Bob,

> -----Original Message-----
> From: Bob Hinden [mailto:bob.hin...@gmail.com]
> Sent: Wednesday, September 11, 2019 3:59 PM
> To: Templin (US), Fred L <fred.l.temp...@boeing.com>
> Cc: Bob Hinden <bob.hin...@gmail.com>; Geoff Huston <g...@apnic.net>; Joe 
> Touch <to...@strayalpha.com>; int-area@ietf.org;
> Suresh Krishnan <sur...@kaloom.com>
> Subject: Re: [Int-area] Discussion about Section 6.1 in 
> draft-ietf-intarea-frag-fragile
> 
> Fred,
> 
> > On Sep 11, 2019, at 7:48 AM, Templin (US), Fred L 
> > <fred.l.temp...@boeing.com> wrote:
> >
> > Geoff, the 1280 MTU came from Steve Deering's November 13, 1997 proposal to
> > the ipngwg. The exact message from the ipng archives is reproduced below.
> >
> > 1280 isn't just a recommendation - it's *the law*. Any link that cannot do 
> > 1280
> > (tunnels included) is not an IPv6 link.
> 
> Yes from IPv6’s view, but you can make a link that can’t do 1280 work if it 
> has its own local L2 fragmentation / reassembly as noted in
> Steve’s email.  ATM with is 53 byte cells comes to mind.

Yes, link adaptation at a layer below IPv6 is necessary for links that can't 
provide
a 1280 MTU natively - I think 6lowpan is another example. But, for IPv6 tunnels
the layer below IPv6 is also IP, and the link adaptation is IP fragmentation.

Thanks - Fred

> Bob
> 
> 
> >
> > Fred
> >
> > ---
> > From owner-i...@sunroof.eng.sun.com  Thu Nov 13 16:41:01 1997
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> > Date: Thu, 13 Nov 1997 16:37:00 -0800
> > To: IPng Working Group <i...@sunroof.eng.sun.com>
> > From: Steve Deering <deer...@cisco.com>
> > Subject: (IPng 4802) increasing the IPv6 minimum MTU
> > Cc: hin...@ipsilon.com
> > Sender: owner-i...@eng.sun.com
> > Precedence: bulk
> >
> > In the ipngwg meeting in Munich, I proposed increasing the IPv6 minimum MTU
> > from 576 bytes to something closer to the Ethernet MTU of 1500 bytes, (i.e.,
> > 1500 minus room for a couple layers of encapsulating headers, so that min-
> > MTU-size packets that are tunneled across 1500-byte-MTU paths won't be
> > subject to fragmentation/reassembly on ingress/egress from the tunnels,
> > in most cases).
> >
> > After the short discussion in the Munich meeting, I called for a show of
> > hands, and of those who raised their hands (about half the attendees, if
> > I recall correctly), the vast majority were in favor of this change --
> > there were only two or three people opposed.  However, we recognized that
> > a fundamental change of this nature requires thoughtful discussion and
> > analysis on the mailing list, to allow those who were not at the meeting
> > and those who were there but who have since had second thoughts, to express
> > their opinions.  A couple of people have already, in private conversation,
> > raised some concerns that were not identified in the discussion at the
> > meeting, which I report below.  We would like to get this issue settled as
> > soon as possible, since this is the only thing holding up the publication
> > of the updated Proposed Standard IPv6 spec (the version we expect to advance
> > to Draft Standard), so let's see if we can come to a decision before the ID
> > deadline at the end of next week (hoping there isn't any conflict between
> > "thoughtful analysis" and "let's decide quickly" :-).
> >
> > The reason I would like to increase the minimum MTU is that there are some
> > applications for which Path MTU Discovery just won't work very well, and
> > which will therefore limit themselves to sending packets no larger than
> > the minimum MTU.  Increasing the minimum MTU would improve the bandwidth
> > efficiency, i.e., reduce the header overhead (ratio of header bytes to
> > payload bytes), for those applications.  Some examples of such applications
> > are:
> >
> >    (1) Large-fanout, high-volume multicast apps, such as multicast video
> >     ("Internet TV"), multicast netnews, and multicast software
> >     distribution.  I believe these applications will end up limiting
> >     themselves to packets no large than the min MTU in order to avoid
> >     the danger of incurring  an "implosion" of ICMP Packet-Too-Big
> >     messages in response.  Even though we have specified that router
> >     implementations must carefully rate-limit the emission of ICMP
> >     error messages, I am nervous about how well this will work in
> >     practice, especially once there is a lot of high-speed, bulk
> >     multicasting happening.  An appropriate choice of rate or
> >     probability of emission of Packet-Too-Big responses to multicasts
> >     really depends on the fan-out of the multicast trees and the MTUs of
> >     all the branches in that tree, which is unknown and unknowable to
> >     the routers.  Being sensibly conservative by choosing a very low
> >     rate could, in many cases, significantly increase the delay before
> >     the multicast source learns the right MTU for the tree and, hence,
> >     before receivers on smaller-MTU branches can start receiving the
> >     data.
> >
> >    (2) DNS servers, or other similar apps that have the requirement of
> >     sending a small amount of data (a few packets at most) to a very
> >     large and transient set of clients.  Such servers often reside on
> >     links, such as Ethernet, that have an MTU bigger than the links on
> >     which many of their clients may reside, such as dial-up links.  If
> >     those servers were to send many reply messages of the size of their
> >     own links (as required by PMTU Discovery), they could incur very
> >     many ICMP packet-too-big messages and consequent retransmissions of
> >     the replies -- in the worse case, multiplying the total bandwidth
> >     consumption (and delivery delay) by 2 or 3 times that of the
> >     alternative approach of just using the min MTU always.  Furthermore,
> >     the use of PMTU Discovery could result in such servers filling up
> >     lots of memory withed cached PMTU information that will never be
> >     used again (at least, not before it gets garbage-collected).
> >
> > The number I propose for the new minimum MTU is 1280 bytes (1024 + 256,
> > as compared to the classic 576 value which is 512 + 64).  That would
> > leave generous room for encapsulating/tunnel headers within the Ethernet
> > MTU of 1500, e.g., enough for two layers of secure tunneling including
> > both ESP and AUTH headers.
> >
> > For medium-to-high speed links, this change would reduce the IPv6 header
> > overhead for min MTU packets from 7% to 3% (a little less than the IPv4
> > header overhead for 576-byte IPv4 packets).  For low-speed links such as
> > analog dial-up or low-speed wireless, I assume that header compression will
> > be employed, which compresses out the IPv6 header completely, so the IPv6
> > header overhead on such links is effectively zero in any case.
> >
> > Here is a list of *disadvantages* to increasing the IPv6 minimum MTU that
> > have been raised, either publically or privately:
> >
> >    (1) This change would require the specification of link-specific
> >     fragmentation and reassembly protocols for those link-layers
> >     that can support 576-byte packets but not 1280-byte packets,
> >     e.g., AppleTalk.  I think such a protocol could be very simple,
> >     and I briefly sketch such a protocol in Appendix I of this
> >     message, as an example.
> >
> >     Often, those links that have a small native MTU are also the ones
> >     that have low bandwidth.  On low-bandwidth links, it is often
> >     desirable to locally fragment and reassemble IPv6 packets anyway
> >     (even 576-byte ones) in order to avoid having small, interactive
> >     packets (e.g., keystrokes, character echoes, or voice samples)
> >     be delayed excessively behind bigger packets (e.g., file transfers);
> >     the small packets can be interleaved with the fragments of the
> >     big packets.  Someone mentioned in the meeting in Munich that the
> >     ISSLL WG was working on a PPP-specific fragmentation and
> >     reassembly protocol for precisely this reason, so maybe the job
> >     of specifying such a protocol is already being taken care of.
> >
> >    (2) Someone raised the concern that, if we make the minimum MTU close
> >     to Ethernet size, implementors might never bother to implement PMTU
> >     Discovery.  That would be regrettable, especially if the Internet
> >     evolves to much more widespread use of links with MTUs bigger
> >     than Ethernet's, since IPv6 would then fail to take advantage of
> >     the bandwidth efficiencies possible on larger MTU paths.
> >
> >    (3) Peter Curran pointed out to me that using a larger minimum MTU for
> >     IPv6 may result in much greater reliance on *IPv4* fragmentation and
> >     reassembly during the transition phase while much of the IPv6
> >     traffic is being tunneled over IPv4.  This could incur unfortunate
> >     performance penalties for tunneled IPv6 traffic (disasterous
> >     penalties if there is non-negligible loss of IPv4 fragments).
> >     I have included Peter's message, describing his concern in more
> >     detail, in Appendix II of this message.
> >
> >    (4) Someone expressed the opinion that the requirement for link-layer
> >     fragmentation and reassembly of IPv6 over low-cost, low-MTU links
> >     like Firewire, would doom the potential use of IPv6 in cheap
> >     consumer devices in which minimizing code size is important --
> >     implementors of cheap Firewire devices would choose IPv4 instead,
> >     since it would not need a fragmenting "shim" layer.  This may well
> >     be true, though I suspect the code required for local frag/reasm
> >     would be negligible compared to the code required for Neighbor
> >     Discovery.
> >
> > Personally, I am not convinced by the above concerns that increasing the
> > minimum MTU would be a mistake, but I'd like to hear what the rest of the
> > WG thinks.  Are there other problems that anyone can think of?  As I
> > mentioned earlier, the clear consensus of the Munich attendees was to
> > increase the minimum MTU, so we need to find out if these newly-identified
> > problems are enough to swing the consensus in the other direction.  Your
> > feedback is heartily requested.
> >
> > Steve
> >
> > ----------
> >
> > Appendix I
> >
> > Here is a sketch of a fragmentation and reassembly protocol (call it FRP)
> > to be employed between the IP layer and the link layer of a link with native
> > (or configured) MTU less than 1280 bytes.
> >
> > Identify a Block Size, B, which is the lesser of (a) the native MTU of the
> > link or (b) a value related to the bandwidth of the link, chosen to bound
> > the latency that one block can impose on a subsequent block.  For example,
> > to stay within a latency of 200 ms on a 9600 bps link, choose a block size
> > of .2 * 9600 = 2400 bits = 240 bytes.
> >
> > IPv6 packets of length <= B are transmitted directly on the link.
> > IPv6 packets of length > B are fragmented into blocks of size B
> > (the last block possibly being shorter than B), and those fragments
> > are transmitted on the link with an FRP header containing the following
> > fields:
> >
> >     [packet ID, block number, end flag]
> >
> > where:
> >
> >     packet ID is the same for all fragments of the same packet,
> >     and is incremented for each new fragmented packet.  The size of
> >     the packet ID field limits how many packets can be in flight or
> >     interleaved on the link at any one time.
> >
> >     block number identifies the blocks within a packet, starting at
> >     block zero.  The block number field must be large enough to
> >     identify 1280/B blocks.
> >
> >     end flag is a one-bit flag which is used to mark the last block
> >     of a packet.
> >
> > For example, on a 9600 bps serial link, one might use a block size of
> > 240 bytes and an 8-bit FRP header of the following format:
> >
> >     4-bit packet ID, which allows interleaving of up to 16 packets.
> >     3-bit block number, to identify blocks numbered 0 through 5.
> >     1-bit end flag.
> >
> > On a 256 kpbs AppleTalk link, one might use the AppleTalk-imposed block
> > size of ~580 bytes and an 8-bit FRP header of the following format:
> >
> >     5-bit packet ID, which allows for up to 32 fragmented packets in
> >                flight from each source across the AppleTalk internet.
> >     2-bit block number, to identify blocks numbered 0 through 2.
> >     1-bit end flag.
> >
> > On a multi-access link, like AppleTalk, the receiver uses the link-level
> > source address as well as the packet ID to identify blocks belonging to
> > the same packet.
> >
> > If a receiver fails to receive all of the blocks of a packet by the time
> > the packet number wraps around, it discards the incompletely-reassembled
> > packet.  Taking this approach, no timers should be needed at the receiver
> > to detect fragment loss.  We expect the transport layer (e.g., TCP) checksum
> > at the final IPv6 destination to detect mis-assembly that might be caused by
> > extreme misordering/delay during transit across the link.
> >
> > On links on which IPv6 header compression is being used, compression is
> > performed before fragmentation, and reassembly is done before decompression.
> >
> > ----------
> >
> > Appendix II
> >
> > From: Peter Curran <pe...@gate.ticl.co.uk>
> > Subject: Re: IPv6 MTU issue
> > To: deer...@cisco.com (Steve Deering)
> > Date: Mon, 22 Sep 1997 11:50:34 +0100 (BST)
> >
> > Steve
> >
> > My problem was that moving the MTU close to 1500 would have an adverse
> > effect on the transition strategy.  The current strategy assumes that the
> > typical Internet MTU is >576, and that sending an IPv6 packet close to the
> > minimum MTU will not require any IPv4 fragmentation to support the tunnel
> > transparently.  The PMTU discovery mechanism will 'tune' IPv6 to use a
> > suitable MTU.
> >
> > If the IPv4 MTU is <= 576 then IPv4 fragmentation will be required to
> > provide a tunnel with a minimum MTU of 576 for IPv6.  This clearly places
> > a significant strain on the tunnelling nodes - as these will normally be
> > routers then there will be a demand for memory (for reassembly buffers)
> > as well as CPU (for the frag/reassembly process) that will have an overall
> > impact on performance.
> >
> > This is an acceptable risk, as Internet MTU's of <= 576 are not too common.
> >
> > However, if the minimum MTU of IPv6 is increased to something of the order
> > of 1200-1500 octets then the likelihood of finding an IPv4 path with an
> > MTU lower than this value increases (I think significantly) and this will
> > have a performance impact on these devices.
> >
> > During the brief discussion of this matter in the IPNG session at Munich
> > you stated that MTU's less than 1500 where rare.  I don't agree with this
> > completely - it seems to be pretty common practise for smaller 2nd and 3rd
> > tier ISP's in the UK to use an MTU of 576 for connection to their transit
> > provider.  Their objective, I believe, is to 'normalize' the packet sizes
> > on relatively low bandwidth circuits (typically <1Mbps) to provide better
> > performance for interactive sessions compared to bulk-file transfer users.
> >
> > I think that before we go ahead and make a decision on an increased minimum
> > MTU for IPv6 then we should discuss the issues a little more.
> >
> > Incidentally, I am not convinced of the benefits of doing this anyway
> > (ignoring the issue raised above).  With a properly setup stack the PMTU
> > discovery mechanism seems to be able to select a good MTU for use on the
> > path - at least that is my experience on our test network and the 6Bone.
> >
> > I appreciate that you are trying to address the issues of PMTU for multi-
> > casting but I don't see how raising the minumum MTU is going to help much.
> > PMTU discovery will still be required irrespective of the minimum MTU
> > adopted, unless we adopt a value that can be used on all link-layer 
> > technolo-
> > gies.
> >
> > I would welcome wider discussion of these issues before pressing ahead
> > with a change.
> >
> > Best regards
> >
> > Peter Curran
> > TICL
> >
> >
> > --------------------------------------------------------------------
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> > --------------------------------------------------------------------

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