My proposal is meant to supplement and support rather than divert energies away from open archiving. The tremendous effort Stevan and others have put into making open archiving technically possible is much appreciated. However, we should not under-estimate the difficulties of changing the established academic and commercial practices which hinder its widespread adoption. That is why we need to push on several fronts at the same time. Assertion by universities of their right to authorise free publication regardless of any copyright transfer an author might make would only be one facilitative step, though I think an important one.
Stevan is right to fear that it could be distracting if it gets tangled up with broader issues of ownership of copyright as between academics and their employers. That is why I have formulated it as a minimalist position that I think everyone in academia can support, i.e. the right to authorise non-commercial publication. I am less convinced by Stevan's frequent assertion that there is a clear line between give-away research output and income-generating research-based publications - the latter are more common in some fields, I think. That is why I also stress that the right to authorise free publication leaves the author free to retain royalties. Publishers will undoubtedly threaten to refuse to accept, or pay less for, works that are only available on a non-exclusive basis, but we will have to call their bluff. cheers Sol ********************************* Sol Picciotto Lancaster University Law School Lonsdale College Lancaster LA1 4YN direct line (44) (0)1524-592464 fax (44) (0)1524-525212 s.piccio...@lancs.ac.uk ********************************* -----Original Message----- From: Stevan Harnad [mailto:har...@ecs.soton.ac.uk] Sent: Friday, January 10, 2003 4:21 AM To: american-scientist-open-access-fo...@listserver.sigmaxi.org Subject: Re: Draft Policy for Self-Archiving University Research Output On Fri, 10 Jan 2003, Steve Hitchcock wrote: > I'm surprised by some issues that have emerged from this thread, such as > which 'institution' authors should, or might want to, affiliate with in > terms of presenting their work. This is hardly a moot point. Since we are > concerned with *institutional* self-archiving, this is a pretty critical > point, and in most cases it is not difficult. Not difficult at all: Self-archive your *current* work in your *current* institutional OAI-compliant Eprint Archive. If/when you change institutions, you can self-archive it at your new institution too, or just keep the prior link in your updated online CV. Your CV links to all of your refereed publications, wherever they may happen to reside. Your CV indicates who you are, who your current employer is, what your past publications were (and where they are) and who your employer at the time was. By now, with harvesting, mirroring, backups and caching, your papers will be all over the map anyway. OAI-interoperability, distributed archiving, OAI harvesters and OAI search-engines will keep track. Such is the nature of PostGutenberg archiving. > So what is at issue is not the right of the author's institution to assert > copyright, but its right to present the work (including the postprint: the > corrigenda approach should be left to past works where copyright has been > assigned to an unhelpful publisher) in an archive. Or, to put it more > bluntly, the institution's right to compel self-archiving by authors in its > archive(s). You as author have the right to self-archive your research output. Your institution assesses your research output, and you both benefit from maximizing its access and impact. Your institution certainly has the right to mandate that you exercise your right to self-archive (just as it has the right to mandate that you publish or perish). Self-archiving the refereed postprint is the preferred practise; self-archiving the preprint plus corrigenda is available as an alternative where needed ("unhelpful p;ublisher"). (The preprint plus corrigenda strategy only works for current work and thereafter; too late for the legacy work, but once all current work is open-access, adding the legacy work will be less of a problem, as it is not a significant revenue source.) > This is extreme, but the opposite of Stevan's too liberal approach which is > to allow authors to publish, first and foremost, where they wish. We need > to find an acceptable point on this spectrum, but if this is about > institutional archiving, let the institutions take some initiatives. I can > see self-archiving spreading far faster if some enlightened institutions > take the lead than if it is left to authors. I'm not sure what you mean. If we have to wait for institutions to do still more things first (lay claim to copyright?) before we self-archive, then we are talking about more waiting rather than about taking the lead. If we are talking about mandating publishing in this journal rather than in that journal, then we are not only talking about a still longer wait, but a needless conflict between the institution and its researchers, about dictating where the author may publish his work. A bad idea. How about if we just go ahead and self-archive all current research output (and mandate it)? And continue to publish it wherever we wish. > So in principle I support Sol Picciotto's idea, with provisos that have > been identified below. Certainly institutions must do more than Mark Doyle > wants, despite the good work APS is doing, which is for publishers to > 'grant back to authors all of the rights they expect'. On this issue, > institutions must lead, not follow. The reality right now is that no one is yet doing much of anything at all, even though self-archiving, legally, is within every researcher's (and their institution's) reach, right now, as 12 years of doing just that by the physicists has amply demonstrated. I would hardly call it "taking the lead" to recommend first heading off in some other direction at this time (trying to change university copyright policies, trying to persuade authors to publish in journals they'd rather not publish in) when the self-archiving route is already at hand, unobstructed, and need merely be *taken*.. Yes, mandate preprint archiving right now, plus postprint wherever possible, corrigenda wherever not. But please, let's not recommend still further delays and distractions: We've had far more than our share of those already! Amen. Stevan Harnad