Hi,

we looked into earlier releases:

The index version number of 4.0-ALPHA was "4.0"
The index version number of 4.0-BETA was "4.0.0.1"
The index version number of 4.0 final was "4.0.0.2"

Ian's index is there fore a real official 4.0 index.

Unfortunately the version comparison logic in Lucene 4.10 is wrong, as it has a 
special case for ALPHA and BETA indexes, which does not fit reality. Also, the 
constants are wrong:

  /**
   * Match settings and bugs in Lucene's 4.0.0-ALPHA release.
   * @deprecated (4.1) Use latest
   */
  @Deprecated
  public static final Version LUCENE_4_0_0_ALPHA = new Version(4, 0, 0, 1);

  /**
   * Match settings and bugs in Lucene's 4.0.0-BETA release.
   * @deprecated (4.1) Use latest
   */
  @Deprecated
  public static final Version LUCENE_4_0_0_BETA = new Version(4, 0, 0, 2);

  /**
   * Match settings and bugs in Lucene's 4.0.0 release.
   * @deprecated (4.1) Use latest
   */
  @Deprecated
  public static final Version LUCENE_4_0_0 = new Version(4, 0, 0);

Because of this and the special case, 4.0.0.2 orders before "4.0.0" (see 
encodedVersionNumber). This causes IndexReader/IndexWriter to think it was 
created in 3.x.

TestBackwards compatibility did not find that bug, because the backwards index 
in the tests directory was created with the Alpha version :(

Uwe

-----
Uwe Schindler
H.-H.-Meier-Allee 63, D-28213 Bremen
http://www.thetaphi.de
eMail: u...@thetaphi.de


> -----Original Message-----
> From: Uwe Schindler [mailto:u...@thetaphi.de]
> Sent: Wednesday, September 10, 2014 1:42 PM
> To: java-user@lucene.apache.org
> Subject: RE: 4.10.0: java.lang.IllegalStateException: cannot write 3x
> SegmentInfo unless codec is Lucene3x (got: Lucene40)
> 
> Hi Ian,
> 
> this index was created with the BETA version of Lucene 4.0:
> 
> Segments file=segments_2 numSegments=1 version=4.0.0.2 format=
>   1 of 1: name=_0 docCount=15730
> 
> "4.0.0.2" was the index version number of Lucene 4.0-BETA. This is not a
> supported version and may not open correctly. In Lucene 4.10 we changed
> version handling and parsing version numbers a bit, so this may be the cause
> for the error.
> 
> Uwe
> 
> -----
> Uwe Schindler
> H.-H.-Meier-Allee 63, D-28213 Bremen
> http://www.thetaphi.de
> eMail: u...@thetaphi.de
> 
> 
> > -----Original Message-----
> > From: Ian Lea [mailto:ian....@gmail.com]
> > Sent: Wednesday, September 10, 2014 1:01 PM
> > To: java-user@lucene.apache.org
> > Subject: 4.10.0: java.lang.IllegalStateException: cannot write 3x
> > SegmentInfo unless codec is Lucene3x (got: Lucene40)
> >
> > Hi
> >
> >
> > On running a quick test after a handful of minor code changes to deal
> > with
> > 4.10 deprecations, a program that updates an existing index failed
> > with
> >
> > Exception in thread "main" java.lang.IllegalStateException: cannot
> > write 3x SegmentInfo unless codec is Lucene3x (got: Lucene40) at
> >
> org.apache.lucene.index.SegmentInfos.write3xInfo(SegmentInfos.java:607
> > )
> >
> > and along the way did something to the index to make it unusable.
> >
> > Digging a bit deeper and working on a different old test index that
> > was lying around, and taking a backup first this time, this is reproducible.
> >
> > The working index:
> >
> > total 1036
> > -rw-r--r-- 1 tril users 165291 Jan 18  2013 _0.fdt
> > -rw-r--r-- 1 tril users 125874 Jan 18  2013 _0.fdx
> > -rw-r--r-- 1 tril users   1119 Jan 18  2013 _0.fnm
> > -rw-r--r-- 1 tril users 378015 Jan 18  2013 _0_Lucene40_0.frq
> > -rw-r--r-- 1 tril users 350628 Jan 18  2013 _0_Lucene40_0.tim
> > -rw-r--r-- 1 tril users  13988 Jan 18  2013 _0_Lucene40_0.tip
> > -rw-r--r-- 1 tril users    311 Jan 18  2013 _0.si
> > -rw-r--r-- 1 tril users     69 Jan 18  2013 segments_2
> > -rw-r--r-- 1 tril users     20 Jan 18  2013 segments.gen
> >
> > and output from 4.10 CheckIndex
> >
> > Opening index @ index/
> >
> > Segments file=segments_2 numSegments=1 version=4.0.0.2 format=
> >   1 of 1: name=_0 docCount=15730
> >     version=4.0.0.2
> >     codec=Lucene40
> >     compound=false
> >     numFiles=7
> >     size (MB)=0.987
> >     diagnostics = {os=Linux, os.version=3.1.0-1.2-desktop,
> > source=flush,
> > lucene.version=4.0.0 1394950 - rmuir - 2012-10-06 02:58:12,
> > os.arch=amd64, java.version=1.7.0_10, java.vendor=Oracle Corporation}
> >     no deletions
> >     test: open reader.........OK
> >     test: check integrity.....OK
> >     test: check live docs.....OK
> >     test: fields..............OK [13 fields]
> >     test: field norms.........OK [0 fields]
> >     test: terms, freq, prox...OK [53466 terms; 217447 terms/docs
> > pairs; 139382 tokens]
> >     test: stored fields.......OK [15730 total field count; avg 1 fields per 
> > doc]
> >     test: term vectors........OK [0 total vector count; avg 0
> > term/freq vector fields per doc]
> >     test: docvalues...........OK [0 docvalues fields; 0 BINARY; 0
> > NUMERIC; 0 SORTED; 0 SORTED_NUMERIC; 0 SORTED_SET]
> >
> > No problems were detected with this index.
> >
> >
> > Now run this little program
> >
> >     public static void main(final String[] _args) throws Exception {
> > File index = new File(_args[0]); IndexWriterConfig iwcfg = new
> > IndexWriterConfig(Version.LUCENE_4_10_0,
> > new StandardAnalyzer());
> >
> iwcfg.setOpenMode(IndexWriterConfig.OpenMode.CREATE_OR_APPEND);
> > Directory d = FSDirectory.open(index, new SimpleFSLockFactory(index));
> > IndexWriter iw = new IndexWriter(d, iwcfg); Document doc1 = new
> > Document(); doc1.add(new StringField("type", "test", Field.Store.NO));
> > iw.addDocument(doc1); iw.close();
> >     }
> >
> > and it fails with
> >
> > Exception in thread "main" java.lang.IllegalStateException: cannot
> > write 3x SegmentInfo unless codec is Lucene3x (got: Lucene40) at
> >
> org.apache.lucene.index.SegmentInfos.write3xInfo(SegmentInfos.java:607
> > ) at org.apache.lucene.index.SegmentInfos.write(SegmentInfos.java:524)
> > at
> >
> org.apache.lucene.index.SegmentInfos.prepareCommit(SegmentInfos.java:
> > 1017)
> > at
> > org.apache.lucene.index.IndexWriter.startCommit(IndexWriter.java:4549)
> > at
> >
> org.apache.lucene.index.IndexWriter.prepareCommitInternal(IndexWriter.
> > j
> > ava:3062)
> > at
> > org.apache.lucene.index.IndexWriter.commitInternal(IndexWriter.java:31
> > 69
> > )
> > at org.apache.lucene.index.IndexWriter.shutdown(IndexWriter.java:915)
> > at org.apache.lucene.index.IndexWriter.close(IndexWriter.java:986)
> > at org.apache.lucene.index.IndexWriter.close(IndexWriter.java:956)
> > at t.main(t.java:25)
> >
> > and when run CheckIndex again get
> >
> >
> > Opening index @ index/
> >
> > ERROR: could not read any segments file in directory
> > java.nio.file.NoSuchFileException: /tmp/lucene/index/_0.si at
> > sun.nio.fs.UnixException.translateToIOException(UnixException.java:86)
> > at
> > sun.nio.fs.UnixException.rethrowAsIOException(UnixException.java:102)
> > at
> > sun.nio.fs.UnixException.rethrowAsIOException(UnixException.java:107)
> > at
> >
> sun.nio.fs.UnixFileSystemProvider.newFileChannel(UnixFileSystemProvider.
> > java:176)
> > at java.nio.channels.FileChannel.open(FileChannel.java:287)
> > at java.nio.channels.FileChannel.open(FileChannel.java:334)
> > at
> >
> org.apache.lucene.store.MMapDirectory.openInput(MMapDirectory.java:19
> > 6)
> > at
> >
> org.apache.lucene.codecs.lucene40.Lucene40SegmentInfoReader.read(Luce
> > ne40SegmentInfoReader.java:52)
> > at org.apache.lucene.index.SegmentInfos.read(SegmentInfos.java:362)
> > at
> > org.apache.lucene.index.SegmentInfos$1.doBody(SegmentInfos.java:458)
> > at
> >
> org.apache.lucene.index.SegmentInfos$FindSegmentsFile.run(SegmentInfo
> > s.java:913)
> > at
> >
> org.apache.lucene.index.SegmentInfos$FindSegmentsFile.run(SegmentInfo
> > s.java:759)
> > at org.apache.lucene.index.SegmentInfos.read(SegmentInfos.java:454)
> > at org.apache.lucene.index.CheckIndex.checkIndex(CheckIndex.java:414)
> > at org.apache.lucene.index.CheckIndex.main(CheckIndex.java:2096)
> >
> > which is true
> >
> > total 1032
> > -rw-r--r-- 1 tril users 165291 Jan 18  2013 _0.fdt
> > -rw-r--r-- 1 tril users 125874 Jan 18  2013 _0.fdx
> > -rw-r--r-- 1 tril users   1119 Jan 18  2013 _0.fnm
> > -rw-r--r-- 1 tril users 378015 Jan 18  2013 _0_Lucene40_0.frq
> > -rw-r--r-- 1 tril users 350628 Jan 18  2013 _0_Lucene40_0.tim
> > -rw-r--r-- 1 tril users  13988 Jan 18  2013 _0_Lucene40_0.tip
> > -rw-r--r-- 1 tril users     69 Jan 18  2013 segments_2
> > -rw-r--r-- 1 tril users     20 Jan 18  2013 segments.gen
> >
> >
> > I don't recall the origins of this index but it may well have been
> > created in the distant past and been upgraded, explicitly or automatically,
> along the way.
> > Although evidently not for a while.
> >
> >
> > Running the same test with lucene 4.9.0 and minimal mods to the
> > program runs to successful completion.  Here's the CheckIndex output:
> >
> >
> > Opening index @ index-4.9.updated/
> >
> > Segments file=segments_3 numSegments=2 versions=[4.0.0.2 .. 4.9]
> format=
> >   1 of 2: name=_0 docCount=15730
> >     codec=Lucene40
> >     compound=false
> >     numFiles=7
> >     size (MB)=0.987
> >     diagnostics = {os=Linux, os.version=3.1.0-1.2-desktop,
> > source=flush,
> > lucene.version=4.0.0 1394950 - rmuir - 2012-10-06 02:58:12,
> > os.arch=amd64, java.version=1.7.0_10, java.vendor=Oracle Corporation}
> >     no deletions
> >     test: open reader.........OK
> >     test: check integrity.....OK
> >     test: check live docs.....OK
> >     test: fields..............OK [13 fields]
> >     test: field norms.........OK [0 fields]
> >     test: terms, freq, prox...OK [53466 terms; 217447 terms/docs
> > pairs; 139382 tokens]
> >     test: stored fields.......OK [15730 total field count; avg 1 fields per 
> > doc]
> >     test: term vectors........OK [0 total vector count; avg 0
> > term/freq vector fields per doc]
> >     test: docvalues...........OK [0 docvalues fields; 0 BINARY; 0
> > NUMERIC; 0 SORTED; 0 SORTED_NUMERIC; 0 SORTED_SET]
> >
> >   2 of 2: name=_1 docCount=1
> >     codec=Lucene49
> >     compound=true
> >     numFiles=3
> >     size (MB)=0.001
> >     diagnostics = {timestamp=1410281698360, os=Linux,
> > os.version=3.1.0-1.2- desktop, source=flush, lucene.version=4.9.0
> > 1604085 - rmuir - 2014-06-20 06:22:23, os.arch=amd64,
> > java.version=1.7.0_10, java.vendor=Oracle Corporation}
> >     no deletions
> >     test: open reader.........OK
> >     test: check integrity.....OK
> >     test: check live docs.....OK
> >     test: fields..............OK [1 fields]
> >     test: field norms.........OK [0 fields]
> >     test: terms, freq, prox...OK [1 terms; 1 terms/docs pairs; 0 tokens]
> >     test: stored fields.......OK [0 total field count; avg 0 fields per doc]
> >     test: term vectors........OK [0 total vector count; avg 0
> > term/freq vector fields per doc]
> >     test: docvalues...........OK [0 docvalues fields; 0 BINARY; 0
> > NUMERIC; 0 SORTED; 0 SORTED_NUMERIC; 0 SORTED_SET]
> >
> > No problems were detected with this index.
> >
> >
> >
> >
> > --
> > Ian.
> >
> > ---------------------------------------------------------------------
> > To unsubscribe, e-mail: java-user-unsubscr...@lucene.apache.org
> > For additional commands, e-mail: java-user-h...@lucene.apache.org
> 
> 
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