Github user aljoscha commented on a diff in the pull request:

    https://github.com/apache/flink/pull/4368#discussion_r129340541
  
    --- Diff: 
flink-streaming-java/src/main/java/org/apache/flink/streaming/api/functions/sink/TwoPhaseCommitSinkFunction.java
 ---
    @@ -0,0 +1,342 @@
    +/*
    + * Licensed to the Apache Software Foundation (ASF) under one or more
    + * contributor license agreements.  See the NOTICE file distributed with
    + * this work for additional information regarding copyright ownership.
    + * The ASF licenses this file to You under the Apache License, Version 2.0
    + * (the "License"); you may not use this file except in compliance with
    + * the License.  You may obtain a copy of the License at
    + *
    + *    http://www.apache.org/licenses/LICENSE-2.0
    + *
    + * Unless required by applicable law or agreed to in writing, software
    + * distributed under the License is distributed on an "AS IS" BASIS,
    + * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
    + * See the License for the specific language governing permissions and
    + * limitations under the License.
    + */
    +
    +package org.apache.flink.streaming.api.functions.sink;
    +
    +import org.apache.flink.annotation.PublicEvolving;
    +import org.apache.flink.api.common.state.ListState;
    +import org.apache.flink.api.common.state.ListStateDescriptor;
    +import org.apache.flink.api.common.typeinfo.TypeHint;
    +import org.apache.flink.api.common.typeinfo.TypeInformation;
    +import org.apache.flink.configuration.Configuration;
    +import org.apache.flink.runtime.state.CheckpointListener;
    +import org.apache.flink.runtime.state.FunctionInitializationContext;
    +import org.apache.flink.runtime.state.FunctionSnapshotContext;
    +import org.apache.flink.streaming.api.checkpoint.CheckpointedFunction;
    +
    +import org.slf4j.Logger;
    +import org.slf4j.LoggerFactory;
    +
    +import javax.annotation.Nullable;
    +
    +import java.io.Serializable;
    +import java.util.ArrayList;
    +import java.util.Iterator;
    +import java.util.List;
    +import java.util.Objects;
    +
    +import static java.util.Objects.requireNonNull;
    +
    +/**
    + * This is a recommended base class for all of the {@link SinkFunction} 
that intend to implement exactly-once semantic.
    + * It does that by implementing two phase commit algorithm on top of the 
{@link CheckpointedFunction} and
    + * {@link CheckpointListener}. User should provide custom TXN (transaction 
handle) and implement abstract methods
    + * handling this transaction handle.
    + *
    + * @param <IN> Input type for {@link SinkFunction}
    + * @param <TXN> Transaction to store all of the information required to 
handle a transaction (must be Serializable)
    + */
    +@PublicEvolving
    +public abstract class TwoPhaseCommitSinkFunction<IN, TXN extends 
Serializable>
    +           extends RichSinkFunction<IN>
    +           implements CheckpointedFunction, CheckpointListener {
    +
    +   private static final Logger LOG = 
LoggerFactory.getLogger(TwoPhaseCommitSinkFunction.class);
    +
    +   protected final ListStateDescriptor<TransactionAndCheckpoint<TXN>> 
pendingCommitTransactionsDescriptor;
    +   protected final ListStateDescriptor<TXN> pendingTransactionsDescriptor;
    +
    +   protected final List<TransactionAndCheckpoint<TXN>> 
pendingCommitTransactions = new ArrayList<>();
    +
    +   @Nullable
    +   protected TXN currentTransaction;
    +   protected ListState<TXN> pendingTransactionsState;
    +   protected ListState<TransactionAndCheckpoint<TXN>> 
pendingCommitTransactionsState;
    +
    +   public TwoPhaseCommitSinkFunction(Class<TXN> txnClass) {
    +           this(
    +                   TypeInformation.of(txnClass),
    +                   TypeInformation.of(new 
TypeHint<TransactionAndCheckpoint<TXN>>() {}));
    +   }
    +
    +   public TwoPhaseCommitSinkFunction(
    +                   TypeInformation<TXN> txnTypeInformation,
    +                   TypeInformation<TransactionAndCheckpoint<TXN>> 
txnAndCheckpointTypeInformation) {
    +           this(
    +                   new ListStateDescriptor<>("pendingTransactions", 
txnTypeInformation),
    +                   new ListStateDescriptor<>("pendingCommitTransactions", 
txnAndCheckpointTypeInformation));
    +   }
    +
    +   public TwoPhaseCommitSinkFunction(
    +                   ListStateDescriptor<TXN> pendingTransactionsDescriptor,
    +                   ListStateDescriptor<TransactionAndCheckpoint<TXN>> 
pendingCommitTransactionsDescriptor) {
    +           this.pendingTransactionsDescriptor = 
requireNonNull(pendingTransactionsDescriptor, "pendingTransactionsDescriptor is 
null");
    +           this.pendingCommitTransactionsDescriptor = 
requireNonNull(pendingCommitTransactionsDescriptor, 
"pendingCommitTransactionsDescriptor is null");
    +   }
    +
    +   // ------ methods that should be implemented in child class to support 
two phase commit algorithm ------
    +
    +   /**
    +    * Write value within a transaction.
    +    */
    +   protected abstract void invoke(TXN transaction, IN value) throws 
Exception;
    +
    +   /**
    +    * Method that starts a new transaction.
    +    *
    +    * @return newly created transaction.
    +    */
    +   protected abstract TXN beginTransaction() throws Exception;
    +
    +   /**
    +    * Pre commit previously created transaction. Pre commit must make all 
of the necessary steps to prepare the
    +    * transaction for a commit that might happen in the future. After this 
point the transaction might still be
    +    * aborted, but underlying implementation must ensure that commit calls 
on already pre committed transactions
    +    * will always succeed.
    +    *
    +    * <p>Usually implementation involves flushing the data.
    +    */
    +   protected abstract void preCommit(TXN transaction) throws Exception;
    +
    +   /**
    +    * Commit a pre-committed transaction. If this method fail, Flink 
application will be
    +    * restarted and {@link 
TwoPhaseCommitSinkFunction#recoverAndCommit(Serializable)} will be called again 
for the
    +    * same transaction.
    +    */
    +   protected abstract void commit(TXN transaction);
    +
    +   /**
    +    * Invoked on recovered transactions after a failure. Must eventually 
succeed. If it fails, Flink application will
    +    * be restarted and it will be invoked again. If it does not succeed it 
means a data loss will occur.
    +    */
    +   protected void recoverAndCommit(TXN transaction) {
    +           commit(transaction);
    +   }
    +
    +   /**
    +    * Abort a transaction.
    +    */
    +   protected abstract void abort(TXN transaction);
    +
    +   /**
    +    * Abort a transaction that was rejected by a coordinator after a 
failure.
    +    */
    +   protected void recoverAndAbort(TXN transaction) {
    +           abort(transaction);
    +   }
    +
    +   // ------ entry points for above methods implementing 
{@CheckPointedFunction} and {@CheckpointListener} ------
    +
    +   @Override
    +   public final void invoke(IN value) throws Exception {
    +           invoke(currentTransaction, value);
    +   }
    +
    +   @Override
    +   public final void notifyCheckpointComplete(long checkpointId) throws 
Exception {
    +           // the following scenarios are possible here
    +           //
    +           //  (1) there is exactly one transaction from the latest 
checkpoint that
    +           //      was triggered and completed. That should be the common 
case.
    +           //      Simply commit that transaction in that case.
    +           //
    +           //  (2) there are multiple pending transactions because one 
previous
    +           //      checkpoint was skipped. That is a rare case, but can 
happen
    +           //      for example when:
    +           //
    +           //        - the master cannot persist the metadata of the last
    +           //          checkpoint (temporary outage in the storage system) 
but
    +           //          could persist a successive checkpoint (the one 
notified here)
    +           //
    +           //        - other tasks could not persist their status during
    +           //          the previous checkpoint, but did not trigger a 
failure because they
    +           //          could hold onto their state and could successfully 
persist it in
    +           //          a successive checkpoint (the one notified here)
    +           //
    +           //      In both cases, the prior checkpoint never reach a 
committed state, but
    +           //      this checkpoint is always expected to subsume the prior 
one and cover all
    +           //      changes since the last successful one As a consequence, 
we need to commit
    +           //      all pending transactions.
    +           //
    +           //  (3) Multiple transactions are pending, but the checkpoint 
complete notification
    +           //      relates not to the latest. That is possible, because 
notification messages
    +           //      can be delayed (in an extreme case till arrive after a 
succeeding checkpoint
    +           //      was triggered) and because there can be concurrent 
overlapping checkpoints
    +           //      (a new one is started before the previous fully 
finished).
    +           //
    +           // ==> There should never be a case where we have no pending 
transaction here
    +           //
    +
    +           Iterator<TransactionAndCheckpoint<TXN>> 
pendingTransactionsIterator = pendingCommitTransactions.iterator();
    +           checkState(pendingTransactionsIterator.hasNext(), "checkpoint 
completed, but no transaction pending");
    +
    +           List<TransactionAndCheckpoint<TXN>> remainingTransactions = new 
ArrayList<>();
    +
    +           for (TransactionAndCheckpoint<TXN> pendingTransaction : 
pendingCommitTransactions) {
    +                   if (pendingTransaction.checkpointId > checkpointId) {
    +                           remainingTransactions.add(pendingTransaction);
    +                           continue;
    +                   }
    +
    +                   LOG.info("{} - checkpoint {} complete, committing 
completed checkpoint transaction {}",
    +                           name(), checkpointId, pendingTransaction);
    +
    +                   // If this fails, there is actually a data loss
    +                   commit(pendingTransaction.transaction);
    +
    +                   LOG.debug("{} - committed checkpoint transaction {}", 
name(), pendingTransaction);
    +           }
    +
    +           pendingCommitTransactions.clear();
    +           for (TransactionAndCheckpoint<TXN> remainingTransaction : 
remainingTransactions) {
    +                   pendingCommitTransactions.add(remainingTransaction);
    +           }
    +   }
    +
    +   @Override
    +   public final void snapshotState(FunctionSnapshotContext context) throws 
Exception {
    +           // this is like the pre-commit of a 2-phase-commit transaction
    +           // we are ready to commit and remember the transaction
    +
    +           checkState(currentTransaction != null, "bug: no transaction 
object when performing state snapshot");
    +
    +           long checkpointId = context.getCheckpointId();
    +           LOG.debug("{} - checkpoint {} triggered, flushing transaction 
'{}'", name(), context.getCheckpointId(), currentTransaction);
    +
    +           preCommit(currentTransaction);
    +           pendingCommitTransactions.add(new 
TransactionAndCheckpoint<>(currentTransaction, checkpointId));
    +           LOG.debug("{} - stored pending transactions {}", name(), 
pendingCommitTransactions);
    +
    +           currentTransaction = beginTransaction();
    +           LOG.debug("{} - started new transaction '{}'", name(), 
currentTransaction);
    +
    +           pendingCommitTransactionsState.clear();
    +           for (TransactionAndCheckpoint<TXN> pendingCommitTransaction : 
pendingCommitTransactions) {
    +                   
pendingCommitTransactionsState.add(pendingCommitTransaction);
    +           }
    +
    +           pendingTransactionsState.clear();
    +           // in case of failure we might not be able to abort 
currentTransaction. Let's store it into the state
    +           // so it can be aborted after a restart/crash
    +           pendingTransactionsState.add(currentTransaction);
    +   }
    +
    +   @Override
    +   public final void initializeState(FunctionInitializationContext 
context) throws Exception {
    +           // when we are restoring state with pendingCommitTransactions, 
we don't really know whether the
    +           // transactions were already committed, or whether there was a 
failure between
    +           // completing the checkpoint on the master, and notifying the 
writer here.
    +
    +           // (the common case is actually that is was already committed, 
the window
    +           // between the commit on the master and the notification here 
is very small)
    +
    +           // it is possible to not have any transactions at all if there 
was a failure before
    +           // the first completed checkpoint, or in case of a scale-out 
event, where some of the
    +           // new task do not have and transactions assigned to check)
    +
    +           // we can have more than one transaction to check in case of a 
scale-in event, or
    +           // for the reasons discussed in the 
'notifyCheckpointComplete()' method.
    +
    +           pendingTransactionsState = 
context.getOperatorStateStore().getListState(pendingTransactionsDescriptor);
    +           pendingCommitTransactionsState = 
context.getOperatorStateStore().getListState(pendingCommitTransactionsDescriptor);
    +
    +           int subtaskIndex = getRuntimeContext().getIndexOfThisSubtask();
    +           if (context.isRestored()) {
    +                   LOG.info("{} - restoring state (subtaskIndex={}).", 
name(), subtaskIndex);
    +
    +                   for (TransactionAndCheckpoint<TXN> recoveredTransaction 
: pendingCommitTransactionsState.get()) {
    +                           
recoverAndCommit(recoveredTransaction.transaction);
    +                           LOG.debug("{} committed recovered transaction 
{} (subtaskIndex={})", name(), recoveredTransaction, subtaskIndex);
    +                   }
    +
    +                   // Explicitly abort transactions that could be not 
closed cleanly
    +                   for (TXN pendingTransaction : 
pendingTransactionsState.get()) {
    +                           recoverAndAbort(pendingTransaction);
    +                           LOG.debug("{} aborted recovered transaction {} 
(subtaskIndex={})", name(), pendingTransaction, subtaskIndex);
    +                   }
    +           } else {
    +                   LOG.info("{} - no state to restore {} 
(subtaskIndex={}).", name(), subtaskIndex);
    +           }
    +           this.pendingCommitTransactions.clear();
    +   }
    +
    +   @Override
    +   public void open(Configuration parameters) throws Exception {
    +           super.open(parameters);
    +           currentTransaction = beginTransaction();
    +           LOG.debug("{} - started new transaction '{}'", name(), 
currentTransaction);
    +   }
    +
    +   @Override
    +   public void close() throws Exception {
    +           super.close();
    +
    +           if (currentTransaction != null) {
    +                   abort(currentTransaction);
    +                   currentTransaction = null;
    +           }
    +   }
    +
    +   private String name() {
    +           return this.getClass().getSimpleName();
    +   }
    +
    +   /**
    +    * Mapping between transaction and a checkpoint.
    +    */
    +   protected static class TransactionAndCheckpoint<TXN> implements 
Serializable {
    --- End diff --
    
    Same comment as above. Why is it `Serializable`?


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