LONDON - To the general public, Friday's transatlantic ban on short-selling 
banks may have felt like the authorities were finally putting a muzzle on 
reckless hedge funds. To the traders themselves, it was more of a noose. 

Bleary-eyed hedge-fund traders in London came into their offices on Friday to 
find that they could no longer go short on financial companies--to make bets 
that their share prices would fall--and profit when they did. The 
unprecedented, temporary ban instated by the SEC and Britain's FSA, lasting 
till Oct. 2 for 799 U.S.-listed stocks and till January next year for 29 
London-listed stocks, is meant to ease volatility in the markets. (See "Short 
Sellers Get Squashed.") 

But those in the business think it's a short-sighted "witch hunt" that will 
make markets more volatile than they already are. "It weakens confidence in 
financial markets further," said Steve Schlemmer, head of European sales at 
Churchill Capital, a London-based brokerage firm that deals exclusively with 
hedge funds. "It might make people on the street feel more secure that Royal 
Bank of Scotland is up 30% or whatever, but it makes the real professional 
money managers less secure." 

"It's the kind of thing you would expect from less developed markets," said 
Stephen Rothwell, a trader at Argos Capital in London. "But I guess it's 
symptomatic of the U.S. and U.K.'s way of dealing with things at the moment." 

Shorting is the bread and butter of hedge funds, epitomizing the act of 
"hedging" against risk. A typical hedge fund will go short on half of all its 
trades. "It's a big problem for us," said one trader, who said the complete ban 
on short selling was unexpected. "It's pretty extreme." 

There are a number of concerns about what the clampdown on short selling could 
do to equity markets. Some say short selling actually helps smooth out the 
market, providing more of a balance of sellers to buyers. There is also the 
argument that short sellers aren't entirely to blame for the recent bloodying 
of Wall Street institutions like Morgan Stanley (nyse: MS - news - people ) and 
Goldman Sachs (nyse: GS - news - people ) in the markets. According to 
dataexplorers.com, a firm that tracks short interest in companies, short 
sellers made up 3.9% of Morgan Stanley's outstanding shares on Sept 17, the day 
before the company's shares went into freefall. On the same day, they made up 
just 3.1% of Goldman Sachs' outstanding shares. 

"How can you blame 3% to 4% of the outstanding shares for determining the price 
level of a company?" said Schlemmer, who has been working with hedge funds for 
15 years. "I think it's a shame. Hedge funds are contrarian, value-oriented 
investors for the most part, and some will go under, and some will go very 
cautious and have less money to support worthy industries." 

Whatever effect short sellers do have on banks' share prices, it will be more 
concentrated on banking shares from Continental Europe and Asia, which are 
still kosher for shorting following the regulatory clampdown. That effect has 
yet to be felt though: Banking shares from Paris to Frankfurt to Oslo were 
rallying strongly on Friday, along with those in London and New York. 

For now, many traders are fuming at the SEC and FSA, and quietly formulating 
their own, better solutions. "The regulators are addressing the wrong issue. We 
need the Augean stables cleansed," said one. 

"You need greater disclosure on financial accounting," said Schlemmer. "There's 
not enough transparency on what banks own. If you want people to buy banks, 
provide more information on what these banks own." 

Hedge funds might be the "hyenas" of the financial world, said another trader, 
"but every eco-system needs hyenas." 

Edward Beckett contributed to this article. 

http://www.forbes.com/markets/2008/09/19/short-sellers-riposte-markets-econ-cx_po_0919markets18.html

I never think of the future - it comes soon enough. 
 ::Albert Einstein ::



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