On 7/10/2012 5:50 PM, Jeffrey Grollo wrote:
Hi,
I’m attempting to optimize a join and am having a difficult time using
multiple columns from a composite index. The second column of the composite
key is being used when tested for equality, but not for IN or BETWEEN
criteria.
As an example, say that I’m searching two tables: portfolio and trades. The
portfolio table contains a list of security IDs. The trades table keeps
tracks of the price and time when I’ve traded securities in my portfolio.
Tables are:
CREATE TABLE portfolio (
sec_id bigint(20) NOT NULL AUTO_INCREMENT,
name char(10) NOT NULL,
PRIMARY KEY (sec_id)
) ENGINE=InnoDB ;
CREATE TABLE trades (
tx_id bigint(20) NOT NULL AUTO_INCREMENT,
sec_id bigint(20) NOT NULL,
trade_time datetime NOT NULL,
price int NOT NULL,
PRIMARY KEY (tx_id),
KEY sec_time (sec_id, trade_time)
) ENGINE=InnoDB ;
If I query the trades table directly both columns of the composite index
"sec_time" will be used when I'm using a range criteria on the trade_time
column:
mysql> explain select price from trades force index(sec_time)
-> where sec_id IN (1, 2) and trade_time BETWEEN '2012-07-01' AND
'2012-07-04';
+----+-------------+--------+-------+---------------+----------+---------+------+------+-------------+
| id | select_type | table | type | possible_keys | key | key_len |
ref | rows | Extra |
+----+-------------+--------+-------+---------------+----------+---------+------+------+-------------+
| 1 | SIMPLE | trades | range | sec_time | sec_time | 16 |
NULL | 2 | Using where |
+----+-------------+--------+-------+---------------+----------+---------+------+------+-------------+
If I introduce a join to retrieve all trades for my portfolio, the entire
index will continue to be used if I make trade_time a constant:
mysql> explain select price from portfolio p inner join trades t force
index(sec_time) on p.sec_id = t.sec_id
-> where trade_time = '2012-07-01';
+----+-------------+-------+-------+---------------+----------+---------+------------------------+------+-------------+
| id | select_type | table | type | possible_keys | key | key_len |
ref | rows | Extra |
+----+-------------+-------+-------+---------------+----------+---------+------------------------+------+-------------+
| 1 | SIMPLE | p | index | PRIMARY | PRIMARY | 8 |
NULL | 1 | Using index |
| 1 | SIMPLE | t | ref | sec_time | sec_time | 16 |
vantage.p.sec_id,const | 1 | |
+----+-------------+-------+-------+---------------+----------+---------+------------------------+------+-------------+
However, if I expand the trade_time search (either using IN or BETWEEN),
only the sec_id column of the composite query is used:
mysql> explain select price from portfolio p inner join trades t force
index(sec_time) on p.sec_id = t.sec_id
-> where trade_time IN ('2012-07-01', '2012-07-02');
+----+-------------+-------+-------+---------------+----------+---------+------------------+------+-------------+
| id | select_type | table | type | possible_keys | key | key_len |
ref | rows | Extra |
+----+-------------+-------+-------+---------------+----------+---------+------------------+------+-------------+
| 1 | SIMPLE | p | index | PRIMARY | PRIMARY | 8 |
NULL | 1 | Using index |
| 1 | SIMPLE | t | ref | sec_time | sec_time | 8 |
vantage.p.sec_id | 1 | Using where |
+----+-------------+-------+-------+---------------+----------+---------+------------------+------+-------------+
My expectation is that MySQL would be able to use both columns of the
sec_time index, but I've been unable to find either confirmation of
refutation of that assumption. If MySQL cannot optimize a join in this
case, is there another approach to optimizing this query that I should
pursue? Essentially, my trades table may contain many historical records
and pulling the entire history of trades for each security would produce a
much larger result set than would be retrieved if the trade_time criteria
was applied in the index reference.
I'm using MySQL 5.5.11.
Thanks for any guidance,
Jeff
Indexes are stored as b-TREE structures. For InnoDB tables, the leaf
nodes of the tree will either contain the PRIMARY KEY of the table or a
6-byte hidden value that acts as a row identifier.
The tree is structured so that the key values are parsed together and a
balanced binary tree is built that represents the range of values on the
table. For example, the index entry for one of your rows could be
"1_2012-07-01". At each level above the leaves, you have a node that
lists the first and last elements of the range of leaves beneath it. For
example an intermediate node may have "1_2009-01-01" and "1_2009-10-15"
to represent that those are the values within that branch of the tree.
Ranged scans only happen for the last portion of an index being used. OR
queries (or those using IN) can also only be applied to the last part of
an index search. This means that if you are using IN (or OR) against the
first part of an index, that's where the usage of the index stops. The
rest of the conditions are evaluated during the WHERE processing phase
of the query.
Also, trying to force index usage may be creating more work for your
disks than necessary. An indexed lookup is a random access to a portion
of a file. Should that need to come directly off the disk, then that
lookup will be about 3x more expensive than a scan (because of the
various head positioning maneuvers required). The thumbrule is that if
more than about 30% of a table needs to be randomly located, then switch
to a full scan. It saves a lot of time.
Additional information about how indexes are used and abused during
queries is located in the Optimization chapter in the manual:
http://dev.mysql.com/doc/refman/5.1/en/optimization.html
I suggest you start here and work your way out:
http://dev.mysql.com/doc/refman/5.1/en/optimization-indexes.html
Best wishes,
--
Shawn Green
MySQL Principal Technical Support Engineer
Oracle USA, Inc. - Hardware and Software, Engineered to Work Together.
Office: Blountville, TN
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