The CLIA criteria are below. Note that the entire test is considered to be the 
combination of pre-analytic, analytic and post-analytic. It does not matter how 
the test is performed (manual or automated) because the FDA determines 
complexity of a "test" as sold by a vendor. It goes with the test, not the 
particular lab that performs the test. So the lab is said to perform "high 
complexity testing." If it does so then the personnel in the lab have to meet 
certain standards. 

Below is the link to the FDA database of tests. Enter Dako and you will see 
many of their antibodies, secondary kits, etc, all listed as high complexity 
tests. 

Not all tests (antibodies) are listed because most used in the IHC lab are 
class I exempt (don't need FDA approval for marketing). They are ancillary 
tests. However, antibodies like estrogen receptor are listed since they require 
FDA approval for marketing as a test. 

http://www.accessdata.fda.gov/scripts/cdrh/cfdocs/cfCLIA/search.cfm


The question is, who is "performing" the test? Is it the lab tech who does the 
lab work? Or the pathologist who interprets the results? Or a combination?  Who 
is it that requires specialized knowledge and/or training?



++++++++++++++++++++++++++++
CLIA Categorization Criteria 
(http://www.fda.gov/MedicalDevices/DeviceRegulationandGuidance/IVDRegulatoryAssistance/ucm124208.htm)
Each specific laboratory test system, assay, and examination is graded for 
level of complexity by assigning scores of 1, 2, or 3 for each of the seven 
criteria listed below.

A score of 1 indicates the lowest level of complexity, and the score of 3 
indicates the highest level. These scores are totaled. Test systems, assays or 
examinations receiving scores of 12 or less are categorized as moderate 
complexity, while those receiving scores above 12 are categorized as high 
complexity.

Note: A score of 2 will be assigned to a criteria heading when the 
characteristics for a particular test are intermediate between the descriptions 
listed for scores of 1 and 3

Tests may also be categorized as waived.1

Criteria for Categorization
(1) Knowledge.

Score 1. (A) Minimal scientific and technical knowledge is required to perform 
the test; and (B) Knowledge required to perform the test may be obtained 
through on-the-job instruction. 
Score 3. Specialized scientific and technical knowledge is essential to perform 
preanalytic, analytic or postanalytic phases of the testing. 

(2) Training and experience.

Score 1. (A) Minimal training is required for preanalytic, analytic and 
postanalytic phases of the testing process; and (B) Limited experience is 
required to perform the test. 
Score 3. (A) Specialized training is essential to perform the preanalytic, 
analytic or postanalytic testing process; or Substantial experience may be 
necessary for analytic test performance. 

(3) Reagents and materials preparation.

Score 1. (A) Reagents and materials are generally stable and reliable; and (B) 
Reagents and materials are prepackaged, or premeasured, or require no special 
handling, precautions or storage conditions. 
Score 3. (A) Reagents and materials may be labile and may require special 
handling to assure reliability; or (B) Reagents and materials preparation may 
include manual steps such as gravimetric or volumetric measurements. 

(4) Characteristics of operational steps.

Score 1. Operational steps are either automatically executed (such as 
pipetting, temperature monitoring, or timing of steps), or are easily 
controlled. 
Score 3. Operational steps in the testing process require close monitoring or 
control, and may require special specimen preparation,precise temperature 
control or timing of procedural steps, accuratepipetting, or extensive 
calculations. 

(5) Calibration, quality control, and proficiency testing materials.

Score 1. (A) Calibration materials are stable and readily available; (B) 
Quality control materials are stable and readily available; and (C) External 
proficiency testing materials, when available, are stable. 
Score 3. (A) Calibration materials, if available, may be labile; (B) Quality 
control materials may be labile, or not available; or (C) External proficiency 
testing materials, if available, may be labile. 

(6) Test system troubleshooting and equipment maintenance.

Score 1. (A) Test system troubleshooting is automatic or self-correcting, or 
clearly described or requires minimal judgment; and (B) Equipment maintenance 
is provided by the manufacturer, is seldom needed, or can easily be performed.  
Score 3. (A) Troubleshooting is not automatic and requires decision-making and 
direct intervention to resolve most problems; or (B) Maintenance requires 
special knowledge, skills, and abilities. 

(7) Interpretation and judgment.

Score 1. (A) Minimal interpretation and judgment are required to perform 
preanalytic, analytic and postanalytic processes; and (B) Resolution of 
problems requires limited independent interpretation and judgment; and 
Score 3. (A) Extensive independent interpretation and judgment are required to 
perform the preanalytic, analytic or postanalytic processes; and (B) Resolution 
of problems requires extensive interpretation and judgment.  

Tim Morken
Supervisor, Histology, IPOX
UCSF Medical Center
San Francisco, CA, USA

-----Original Message-----
From: [email protected] 
[mailto:[email protected]] On Behalf Of Sheila Fonner
Sent: Tuesday, February 08, 2011 4:45 AM
To: [email protected]
Subject: [Histonet] High Complexity Testing

Hello All,

 

I would really appreciate it if anyone has information on whether IHC/ISH
are considered high complexity testing for histotechs.  Our pathologist
believes that ALL histology low complexity testing since a "machine" is
doing the work.  Can anyone help me out with some guidelines, literature,
etc. that says otherwise?  I would really appreciate it.  We just want to
know which one it is.

 

Thanks so much Histoland!

 

 

 

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