On Sat, 19 Jan 2008, Leslie Carr wrote: > Do ERC (or other short-term funders) research projects result in > books? I am only an engineer whose gets a bit lost outside STM, but I > thought that books were written independently by researchers and that > funded research projects had papers (and similar low-investment texts) > as explicit research outputs? > > NOTE I am not asking whether books count as research outputs (they do) > but whether they are the outputs of funded projects. I'll confine the > scope of the question to single-author books, rather than multi-author > books or edited collections.
(1) I would be very surprised if it were not the case that (in some disciplines at least) books count as the outputs of funded research. (Book citations certainly redound to an author's research credit as surely as article citations do.) (2) Insofar as OA (and Green OA self-archiving mandates) are concerned, however, the relevant question is not whether books count as the outputs of funded research. (OA is for the outputs of research, whether or not the research is funded. And Green OA self-archiving mandates apply to the research output of a university's salaried academics, whether or not their research receives external funding, just as the university's publish-or-perish mandate applies to publications irrespective of they are the result of external funding.) (3) Another way to put this is that even an academic who receives no external funding is institutionally funded to do research, inasmuch as research and publishing are part of his job-description. (4) So the relevant variable is not funding but whether the research publication is an author give-away, written purely for the sake of research uptake, usage and impact -- the way all peer-reviewed articles are written -- or whether it is also written in the hope of royalty income (as many books are -- even though their hopes are usually not realized!) (5) Perhaps trumping even the impact vs royalty question is the question of the cost of publication, and with it the question of whether a print run of the publication is desired. (6) For better or worse, books are still preferentially published and read as conventional print-runs, rather than online-only, plus local print-offs by users. (7) As long as that is true, the essential costs of producing and distributing a print-on-paper book will differ from the essential costs of producing and distributed a journal article (which can all be done online). (8) Those essential costs of book publication need to be recovered regardless of whether the author hopes for royalty revenues over and above them. (9) Some have suggested that making a book OA online will not hurt but help the sales of the print edition, but this is far from empirically established as the general rule (although it has happened in a few cases). (10) Hence, although funders and institutions can and should mandate the self-archiving of peer-reviewed articles, they cannot and should not mandate the self-archiving of books. (11) If it were proposed to extend Green OA self-archiving mandates to books, there would be (justified) resistance from both authors and publishers, and that would needlessly reduce the chances of adoption for an articles-only mandate. (12) Once the 2.5 million articles published annually in the world's 25,000 peer-reviewed journals have been made OA by universal Green OA self-archiving mandates, the number of books and publishers that show an interest in pursuing a similar option will no doubt increase -- but that's not the same as subsuming books under the Green OA self-archiving mandates themselves. Stevan Harnad AMERICAN SCIENTIST OPEN ACCESS FORUM: http://amsci-forum.amsci.org/archives/American-Scientist-Open-Access-Forum.h tml http://www.ecs.soton.ac.uk/~harnad/Hypermail/Amsci/ UNIVERSITIES and RESEARCH FUNDERS: If you have adopted or plan to adopt a policy of providing Open Access to your own research article output, please describe your policy at: http://www.eprints.org/signup/sign.php http://openaccess.eprints.org/index.php?/archives/71-guid.html http://openaccess.eprints.org/index.php?/archives/136-guid.html OPEN-ACCESS-PROVISION POLICY: BOAI-1 ("Green"): Publish your article in a suitable toll-access journal http://romeo.eprints.org/ OR BOAI-2 ("Gold"): Publish your article in an open-access journal if/when a suitable one exists. http://www.doaj.org/ AND in BOTH cases self-archive a supplementary version of your article in your own institutional repository. http://www.eprints.org/self-faq/ http://archives.eprints.org/ http://openaccess.eprints.org/