kevinrr888 commented on code in PR #5383:
URL: https://github.com/apache/accumulo/pull/5383#discussion_r2014401561


##########
server/base/src/main/java/org/apache/accumulo/server/util/ZooZap.java:
##########
@@ -115,6 +128,71 @@ public void zap(SiteConfiguration siteConf, String... 
args) {
 
       try (var context = new ServerContext(siteConf)) {
         final ZooReaderWriter zrw = context.getZooSession().asReaderWriter();
+
+        if (opts.upgrade) {
+          final String volDir = 
VolumeConfiguration.getVolumeUris(siteConf).iterator().next();
+          final Path instanceDir = new Path(volDir, "instance_id");
+          final InstanceId iid =
+              VolumeManager.getInstanceIDFromHdfs(instanceDir, new 
Configuration());
+          final String zkRoot = ZooUtil.getRoot(iid);
+          final String upgradePath = zkRoot + Constants.ZPREPARE_FOR_UPGRADE;
+
+          try {
+            if (zrw.exists(upgradePath)) {
+              if (!opts.forceUpgradePrep) {
+                throw new IllegalStateException(
+                    "'ZooZap -prepare-for-upgrade' must have already been run."
+                        + " To run again use the 'ZooZap -prepare-for-upgrade 
-force'");
+              } else {
+                zrw.delete(upgradePath);
+              }
+            }
+          } catch (KeeperException | InterruptedException e) {
+            throw new IllegalStateException("Error creating or checking for " 
+ upgradePath
+                + " node in zookeeper: " + e.getMessage(), e);
+          }
+
+          log.info("Upgrade specified, validating that Manager is stopped");
+          if (context.getServerPaths().getManager(true) != null) {
+            throw new IllegalStateException(
+                "Manager is running, shut it down and retry this operation");
+          }
+
+          log.info("Checking for existing fate transactions");
+          try {
+            // Adapted from UpgradeCoordinator.abortIfFateTransactions
+            if (!zrw.getChildren(context.getZooKeeperRoot() + 
Constants.ZFATE).isEmpty()) {
+              throw new IllegalStateException("Cannot complete upgrade 
preparation"
+                  + " because FATE transactions exist. You can start a 
tserver, but"
+                  + " not the Manager, then use the shell to delete completed"
+                  + " transactions and fail pending or in-progress 
transactions."
+                  + " Once all of the FATE transactions have been removed you 
can"
+                  + " retry this operation.");
+            }
+          } catch (KeeperException | InterruptedException e) {
+            throw new IllegalStateException("Error checking for existing FATE 
transactions", e);
+          }

Review Comment:
   In upgrading from 4.0 to a newer version in the future, will also need to 
check the FATE table. Maybe could check if the FATE table exists, and fail to 
upgrade if it does, to make it easy to track where upgrade changes are needed 
in the future. However, this code is done in used in several places, so those 
would need to be updated as well. Could maybe at least move this to a method



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