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From: John Ashworth <[email protected]>
To: "Group" <[email protected]>
Date: Sunday, October 2, 2011 2:18:13 PM GMT+0300
Subject: [sudan-john-ashworth] A view from the ground on foreign NGO priorities

On 14th September 2011 I circulated on this Google group a paper
entitled "Getting it Right from the Start", representing the opinions
of 38 foreign NGOs as to the priorities for South Sudan. Below and
attached please find a response to that paper by Ydo Jacobs, who has
worked on the ground with South Sudan's civil society for more than 25
years. Needless to say, I tend to agree with Ydo.

John

BEGIN

  GETTING IT RIGHT FROM THE START ?        A VIEW FROM CIVIL SOCIETY.

Ydo Jacobs, September 2011

38 South Sudan-based NGOs have put their names under a 'Joint Briefing
Paper' that offers ten priority areas to their donors. Following are
some observations that may be taken into account by both the donors
and NGOs.

Though donors in Juba have robust problems to cooperate – witness the
co-existence of phenomena like the multi-donor trust fund, the common
humanitarian fund, the joint donor team – sometimes they manage to see
eye to eye. For example over the last few years they have in unison
arrogated the decision how development of an area is to take place,
away from NGOs to themselves. If in earlier years donors waited for
proposals to come to them from NGOs in the field (that had ideally
developed their plans together with the target groups), nowadays
donors increasingly decide themselves what is to be done. The
mechanism by which they impose their ideas is the call for proposals.

Calls for proposals emanate from all the big bi- and multilateral
donors: Worldbank, USAID, EU, DFID, UNICEF, UNHCR, UNDP, as also from
the less timid embassies. These calls are usually addressed to
international NGOs and invite them to apply for funds to implement
programmes or projects. In one such call it is said with so many words
that “the applicant becomes the beneficiary if a contract is awarded”.
Perhaps this permits us to call these donors the ‘benefactors’ while
we can also forget about the admittedly paternalistic approach of
seeing the target groups as the beneficiaries.
When a benefactor issues a call he has decided already on the outlines
of the programmes he wants to fund. He is not only prescribing already
the type of activities, that for example education but not secondary
education is to be promoted; or that the problem of landmines must be
addressed as part of any wider programme. But he has also decided
already on the methods (e.g. labour-intensive), on the geographical
location (e.g. in the State capital, or: this year in County A) and on
the time frame.  It is up to the potential beneficiary to show in his
application how and at what cost he intends to fit this bill.

Calls are these days not widely advertised, if ever they were. On the
contrary, donors tend to keep their calls so secretive that NGOs not
seldom employ a special person to keep track of new calls.  To know
about them without delay is essential because the time the donors give
to develop the proposal is invariably very short, usually not more
than a few weeks. A very recent call allowed for only 6 days though it
was considerate enough to let the period run up to the close of
business of a Monday so that the competing NGOs had a whole weekend to
work on their proposal. The amount of money that was at stake at this
particular call ran to $ 15 mio. In such circumstances it would not
surprise if soon humanitarians will adopt from capitalist financiers
the art of insider trading.

A donor that really wants to show who is boss will issue his call just
before the christmas season. The NGO staff is then made to scurry
around during the holiday to put together the required consortium and
to collect all the necessary data and information while the donor
staff quietly enters the new year in the sure knowledge that proposals
will come in after they have finished their well deserved rest.
It did not take long for NGOs to discover that to prepare the required
elaborate proposal in answer to a call was a risky investment as not
seldom it was the competition to win.  In response to this the more
considerate benefactors introduced the phenomenon of the concept note;
the idea was to weed out the worst proposals on the basis of these
notes so that full proposals had only to be developed by those who had
already a fair chance to win.  Meanwhile concept notes are still
around but  do not differ much any longer from full proposals as the
need of paper among benefactors is as voracious as ever.

All this does not mean that all donors enjoy finding themselves in a
superior position vis-à-vis the NGOs.  Some remove themselves from the
vulgar realities on the ground by contracting much of their work out
to private consultancy firms. E. g. Euroconsult that was earlier part
of Arcadis but was recently absorbed by Mott MacDonald, works on
behalf of DFID. And KPMG that prides itself on being able to 'cut
through complexity' was employed by the MDTF.

Once INGOs have entered into the trap of the benefactors they become
victims of economic necessities.

One economic necessity is connected to the short term interest of the
benefactors. They prefer to fund one- or two-year programmes. After
the beneficiaries have implemented such a million dollar programme
they end up with an expensive base camp, a surplus of staff etc. The
natural reaction then is to try and go for another similar funding:
the INGO has become addicted. After a few of these exercises the
beneficiary ends up with a patchwork of projects without geographic or
program unity. Not seldom remnants of earlier projects that have
meanwhile run out of fashion are kept going without proper funding.

For benefactors it is more attractive to deal with one big programme
than with several smaller ones. This usually conflicts with the
limited absorption capacity of the INGOs. And thus the benefactors
tend to insist on several INGOs banding together in a consortium for
the occasion. In the process INGOs inevitably have to sacrifice part
of their identity.

Of course, the benefactor does not like to deal with each member of
the consortium. There must be a lead agency that then soon finds
itself in a position of trying to control the other members. Not
seldom the ensuing set-up reminds one of the old colonial approach in
which indirect rule required the appointment of one chief in a society
that until then had been ruled by a council of elders.

Preferably the lead agency must be sufficiently at ease financially
that it can pre-finance the activities. This way the benefactor is no
longer plagued by the financial urgencies of the real world but can
release its funds in its own good time. And it has the added advantage
that the benefactor can refuse to reimburse expenditures it deems
unacceptable. This compares somewhat unfavourably with the time of
indirect rule when the chief at least did not have to be rich.

Often the benefactor insists on a local NGO or CSO joining the
consortium. INGOs then can find themselves in the unusual and
humiliating position that they have to court one or another local NGO.
However, once the latter has succumbed to the proposition she finds
herself normally back as a very junior member of the consortium.

The formation of consortia can go badly wrong. Some years ago USAID
issued a call for proposals for education support all over the South.
Only consortia could apply. Two American INGOs started, each on its
own, to cobble together a consortium. It so happened that the one
which had the least education experience managed to attract NGOs with
serious education activities while the one  which had some education
experience itself ended up with non-entities. It was the latter that
won the contract. In a large part of the South a few posters that
proudly outlined the organogram of the consortium were the only
visible result of the millions of dollars that had been made
available.

Like most other benefactors donors tend to consider themselves
knowledgeable regarding what ails their target groups and which
solutions impose themselves. And there is perhaps nothing they
appreciate so much as to fund the sharing of this knowledge with the
target groups. For that reason trainings, workshops, seminars,
campaigns are a prominent line in the budgets they like to approve.
Most of the funds thus allotted are spent on short and ultra-short
exercises the effects of which, if any, are difficult to measure. In
fact for the more cynical among the beneficiaries this budget line is
their favoured source of private income. For who can check whether a
two-day seminar 'on HIV / AIDS in village X' à raison of $ 8,000
actually took place and transport allowances, sitting indemnities etc
were duly paid ?

Looking back on six years of multilateral donor intervention in South
Sudan it is striking that hardly any investments have been made for
proper training of professionals, apart from UNDP's huge police
college in Rejaf. The next best type of training has been in the frame
of DDR: carpenters, mechanics, cooks etc were 'trained' in 8-week
courses. It is perhaps symbolic that this 'training' actually took
place in tents, as if to confirm that South Sudan does not need
anything long-term when it comes to gaining knowledge.

The use of tents is short-term thinking in the extreme but many donors
and not a few INGOs – evidently abhorring the idea of tents for
themselves -- are six years into the peace still competing with each
other on the limited market of housing and hostelry, not only for
their own office and housing but also for their many trainings,
workshops, seminars and meetings.  And thus, rather than investing in
permanent housing of their own, they keep paying exorbitant rents to
either the small local elite that has emerged since the CPA or to
foreign hotel businesses.

Meanwhile a new type of consortium has come into existence. It
originates from the fact that there are more calls for proposals than
the available INGOs can implement. Top managers in the INGOs who have
meanwhile learnt how to write the concept notes, project proposals,
log frames and budgets sit together to apply. Once they have 'won'
they proceed to advertise the entire set of positions that will be
needed to implement the project. Such a project will now be still
further removed from the normal activities and programs of the member
INGOs. And for the founders it becomes a question whether they started
this consortium in their function as director of their NGO or rather
as kind of independent consultants who developed the proposal on
personal title.

If this trend continues it would represent a new phase in the
undermining of the INGO by the big donors, unfortunately enough once
again with the active cooperation of the victim.

END
______________________
John Ashworth

Sudan Advisor

[email protected]

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