Decision on Controlled Series Access
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From: OCLC-Cataloging [mailto:[EMAIL PROTECTED] On Behalf Of Patton,Glenn
Sent: Thursday, June 08, 2006 11:42 AM
To: [EMAIL PROTECTED]
Subject: [OCLC-CAT] OCLC statement on series

OCLC's Response to the Library of Congress Decision on Controlled Series Access

June 5, 2006

Since the Library of Congress announced its decision to discontinue 
providing controlled access to series in bibliographic records and to 
discontinue creation of series authority records, OCLC staff have 
been discussing possible actions to ease the effects of this decision 
with our member libraries, with participants in the Program for 
Cooperative Cataloging and with Library of Congress staff.  At the 
May 2006 OCLC Members Council meeting, discussions with the 
Cataloging and Metadata Interest Group were particularly helpful in 
forming OCLC's response.

We are now ready to announce actions in several areas that will 
assist in maintaining controlled series access in WorldCat records:
Changes will be made to the software used to load Library of Congress 
records into WorldCat so that, if the existing WorldCat record 
contains controlled series access (either field 440 or fields 490, 
first indicator '1,' and an 8XX field) and the incoming LC record 
contains only a series statement (field 490, first indicator '0'), 
the controlled series access will be retained.  To be implemented 
July 10, 2006.

2.      Since, as part of the change in series practice, the Library 
of Congress will cease to use the 042 code 'pcc' in records for 
monographs and integrating resources, OCLC will also adjust the 
hierarchy that governs which record takes precedence when incoming 
records are compared with existing WorldCat records to insure that a 
PCC record is not bumped by a record not meeting PCC standards.  To 
be implemented June 11, 2006.

3.      OCLC will change existing Database Enrichment capabilities 
(http://www.oclc.org/support/tips/worldcat/tip7.htm) so that fields 
440, 490, and 8XX can be added, changed or deleted by any user with a 
full-level cataloging authorization.  This will allow cataloging 
users to, for example, change series treatment in LC records to match 
existing authority records.  To be implemented in the next few months.

4.      OCLC staff in the Quality Control Section will continue to 
make changes to series treatment in master records in response to 
requests from libraries made through any of the usual reporting 
methods.  Staff in the unit are NACO participants independent in 
series and can, as needed, create and maintain series authority 
records related to the records they are upgrading.

5.      OCLC staff will review statements about Library of Congress 
Rule Interpretations and practices in Bibliographic Formats and 
Standards, 3rd ed., to clarify that OCLC member libraries are not 
required to follow LC's decisions on controlled series 
access.  Updates will be made to the web version of BFAS once review 
has been completed.

6.      OCLC staff in the CIP Upgrade Unit (located at the 
Blackwell's Book Services warehouse in Blackwood, NJ) will continue 
to verify series information as part of the CIP Upgrading process and 
will, as necessary, change Library of Congress records to reflect 
appropriate controlled series access.  Staff in the unit are NACO 
participants independent in series and will, as needed, create and 
maintain series authority records related to the records they are upgrading.

OCLC also receives upgraded CIP records from a variety of external 
sources and has asked those suppliers to continue verifying series 
access points against the authority file and to adjust coding of 
records as necessary to provide appropriate controlled series access.

We hope these steps will help OCLC member libraries in their efforts 
to provide controlled series access to their users.

Glenn Patton

Director, WorldCat Quality Management Division

[EMAIL PROTECTED]



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