Stern Lessons For Terrorism Expert

Harvard researcher tangles with Harvard ethics

Published On Friday, March 23, 2007  1:48 AM

By SAMUEL P.  <http://www.thecrimson.com/writer.aspx?id=1202069> JACOBS

Crimson Staff Writer
http://www.thecrimson.com/article.aspx?ref=517924


Jessica E. Stern left for Amsterdam last week, hoping to meet a group of
female jihadists. 

She wasn't afraid. The Kennedy School lecturer and former National Security
Council advisor has navigated Jordanian prisons and Indonesian alleys to
meet terrorists and learn how they think. Now, as she looked to explore
Islamic extremism in the Netherlands, she had found an unexpected holdup:
not a band of gun-toting terrorists but a group of rule-bearing regulators. 

One of Harvard's federally mandated Institutional Review Boards (IRBs),
which reviews the plans of University researchers who hope to study human
subjects, required her to read a script to her interview subjects that
warned that she would inform the authorities if they told her of any
specific plans to commit violence. 

"As a researcher, that is frustrating not because I want people to tell me
those things-I don't-but because I don't want to be so explicit," Stern said
in an interview just before leaving for Amsterdam. "It just reminds them
that they have done bad things...or that when they talk to me, maybe I'm not
on their side." 

Stern eventually did meet with the jihadists, having already worked with the
review board to develop a system in which she doesn't learn the real names
of the people she interviews. 

Her decades of research on terrorism-involving confrontations with IRBs,
Harvard, and the federal government-shed light on the special obstacles
faced by academics hoping to study sensitive issues. 

IRBs are coming under increasing criticism inside the ivory tower, with
professors blaming the groups for stifling academic freedom in order to
follow overly rigid rules that claim to protect human research subjects.
Medical School professor Edward Greg Koski '71, former director of the
federal office that oversees IRBs, said: "In the 'cover your ass' mentality
that has developed over the last decade, we're now in a situation where IRBs
do really foolish, stupid things in the name of protecting human subjects
but really to cover themselves." 

And yet, Stern said that it is thanks to the Harvard IRB's support that she
is now able to conduct her research relatively free of government
interference. In the wake of a hard-won fight against a Washington subpoena
in 2001-a case in which Harvard refused to help-the University is now
working with Stern to protect her notes and her sources from federal review.


HARMFUL RESTRICTIONS 

Ethics review boards have operated at Harvard since the 1960s, and the
Standing Committee on the Use of Human Subjects in Research monitors 1,000
to 1,200 studies by students and professors in the Faculty of Arts and
Sciences, Business School, Law School, Kennedy School of Government, and
Harvard's other non-medical divisions each year, according to committee
officers. 

Their principal goal is to prevent researchers from harming their subjects. 

"There is just something a little odd that I have to demonstrate that I'm
not going to harm a subject when the subject has a Kalashnikov," Stern said,
"but I must protect the subject." 

"Most subjects, happily, aren't armed," Dean R. Gallant, assistant dean for
research policy, said of Stern's work. Gallant and other research experts
stressed that the risks to Stern's subjects are real. 

"It wouldn't be too farfetched to imagine that if someone in a terrorist
network were to be discovered giving information, well, that's another
beheading waiting to happen," Koski, who directed the Federal Office for
Human Resources Protections when it was created in 2000, said in a phone
interview. 

It was the directive to prevent any harm from coming to her subjects that
tripped up Stern in the Netherlands. 

"Some reporters here in Amsterdam are inviting me to meet their sources
connected with a terror group here," Stern wrote in an e-mail last week,
"but they are not happy with the script I would have to read to the subject
warning that confidentiality would be breached if they tell me about
specific jihadi plans." 

Stern is not the only terrorism researcher to feel that institutional review
boards unnecessarily limit her. Scott Atran, a Middle East ethnographer at
the University of Michigan, recently sent an essay to his colleagues about
his struggles with the IRB process. 

"Now it's getting next to impossible to even talk to people who are dying to
kill in order to better understand why they die to kill, or just why they
want what they want," Atran wrote in the unpublished piece, which he
provided to The Crimson. 

"My own view is that most of this is nuts," Atran wrote. "How is anybody in
academia ever going to have as much as possible to offer in this whole
mess-though people in academia keep complaining that the government doesn't
pay attention to serious scholars-if no one can even talk to the people most
involved?" 

SUBPOENA POWER 

The government seems to be paying attention to at least one serious scholar.


In January 2001, having only been in office three days, U.S. Attorney
General John D. Ashcroft subpoenaed Stern's notes from an interview with an
alleged American bioterrorist. 

Stern turned to the Harvard General Counsel's office but, she said, the
University refused to help. 

"They said, 'Well, we can't help you. You're going to want to hire a
lawyer,'" Stern said, recalling her conversation with the General Counsel's
office. "They said, 'The publisher should give you a lawyer. We're not going
to protect you.'" 

Through her cousin, Stern found David O. Stewart, a lawyer in the Washington
office of Ropes & Gray, a firm that also happens to represent Harvard. 

"Harvard has plenty of lawyers," Stewart said in a phone interview, grasping
for an answer as to why Harvard wouldn't represent Stern. 

The University would not confirm the details of the case, but head lawyer
Robert W. Iuliano '83 said in a statement that "the Office of the General
Counsel, however, takes seriously the importance of protecting faculty
research notes and data from inappropriate disclosure." 

Stewart convinced the government that Stern's notes would not aid its case.
Still, "it was awful," Stern said about the experience. 

Following the review board's advice, Stern has developed a system where she
does not learn the names of many of the people she is
interviewing-preferring to use pseudonyms-thus protecting the privacy of her
interviewees and making her notes less valuable to federal investigators. 

PROBLEM CHILDREN 

For some Harvard professors, the IRB process remains an enigmatic one. 

Terry Aladjem, a lecturer in Social Studies whose students sometimes visit
prisons to complete research, wrote in an e-mail that "it's hard to comment
on this because the process is so cryptic and idiosyncratic." 

He said his students often can't anticipate the reasons why the
institutional review board will reject a proposal. 

Kenneth L. Carson, a member of the Committee on the Use of Human Subjects,
said that research officers speak to juniors in Social Studies as well as
psychology concentrators to discuss the IRB process. 

"We meet with people in order to show people that we are not just this black
hole that a form goes into and some arbitrary decision goes out of at the
end," Gallant, the research officer, said. 

"I assumed that I was the big problem child for the IRB," Stern said,
laughing. "But it turns out there are other people who do stuff that gets
the IRB very excited." 

In their excitement, the review board has in certain cases taken so long to
approve Stern's request that she has been unable to do her research, she
said. She had secured interviews with a group of radical black Muslims but
by the time the IRB approved of the research-six months later-her "access
had dried up." 

Research officers said that nearly nine out of ten reviews take less than
four weeks to process and approve. "We're very anxious to fulfill our
responsibilities to Harvard and the government but also to get them out the
door to do their work," Gallant said. 

REVIEWING THE REVIEW BOARDS 

Reflecting on her research, Stern said she finds the IRB playing a guiding
role. 

"Before I came to Harvard, I had pretty remarkable interviews with
terrorists," Stern said. Stern had spent most of her career outside of the
academy. "There are a lot of reasons that those kind of interviews would be
hard today. One of them is the post-September 11 environment, but the other
is the IRB strictures." 

Professors still praise Harvard's flexibility. 

Gottlieb Professor of Law Elizabeth Warren, who has done extensive research
on bankruptcy, said she has "never encountered an IRB as helpful as
Harvard's" but added that "there are IRBs that act as if it is their job to
block any research involving human subjects." 

"The Harvard IRB is remarkable. They're not there to block research. They
are there to make it better," Warren said. 

Despite her difficulties, Stern agreed. "Harvard's IRB is the only one I
know of to approve the kind of research I do. They've bent over backwards to
make what I do possible, which is better than any other IRB," she said. 

But Koski remains critical of the job review boards are doing throughout the
country. He said he sees no end in sight to conflict between professors and
regulators. 

"I think we're just going to keep going around in circles." 

-Staff writer Samuel P. Jacobs can be reached [EMAIL PROTECTED] 
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