-issue.) For there is nothing that those who would like to defend preserving toll-based access to this give-away literature would like to hear more than that a toll-free literature = a peer-review-free literature! If that were really the choice, then Elsevier would say (and I would side with them!): "Take your pick between the quality-controlled literature you purchase from us now, paying for the added value, and the anything-goes literature you would have if there were no peer review." In fact, look below, and you will see that that is precisely what Jeffrey Drazen, editor-in-chief of the New England Journal of Medicine, is put in the convenient position of saying, because of the gratuitous napster analogy, and its implication of somehow not "playing by the rules"! (Note that "preprints" are not a sample of what the literature would be like if there were no longer peer review, for, as noted, all those preprints are destined for peer review, and re-appear as postprints: http://www.nature.com/nature/webmatters/invisible/invisible.html) This is very controversial stuff, however, and not the way to resolve paradoxes, but rather the way to compound confusion. The Budapest Open Access Initiative (BOAI) http://www.soros.org/openaccess is about freeing access to the peer-reviewed literature, such as it is, now, not about access to some hypothetical, future, unfiltered literature. And the fact is that implementing peer review can cost up to $500 per paper. Who's to pay the piper if access to this literature is freed? > Finally, there is self-archiving: Scientists simply put versions of > their work on their own Web sites and notify colleagues who > want to see them that they exist. This is not ANOTHER approach. Self-archiving is exactly the same as what was already mentioned as the previous approach. It just has two stages: the self-archiving of the unrefereed preprint, and then (8-12 months later) the self-archiving of the peer-reviewed postprint. A minor detail is that "self-archiving" as I have been advocating it happens to favor distributed, institutional eprint Archives (for various specific strategic reasons: http://www.ecs.soton.ac.uk/~harnad/selfaq.htm#institutional-vs-central). But in central eprint Archives like the one in Physics, it is likewise the authors who are self-archiving their own preprints and postprints! > "For the most part, scholars aren't paid for what they do and > don't expect to be," Odlyzko says. However, it has become > apparent in recent years that Internet publishing isn't actually so > much free as free-ish. When computer time, administrative work > and other costs are factored in, it could cost anywhere between > $200 and $500 per academic paper. Who pays for that? The > free electronic publisher Pubmed Central, for one, has tried > asking the scientists to pay up front as well as asking libraries to > pay an annual fee. Here is a golden opportunity, lost, to decisively resolve the paradox of how the peer-reviewed literature is to be made accessible to all users toll-free (without anything faintly napsterlike): The last sentence above contains the contradiction that has to be resolved: Remember what was wrong with the librarians' "buyback" formula earlier? It is that the incoming articles that they pay for as the reader-institution are not the same ones as their outgoing articles, as the author-institution! Ask yourself what, exactly, a university library would be committing itself to paying for if it agreed to "subscribe" to a publisher's output by agreeing to pay an annual fee? (Something was garbled above, by the way, as Pubmed Central is not a publisher.) Again, there are 20,000 journals, most of which do not contain any of that particular university's authors' outgoing papers, although many of them may contain papers that those authors would like to read. We are back to the toll-based access model again! And that model will not scale up to free access to the full 20,000 no matter how low the tolls, for one simple reason (also known as the prisoner's dilemma): If the journals are really open-access journals, it's much more sensible to opt out of the annual fee and get a free ride than to contribute! So library access tolls for free access make no sense: If they are mandatory, the access is not free (and we are just back to lower prices: "free-ish" is a weasel-word); if they are optional, it makes much more sense not to pay. [The logic of the notion of something's being "free-ish" calls to mind two old jokes, one about being "a little bit pregant(-ish)," the other, especially apt, Shaw's: "Madame, we have already established your profession. We are merely haggling over the price." http://www.elise.com/quotes/shawquotes.htm ] The other option, which is that the authors themselves pay the costs per paper looks, on the face of it, as if it is adding insult to injury: These anomalous authors already give away their papers for free; they already do peer-review for free. Are they now expected to PAY for that privilege? Yet authors, rather than readers, do look to be the right "client" for the peer-review service, which, after all, is a cost per paper submitted, not per paper subscribed to. The answer is that it is authors' INSTITUTIONS that are the critical link, and the natural source for the requisite peer-review service charges: http://www.ecs.soton.ac.uk/~harnad/selfaq.htm#institutional-vs-central It remains only to complete Andrew Odlyzko's arithmetic: Peer-review costs $200-$500 per paper, but the planet (or rather, that small portion of its research libraries that can afford to subscribe to any given one of the 20,000 journals) collectively pays $2000-$5000 for access per article. This makes it obvious to anyone who can count that if all the reader-institutions got back their respective portions of the collective $2000-$5000 subscription tolls they are currently paying annually for the subset of the 20,000 that they can afford, then they would have abundant annual windfall savings from which to redirect the 10%-30% that would be needed to pay for the peer-review service on all of their own outgoing papers. The only thing that needs to be noted to see this is that the reader-institution = the author-institution. This is the fair, sensible, PostGutenberg way to pay for the essential service of peer review, per paper published, thereby guaranteeing free access to it for all users, everywhere. And there is not a trace of napster-like theft in it! The other expenses (print-on-paper, publisher's PDF page-images, any further publisher enhancements) could continue to be paid for as options, as long as there was still a market for them. But what must end now is forcibly bundling them in with the essential peer-review costs as an excuse for continuing to hold the peer-reviewed draft hostage to Gutenberg access-tolls. The only way to test whether those add-ons are still valued in the PostGutenberg era is to unbundle them, try to sell them as separates, and see whether they still have any market value even when there is open access to the vanilla peer-reviewed version. > Scientific publishers, unlike the music industry, have started to > embrace the free-ish revolution. Several announced in January > that they would provide free access to biomedical literature in > their journals to people living in the world's 70 poorest > countries. And many allow the general public on-line access to > all papers once they are a year or so old. The BOAI is not a "free-ish" revolution; it is an open access initiative (open access to give-away peer-reviewed research). Subsidies for the biomedical literature to the poorest countries are welcome, but something else. They do not solve the basic problem, which is freeing access to all 20,000 for all researchers, everywhere. (The http://fisher.lib.virginia.edu/cgi-local/arlbin/arl.cgi?task=setupstats site shows that there are far more Have-Nots than Harvards in the developed world too!) And, thank you very much, it is not a solution for the researcher to have his give-away findings embargoed for 12 months before becoming freely accessible to all their would-be users! That is not how research progresses, nor is it why it is published, which is in order to make the peer-reviewed findings PUBLIC, not in order to keep subsidizing a an access-blocking cost-recovery model long after it has ceased to be necessary, simply because it had been the only possibility in the Gutenberg era. > Yet there are those who say while it may be less free, the old > model of publishing may always be better. > > Jeffrey Drazen, editor-in-chief of the New England Journal of > Medicine, says that what doctors get when they subscribe to his > journal is judgment, which is vital because what they read > quickly becomes medical treatment. The NEJM is very picky. > Of the 3,500 hundred articles the journal receives a year, only > 400 or 500 are published -- often with qualifiers that the authors > would rather leave out or play down. This is all just a fancy way of referring to peer review! Peer review is peer review, whether it is practised in biomedicine, physics, or philosophy, whether it is protecting public health or the other important quality standards of technology, science and scholarship. And it costs $200-$500 per paper, whether that paper is in the New England Journal of Medicine (NEJM) or Plant Physiology (which is where the esoteric "Graminaceous Endosperms" paper Stephen Strauss cited appeared: I found it with Biosis. If it had been self-archived, I could have given you the URL for the full text.) With its stated 1% acceptance rate, NEJM is up there with Science and Nature among the most selective, highest-quality, highest-impact journals. But that does not make them different in any other respect. NEJM's referees, like all referees, do NEJM's peer reviewing for them for free. NEJM's authors give them their papers for free. (Though NEJM is so prestigious, many authors would no doubt love to buy their way in! But that's not the way it works: You can't buy off peers who are reviewing for free. And if you ever could, that would simply amount to giving up the very quality and selectivity that makes NEJM so prestigious, influential, and desirable for authors!) All NEJM will have to do in the open-access era is to continue to maintain its high peer-review standards. This is purely a gate-keeping matter; it has no connection whatsoever with toll-gating the access to the outcome: "Conflating Gate-Keeping with Toll-Gating" http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/1118.html > "What a journal such as ours has to offer is the imprimatur of a > dispassionate evaluation of the veracity and importance of the > information. That is what people are paying for," Drazen says. Aka, peer review. So what else is new? > "If they want their paper published in the New England Journal > there are certain rules they have to follow. If they don't, they > don't have to publish in us." The rules are those dictated by the standards of peer review; they have nothing whatsoever to do with the obsolete and indefensible Gutenberg cost-recovery model. But casting the Budapest Open Access Initiative (for which Stephen Strauss omitted to provide the URL: http://www.openaccess.org/openaccess) as if it were Napster-like piracy and crime certainly provides a needless opening for this familiar, specious equation of access-tolls with quality by the defenders of the no longer defensible Gutenberg-era revenue-streams and modera operandi. (For more on playing by the "Ingelfinger rule" -- which has nothing to do with copyright, law, or napster, by the way -- see below.) Stevan Harnad "Copyright, Embargo, and the Ingelfinger Rule" http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/1118.html Harnad, S. (2000) Ingelfinger Over-Ruled: The Role of the Web in the Future of Refereed Medical Journal Publishing. Lancet Perspectives 256 (December Supplement): s16. http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.lancet.htm Harnad, S. (2000) E-Knowledge: Freeing the Refereed Journal Corpus Online. Computer Law & Security Report 16(2) 78-87. [Rebuttal to Bloom Editorial in Science and Relman Editorial in New England Journal of Medicine] http://www.ecs.soton.ac.uk/~harnad/Papers/Harnad/harnad00.scinejm.htm