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Date: Thu, 08 Jun 2000 00:33:42 -0400
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Subject: The Racist Albatross: Social Science, [iso-8859-9] J�rg Haider, and Widerstand

http://fbc.binghamton.edu/iwvienna.htm

 "The Racist Albatross: Social Science, J�rg Haider, and Widerstand"
Science, J�rg Haider, and Widerstand"

�Immanuel Wallerstein 2000

[Lecture at the Universit�t Wien, Mar. 9, 2000, in the series, "Von der
Notwendigkeit des �berfl�ssigen -
Sozialwissenschaften und Gesellschaft"] [An abridged version appeared in
the London Review of Books, May 18, 2000.]

"God save thee, ancient Mariner  from the fiends that plague thee thus!
Why look'st thou so?" - "With my crossbow I shot the albatross." 

Samuel Taylor Coleridge

The Rime of the Ancient Mariner, ll. 79-82

In Coleridge's poem, a ship was driven astray by the winds into hostile
climate. The only solace of the seamen was an
albatross, which came to share their food. But Coleridge's mariner shot
him, for some unknown reason - perhaps sheer
arrogance. And, as a result, all on the ship suffered. The gods were
punishing the misdeed. The other sailors hung the albatross
around the mariner's neck. The albatross, symbol of friendship, now
became symbol of guilt and shame. The mariner was the
sole survivor of the voyage. And he spent his life obsessed with what he
had done. The live albatross is the other who opened
himself to us in strange and far off lands. The dead albatross that
hangs around our neck is our legacy of arrogance, our
racism. We are obsessed with it, and we find no peace.

I was asked more than a year ago to come to Vienna to speak on "Social
Science in an Age of Transition." My talk was to be
in the context of a series entitled "Von der Notwendigkeit des
�berfl�ssigen - Sozialwissenschaften und Gesellschaft." I
happily accepted. I believed I was coming to the Vienna which had a
glorious role in the building of world social science,
especially in the era of Traum und Wirklichkeit, 1870-1930. Vienna was
the home of Sigmund Freud, whom I believe to
have been the single most important figure in social science in the
twentieth century. Or at least Vienna was his home until he
was forced by the Nazis to flee to London in his dying year. Vienna also
was home, for an important part of their lives, to
Joseph Alois Schumpeter and Karl Polanyi. Men of strikingly opposite
political opinions, they were in my view the two most
important political economists of the twentieth century, underrecognized
and undercelebrated. And Vienna was the home to
my own teacher, Paul Lazarsfeld, whose combination of policy-oriented
research and pathbreaking methodological
innovations began with Arbeitl�sen von Marienthal, a study he did with
Marie Jahoda and Hans Zeisel. It was to this Vienna
I was coming.

Then, as you know, came the last Austrian elections, with their far from
inevitable consequence, the inclusion of the
Freiheitliche Partei �sterreichs (FP�) in the government. The other
states in the European Union (EU) reacted strongly to this
change of regime, and suspended bilateral relations with Austria. I had
to consider whether I still would come, and I hesitated.
If I am here today, it is for two reasons. First, I wished to affirm my
solidarity with der andere �sterreich, which has
manifested itself so visibly since the new government was installed. But
secondly, and even more importantly, I came to
assume my own responsibilities as a social scientist. We have all shot
the albatross. It hangs around all our necks. And we
must struggle with our souls and our minds to atone, to reconstruct, to
create a different kind of historical system, one that
would be beyond the racism that afflicts the modern world so deeply and
so viciously. I have therefore retitled my talk. It is
now: "The Racist Albatross: Social Science, J�rg Haider, and
Widerstand."

The facts of what has happened in Austria seem quite simple on the
surface. For a number of successive legislatures, Austria
had been governed by a national coalition of the two major and mainline
parties, the Sozialdemocratische Partei �sterreichs
(SP�) and the �sterreichische Volkspartei (�VP). One was center-left and
the other was center-right and Christian
Democratic. Their combined vote, at one time overwhelming, declined
throughout the 1990's. And in the 1999 elections, the
FP� for the first time came in second in the vote, surpassing the �VP,
albeit by only several hundred votes. The subsequent
discussions between the two mainstream parties on forming still one more
national coalition failed, and the �VP turned to the
FP� as a partner. This decision of the �VP upset many people in Austria,
including President Klestil. But the �VP persisted,
and the government was formed.

The decision also upset, and it must be added surprised, the political
leaders of the other EU states. They decided collectively
to suspend bilateral relations with Austria, and despite some voices
that have questioned the wisdom of this, the EU has
maintained its position. The EU action in turn upset many Austrians, and
not only those who supported the formation of the
present government but many of its opponents. Many of the latter argued
that the EU was overstating the dangers coming from
the inclusion of the FP� in the government. "Haider is no Hitler" was a
common formulation of this position. Others argued
that the equivalents of Haider could be found in all the EU states, and
to some extent even in their governments. And hence,
these people argued, it was hypocritical of the EU to take the action
that it did. And finally, some Austrians argued (as did
some other Europeans) that the appropriate action by the EU would have
been to wait and see, and that if eventually the new
Austrian government did something reprehensible, then and only then
would it be time to take action. Meanwhile, within
Austria itself, there was launched a Widerstand, which is still going
on.

I would like to take as my object of analysis not the FP� as a party and
what it stands for but the strong reaction of the EU to
the inclusion of this party in the Austrian government and the Austrian
counterreaction as well as the Widerstand. Both the
reaction and the counterreaction can only be understood if we shift our
analytic focus from Austria proper to the world-system
as a whole, its realities, and what social scientists have been telling
us about these realities. I propose therefore to look at this
larger context in four time frames: the modern world-system since 1989;
the modern world-system since 1945; the modern
world-system since 1492; and the modern world-system after 2000. These
are of course symbolic dates, but symbols in this
case are very important. They help us to discuss both realities and the
perception of realities. In doing this, I hope that I am
expressing solidarity with the Austrian Widerstand, and I am hope that I
am assuming my own responsibilities, both moral and
intellectual, as a social scientist.

                                  1. The World-System Since 1989

In 1989, the so-called socialist bloc of nations collapsed. The
countries of east-central Europe that had been held in check by
the Brezhnev doctrine (and even more importantly by the Yalta agreement)
effectively asserted their political autonomy from
the Soviet Union, and each proceeded to dismantle its Leninist system.
Within two years, the Communist Party of the Soviet
Union itself was dissolved, and indeed the U.S.S.R. broke up into its
fifteen constituent units. If the story of the Communist
states was different in East Asia and Cuba, this changed little in the
consequences that these eastern European happenings had
for the geopolitics of the world-system.

Since 1989, a great deal of world attention has been concentrated on
these former Communist countries. There have been
endless conferences of social scientists on their so-called transition,
to the point where we talk of "transitology." And in the
zones that formerly constituted the Federal Republic of Yugoslavia and
the Caucasian areas of the Soviet Union, there have
been a large number of quite nasty civil wars, in which in several cases
outside powers have been actively engaged. Many
social scientists have analyzed this violence under headings such as
"ethnic purification," a phenomenon asserted to be the
result of long-enduring ethnic hostilities. Even in states that have
escaped a high level of internal violence, such as the Czech
Republic, Hungary, and the Baltic states, there have occurred unpleasant
reminders of seemingly resurgent ethnic tensions. At
the same time, similar kinds of full-scale, as well as of low-level,
civil wars have been occurring in many parts of Africa as well
as in Indone-sia, to take only the most obvious cases.

In the pan-European world (by which term I shall mean western Europe
plus North America and Australasia but not
east-central Europe), the analysis of these civil wars has centered on
the presumed weakness of the civil societies in these
states and the low level of their historic concern for human rights.
Anyone who has read the press in western Europe cannot
miss the degree to which, in what is being called a post-Communist
world, the attention to these formerly Communist areas has
been an attention focused on a "problem." And the "problem" has been
defined de facto as the absence in these areas of the
higher level of modernity presumably to be found in the pan-European
world.

Meanwhile, it is equally striking how little attention - by the press,
by politicians, and especially by social scientists - there has
been to what has changed since 1989 in the pan-European world itself.
Political regimes which had built their national logics on
the fact that they were involved in a "cold war" suddenly discovered
that the arrangements they had sustained for forty years
now seemed pointless, to their voters and to the politicians themselves.
Why have a system of pentapartiti (and its
tangentopoli) in Italy built around the permanent majority of Democracia
Cristiana, if there was no cold war? What was there
now to hold together a Gaullist party in France, or even the
Christlich-Democratische Union in Germany? Why should the
Republican Party in the United States continue to be bound by the
constraints of a "bilateral foreign policy"? The result of these
self-doubts? The major conservative parties in the pan-European world
are crumbling, torn apart by divisions between the
new ultras of economic liberalism and a more social conservatism,
whether it be of the variety that wishes the state to rectify
the degraded morality of the citizenry or the variety that retains a
paternalist concern for social safety-nets. And these factions
fight each other amidst supporters who are fearful that, in the turmoil,
their existing social positions and income may be
seriously threatened.

Well, then, what about the center-left parties, most of which call
themselves Social-Democratic? These parties too are in
trouble. The collapse of the Communisms was in fact only the culmination
of a spreading disillusionment with the Old Left in all
of its three main versions - Communist parties, Social-Democratic
parties, and national liberation movements - a
disillusionment that was signaled dramatically by the 1968 world
revolution. This disillusionment was the consequence, not so
paradoxically, of the very political success of these same movements,
the achievement by them of state power around the
world. For once they were in power, these movements showed themselves
not really capable of carrying through with their
historic promise that, if only they achieved state power, they could and
would build a new society, that is, transform society
substantially in the direction of a more egalitarian, more democratic
world.

In western Europe, the Old Left meant primarily the Social-Democrats.
And what has happened, since 1968 but even more
since 1989, is that people may vote for such parties as a pis aller, but
no one dances in the streets when they win an election.
No one expects them to bring about a revolution, even a peaceful one.
And the most disillusioned of all are their own leaders,
who are reduced to talking a centrist language of Der Mitte. But with
this disillusionment in the Old Left parties has come a
disengagement from the state structures themselves. The states had been
tolerated by their populations, even lauded as
potential agents of social transformation. Now they were coming to be
seen primarily as agents of corruption and of the use of
unnecessary force, no longer the citizen's rampart but now the citizen's
burden.

You can see from this description that Austria is merely one more
instance of a general pan-European pattern. Why have a
national coalition in a post-Communist era? And why even vote for
parties that seem primarily interested in the Proporz? It is
in this context that the FP� received its 26.9% on October 3, 1999. This
is to be sure the highest percentage achieved by any
far right party in any European country since 1945. In 1995, Le Pen's
Front National got 15.1% in France, and this already
was a shock. But at that time, the two main conservative parties
insisted that they would refuse the support of the FN at any
level. And when, in the regional elections of 1998, the results were
such that the conservative parties could form majorities in a
large number of regions only with the support of those elected on the
ticket of the FN, five regional leaders ignored this
directive and obtained FN support for their regional governments.
However, these regional leaders were promptly expelled
from the two main conservative national parties, the RPR and the UDR. On
the other hand, in Italy, Berlusconi did form a
government with the support of Fini and his Alianza Nazionale which was
a party similar to that of Haider, with nonetheless the
nuance that Fini had specifically renounced its neo-Fascist past before
the elections.

Still why then, as many Austrians insist, did the EU take such a strong
position on what happened in Austria? The answer is
really quite simple. They were all afraid, precisely because their
countries were not that different from Austria, that they would
be faced with similar choices in a near future, and that they might be
equally tempted to follow the path of the �VP. It was
their fears of themselves that led to the strong EU reaction. At the
same time, it was Austrian incomprehension that they had
indeed crossed a line which all of western Europe had set for itself,
not in 1999 but in 1945, that accounts for the Austrian
counterreaction. Let me make my own position quite clear. I approve the
EU decision to suspend bilateral relations with
Austria. I consider that, had they not done this, we could indeed be
swamped by an ideological tide that might tear western
Europe apart. But I also agree that there was considerable hypocrisy, or
rather considerable self-deception, in the EU
decision. To see why this is so, we must look at the world-system since
1945 and not since 1989.

Before however I do that, let me say a word more about world social
science since 1989. It has been lamentable. All anyone
talks about - and that almost irrespective of political tendency - is
globalization, as though that were more than a passing
rhetorical device in the continuing struggle within the capitalist
world-economy over the degree to which trans-border flows
should be unimpeded. It is dust in our eyes. So also is the endless
litany about ethnic violence, and here not only the social
scientists but also the human rights activists are responsible. Not that
ethnic violence is not a terrible and terrifying reality but
that it is distinctly not the domain of some less fortunate, less wise,
less civilized others. It is the absolutely normal result of the
deep and growing inequalities within our world-system, and cannot be
addressed by moral exhortation, or by an ing�rence by
the pure and advanced into the zones controlled by the impure and
backward. World social science has offered us no useful
tools to analyze what has been happening in the world-system since 1989,
and therefore no useful tools to understand
contemporary Austrian reality.

                                  2. The World-System Since 1945

In 1945, the Nazi experience and the Nazi horror came to an end. Hitler
had not invented anti-Semitism, nor had Germans.
Anti-Semitism had long been the major European internal expression of
the deep racism of the European world, and in its
modern version, it had been endemic on the European scene for at least a
century. Anyone who compares Paris to Berlin on
this score as of 1900 would not think that Berlin comes off the worst.
Nowhere was active anti-Semitism absent, even during
the Second World War, even in the United States.

So, why was everyone so upset with Nazism, at least after 1945? The
answer stands out and cannot be missed. It was the
Endl�sung. While almost everyone in the pan-European world had been
openly and happily racist and anti-Semitic before
1945, almost no one had intended it to result in an Endl�sung. Hitler's
Final Solution missed the entire point of racism within
the capitalist world-economy. The object of racism is not to exclude
people, much less to exterminate them. The object of
racism is to keep people within the system, but as Untermenschen, who
can then be exploited economically and used as
political scapegoats. What happened with Nazism was what the French
would call a d�rapage - a blunder, a skid, a loss of
control. Or perhaps it was the genie getting out of the bottle.

One was supposed to be racist just up to the point of an Endl�sung, but
no further. It had always been a delicate game, and
no doubt there had been d�rapages before - but never on such a large
scale, never in so central an arena of the world-system,
and never, never so visible. The Allied troops who entered the
concentration camps in 1945 were truly shaken at a personal
level. And collectively, the pan-European world had to come to terms
with the genie that had escaped from the bottle. They
did this by a process of banning public usage of racism, and primarily
of the public usage of anti-Semitism. It became tabu
language.

The social scientists joined the game. In the years after 1945, they
began to write book after book denouncing the
meaningfulness of the concept of race(1), the illegitimacy of assuming
that differences in any current social measurement of
social groups could be traced to innate genetic characteristics. The
memory of the Holocaust came to be subject matter for
school curricula. The Germans, a bit reluctantly at first but eventually
with some moral courage, have tried to analyze their own
guilt and thereby reduce their shame. And, after 1989, they have been
joined, somewhat reluctantly no doubt, by other
countries of the pan-European world. Allied powers such as France and
the Netherlands began to admit their own guilt as
well, guilt for permitting this d�rapage to occur, guilt because at
least some of their citizens actively participated in the process.
One of the reasons that the EU reacted so strongly to Haider is that
Austria as a country has refused to assume its share of the
guilt, has insisted that it was primarily a victim. Perhaps a majority
of Austrians had not desired Anschluss, although it is hard
to know this when one sees the newsreel clips of the cheering crowds in
Vienna. But what is more to the point is that no
non-Jewish, non-Roma Austrian was considered other than a German in the
Third Reich after Anschluss, and the majority
gloried in that fact.

This realization that racism had been undone by going much too far had
two major consequences in the post-1945
pan-European world. First, these countries sought to emphasize their
internal virtues as integrative nations unspotted by racist
oppression, countries of liberty facing the "evil empire" of the Soviet
Union, whose racism in turn became a regular theme of
Western propaganda. All sorts of socio-political actions flowed from
this attempt: the 1954 Supreme Court decision in the
United States outlawing racial segregation; the philo-Israel policies of
all the pan-European world; even the new emphasis on
ecumenicism within the western Christian world (as well as the invention
of the idea that there was such a thing as a joint
Judeo-Christian heritage).

But, second and just as important, there was a need to restore a
sanitized racism to its original function, that of keeping people
within the system, but as Untermenschen. If Jews could no longer be
treated thus, nor Catholics in Protestant countries, one
would have to look further afield. The post-1945 period was, at least at
first, an era of incredible economic expansion and
simultaneous demographic transformation in the direction of a radically
reduced rate of reproduction of the pan-European
world. This world needed more workers and was producing less than ever
before. And thus began the era of what the
Germans gingerly called the Gastarbeitern.

Who were these Gastarbeitern? Mediterranean peoples in non-Mediterranean
Europe, Latin Americans and Asians in North
America, West Indians in North America and western Europe, Black
Africans and South Asians in Europe. And, since 1989,
persons from the former socialist bloc coming to western Europe. All
these migrants have come in large numbers because they
wanted to come and because they could find jobs, indeed were desperately
needed to make the pan-European countries
flourish. But they came, almost universally, as persons at the bottom of
the heap - economically, socially, and politically.

When the world-economy entered its long Kondratieff B-phase in the
1970's, and unemployment grew for the first time since
1945, the immigrants became a convenient scapegoat. The far right
forces, which had been absolutely illegitimate and marginal
since 1945, suddenly began to reemerge, sometimes within the mainline
conservative parties, sometimes as separate structures
(and if so, then eating into the support not only of the conservative
parties but of the center-left workers' parties as well). By
the 1990's, these parties began to seem more serious, for reasons I've
already suggested.

The mainline parties were not at all sure how to handle this resurgence
of more or less openly racist parties. They were
panicked that the genie might get out of the bottle once again and undo
the social placidity of their states. Some argued that
these far right forces could be undermined by coopting their
anti-immigrant themes in a mildly edulcorated form. Others said
these forces constituted a virus that had to be isolated as fast as
possible. You know the arguments, because you are having
them in Austria right now.

Once again, the social scientists did not help us very much. They sought
to analyze the Nazi phenomenon in terms of some
peculiarity of the German historical situation, instead of seeing that
the whole world-system had been playing with fire for a
long time, and it had been just a matter of time that sparks would
ignite somewhere somehow. Social scientists sought to
proclaim their own moral virtue (the merits of which we shall come to in
a moment) and to absolve the pan-European world
because of its current supposedly non-racist rhetoric, when the
pan-European racism after 1945 was in fact just as virulent as
its racism before 1933 or before 1945. They had simply substituted other
objects of hatred and fear. Do we not debate these
days the so-called "clash of civilizations," a concept invented by a
social scientist?

Indeed, the very denunciation by the EU of Austria, much as I approve of
it, smacks of racism. For what is it that the
European Union is saying? It is saying in effect - Haiders are possible,
perhaps even normal, outside the pan-European world,
even perhaps in such close countries as Hungary and Slovenia. But
Haiders are impermissible, unthinkable within civilized
Europe. We Europeans must defend our moral superiority, and Austria
threatens to make this impossible. It is true: Austria
does threaten to make this impossible, and Austria must somehow retreat
from its present untenable position. But the grounds
of the EU complaint are not above suspicion of moral taint. For western
Europe's universalist values are themselves deeply
encrusted with the chronic, constitutive racism of the pan-European
world.

To appreciate this, and to appreciate the failure of social science to
unmask this, we must look at the story of the modern
world-system after 1492.

                                  3. The World-System Since 1492

When Europeans landed in the Americas, and claimed to conquer it, they
encountered indigenous peoples who were
extremely strange to them. Some were organized as fairly simple hunting
and gathering systems. And some were organized in
sophisticated and elaborate world-empires. But in both cases neither the
weapons of these peoples nor their acquired
physiological immunities (or rather the lack of them) made it possible
for them to resist successfully. Thereupon, the Europeans
had to decide how to treat these peoples. There were those Europeans
who, acquiring vast lands (often for the first time),
wished to exploit them as rapidly as possible, and were ready to enslave
and use up indigenous laborers. The justification they
gave for this was that the indigenous peoples were barbarous,
undeserving of anything but harsh servitude.

But there were also Christian evangelists, who were both horrified by
the inhuman treatment meted out to these indigenous
peoples by the European conquistadores and fiercely insistent on both
the possibility and the importance of winning the souls
of the indigenous peoples for Christian redemption. One such person was
Bartolom� de las Casas, whose passions and
militancy culminated in a famous and classic debate in 1550 about the
nature of the "other." Already in 1547, he had written a
short summary for the Emperor Charles V (and all others) recounting the
horrors of what was going on in the Americas in
some detail, and summarizing what had happened in this way:

If Christians have killed and destroyed so very many souls of such great
quality, it has been simply in order to have gold, to
become exceedingly rich in a very short time and to raise themselves to
high positions disproportionate to their station....[T]hey
have for [these people so humble, so patient, and so easy to subdue]
neither respect nor consideration nor esteem....They
have not treated them as beasts (would to God they had treated them as
well and been as considerate to them as beasts); they
have treated them worse than beasts, as less than manure.(2)



Las Casas was to be sure the impassioned and crusading defender of the
rights of the peoples. He was, in a connection worth
noting, the first Bishop of Chiapas, home today to the neozapatistas,
where it is still necessary to defend the same cause that
Las Casas was almost 500 years ago, the rights of these indigenous
peoples to their dignity and their land. These peoples find
themselves little better off today than they were in the time of Las
Casas. There are those who would therefore classify Las
Casas and other neoscholastic Spanish theologians, philosophers, and
jurists as precursors of Grotius and the "true founders of
the modern rights of man."(3)

The Emperor had been at first seduced by the arguments of Las Casas and
made him his Protector of the Indians. But then
later, he had second thoughts and convened at Vallodalid in 1550 a
special Junta of judges to hear a debate between Las
Casas and one of the Emperor's other advisors, Juan Gin�s de Sep�lveda,
on the underlying issues. Sep�lveda, a staunch
opponent of Las Casas, gave four arguments to justify the treatment of
the Indians to which Las Casas had been objecting:
They were barbarous and therefore their natural condition was that of
submission to more civilized peoples. They were
idolatrous and practiced human sacrifice, which justified intervention
to prevent crimes against natural law. Intervention was
justified to save innocent lives. Intervention would facilitate
Christian evangelization. These arguments seem incredibly
contemporary. All we have to do is substitute the term democracy for the
term Christianity.

Against these arguments, Las Casas asserted: No people may ever be
forced to submit to another people on the grounds of a
presumed cultural inferiority. One cannot punish a people for crimes of
which they were unaware that they were crimes. One is
morally justified in saving innocent people only if the process of
saving them does not cause still greater harm to others. And
Christianity cannot be propagated by the sword. Here too the arguments
seem incredibly contemporary.

For some therefore Las Casas should be seen as the last of the
Comuneros, that understudied first great movement of social
protest which took place in Spain in the first third of the sixteenth
century, a movement that was both democratic and
communatarian. The implications of what Las Casas was arguing seemed to
question the vary basis of the Spanish empire,
which is in fact the probable reason that Charles V withdrew his early
support for Las Casas.(4) Indeed, in his discussion of the
concept of what is a barbarian, Las Casas insisted that "no one is
unable to locate a barbarian to dominate," reminding
Spaniards of their own treatment by the Romans.(5) But others have
argued that Las Casas was really simply the theorist of
"good" colonization, a reformer who "proposed tirelessly, to the end of
his life, substitute solutions for the problems of the
colonial system founded on the encomienda."(6)

The fascinating thing about the great debate before the Junta de
Vallodalid is that no one is quite sure what the Junta decided.
In a sense, this is emblematic of the modern world-system. Have we ever
decided? Can we decide? Was Las Casas, the
anti-racist, the defender of the downtrodden, also the person who was
seeking to institutionalize a "good" colonization? Should
one ever, can one ever, evangelize by the sword? We have never been
given answers to these questions that were logically
consistent or politically so persuasive that they ended all discussion.
Perhaps no such answers exist.

Since Las Casas, we have constructed a capitalist world-economy, which
then expanded to encompass the entire globe, and
which has always and at every moment justified its hierarchies on the
basis of racism. It has always to be sure also had its
quota of persons who have sought to alleviate the worst features of this
racism, and they have had, it must be admitted, some
limited success. But there have also always been brutal massacres,
Endl�sungen before the Endl�sung, though perhaps less
bureaucratically, systematically, and effectively planned, and certainly
less publicly visible.

Ah, you will say, but then came the French Revolution and the
D�claration des Droits de l'Homme. Well yes, but well no!
The French Revolution did to be sure incarnate a protest against
hierarchy, privilege, and oppression, and made this protest on
the basis of an egalitarian universalism. The symbolic gesture that
displayed this protest was the rejection of "Monsieur" in
address and its replacement by the appellation, "Citoyen." Ay, there's
the rub, as Shakespeare put it. For the concept of citizen
was intended to be inclusive. All citizens were to have a say in their
government, not just a limited group of aristocrats. The rub
is that if one is to include everyone who is in a group, someone has
first to decide who constitute the members of this group.
And this necessarily implies that there are persons who are non-members.

The concept citizen inevitably excludes every bit as much as it
includes. The exclusionary thrust of citizenship has in fact been
as important as its inclusionary thrust in the two centuries since the
French Revolution. When Karl Lueger, of Viennese fame,
said in 1883, "Wir sind Menschen, Christlichen �sterreicher,"(7) he was
offering a definition of the limits of citizenship, one that
Viennese voters seemed to appreciate, even if the Emperor did not.
Lueger was not ready to include the Judeo-Magyaren,(8)
who were for him as much foreigners as the foreign capitalists he also
denounced. Was this proto-fascism, as many contend,
or merely "calculated extremism," as John Boyer wishes to insist?(9)
Today, some pose this same question about J�rg Haider.
But what difference the answer? The political result is virtually
identical.

At that very moment in modern history, when the French Revolution was
bequeathing to us all this minefield of the concept of
citizen, the world of knowledge was going through a major upheaval. This
upheaval followed on the successful secularization of
knowledge achieved by the detachment of philosophy from theology, a
process that had taken several centuries. But now it
was to be more than a question of secularizing knowledge. More or less
in the latter half of the eighteenth century, two terms
that had hitherto been if not synonymous then heavily overlapping,
science and philosophy, came to be defined as ontological
opposites. The two cultures, that singular feature of the structures of
knowledge of the modern world-system, had become
accepted as a defining cleavage of knowledge. And with this cleavage,
came the intellectual and institutional separation of the
search for truth on the one hand (the domain of science) and the search
for the good and the beautiful on the other (the domain
of philosophy or the humanities/Geisteswissenschaften). It is this
fundamental rupture which explains the subsequent form of
development of the social sciences as well as, I believe, its inability
to speak to the constitutive racism of the capitalist
world-economy. It is to this story that I now turn.

The two great cultural legacies of the French Revolution were the idea
that political change was normal, and that sovereignty
resided neither in the ruler nor in a group of notables but in the
people.(10) The latter was simply the expression of the logic of
the concept of citizen. Both were extremely radical ideas in their
implications, and neither the downfall of the Jacobin regime
nor even the end of its Napoleonic successor regime could keep these
ideas from suffusing the world-system and becoming
widely accepted. Those in power were forced to deal with this new
geocultural reality. If political change was to be regarded
as normal, then it was important to know how the system operated, the
better to control the process. This provided the basic
impulse for the institutional emergence of social science, that branch
of knowledge which purports to explain social action,
social change, and social structures.

This is not the place to analyze the institutional history of the social
sciences. This was done succinctly in the report of the
international commission I headed, Open the Social Sciences.(11) There
are just two things I wish to discuss here: the place of
social science amidst the two cultures, and the role social science has
played in the understanding of racism.

The two cultures divided up the domains of knowledge along lines that
today we think are self-evident, although no one would
have thought so in the seventeenth century or earlier. Science
appropriated the domain of the natural world as its exclusive
realm. And the humanities appropriated the world of ideas, cultural
production, and intellectual speculation as its exclusive
realm. When, however, it came to the domain of social realities, the two
cultures contested the domain. Each argued that this
realm really belonged to it. What happened therefore when the social
sciences began to be institutionalized in the renascent
university system of the nineteenth century is that they were torn apart
by this epistemological debate, this Methodenstreit.
The social sciences emerged in divided camps, with some of what were now
called disciplines leaning heavily, at least at first,
towards the idiographic, humanistic camp (history, anthropology,
Oriental studies) and others leaning heavily towards the
nomothetic, scientistic camp (economics, sociology, political science).
The implication of this for the problem with which we
are dealing here is that the social sciences were deeply divided over
the issue of whether they were to be concerned only with
the search for the true or were also to be concerned with the search for
the good. The social sciences have never resolved this
issue.

As for racism, the most striking thing about social knowledge throughout
the nineteenth century and right up to 1945 was that
social science never confronted this issue directly. And indirectly, its
record is deplorable. Let us start with history, the only
modern social science that existed as a name and as a concept long
before the nineteenth century. History underwent a
so-called scientific revolution in the nineteenth century, whose central
figure was Leopold von Ranke. You will all know that
Ranke insisted that historians must write history wie es eigentlich
gewesen ist. This meant reconstructing the past primarily
out of materials contemporary to the past being studied. Hence, the
archives, depository of written documents of the past,
documents which had to be analyzed critically as Quellen.

I will ignore now later criticisms of this approach as limiting us
inevitably to the study almost only of political and diplomatic
history, using the writings of persons linked to the states and their
rulers. I will also ignore the fact that the insistence on
archives as the crucial source of data forced history exclusively into
the past, whose temporal boundaries were defined by the
degree of willingness of states to let scholars peruse their archives.
Allow me to insist merely on one element of history, at least
as it was practiced before 1945. History was the history only of
so-called historical nations. Indeed it had to be, given the
methods used.

In the Austro-Hungarian Empire, as elsewhere, the concept of historical
nations was not merely a scholarly concept; it was a
political weapon. It is clear who or what are the historical nations.
They are the nations located in powerful, modern states
which can fund and constrain their historians to write about them. As
late as the 1960's, H.R. Trevor-Roper made the
incredible assertion that Africa has no history. But one might ask, how
many courses were offered in the nineteenth century in
the University of Vienna on Slovenian history? How many, indeed, are
offered today? The very term, historical nation, intrudes
a racist category into the very heart of historical practice. It is no
accident then, if one regards world historical production
before 1945, that 95% of it (at the very least) was the story of five
historical nations/arenas: Great Britain, France, the United
States, the Germanies (I choose this formulation deliberately), and the
Italies. And the other 5% is largely the history of a few
less powerful European states, such as the Netherlands or Sweden or
Spain. I should add that a small percentage was also
written about the European Middle Ages as well as about the presumed
founts of modern Europe: ancient Greece and Rome.
But not ancient Persia, or even ancient Egypt. Were the historians who
constructed the history of the Germanies of any use in
illuminating the public debate which Karl Lueger and others launched in
Vienna in the last third of the nineteenth century? I
think not.

Did the other social sciences do better? The economists were busy
constructing universal theories of homo economicus.
Adam Smith, in his famous formulation, told us that all humans seek to
"truck, barter, and trade." The whole object of his
book, The Wealth of Nations, was to persuade us (and the British
government), that everyone should cease interfering with
this natural tendency of all humans. When Ricardo created a theory of
international trade based on the concept of comparative
advantage, he used, again famously, a hypothetical illustrative example
in which he inserted the names of England and Portugal.
He did not tell us that the example was drawn from real history nor did
he explain to us the degree to which this so-called
comparative ad-vantage had been imposed by British power upon the weaker
Portu-guese state.(12)

Yes, some economists insisted that the processes of recent English
history did not constitute an illustration of universal laws.
Gustav von Schmoller led a whole movement, Staatswissenschaften, which
sought to historicize economic analysis.(13) It was
a Vienna economist, Karl Menger, who led the assault against this
heresy, eventually to bring it down, despite its previously
strong hold in the Prussian university system. On the other hand, an
even more powerful critique of classical economics than
the one made by Schmoller, was that of Karl Polanyi, The Great
Transformation, a book written in England after he left
Vienna in 1936. But economists do not read Polanyi. Economists tend not
to deal with political economy at all if they can help
it, and the major attempt to deal with racism by a mainstream economist
involved discussing it as a market choice.(14)

The scorn of the mainstream economists for analysis of any situation
outside the parameters of ceteris paribus ensures that
economic behavior that does not follow the norms of the market, as
economists define these norms, is not worth analyzing,
much less taking seriously as possible alternative economic behavior.
The feigned political innocence that follows from such
presumptions makes it impossible to analyze the economic sources or
consequences of racist movements. It erases this subject
from the purview of scientific analysis. Worse, it suggests that a good
deal of political behavior that can be analyzed as racist
or as Widerstand to racism is economically irrational behavior.

The political scientists have not served us too much better. Their early
concentration on constitutional issues, derived from their
historic links to law faculties, turned the analysis of racism into an
issue of formal legislation. Apartheid South Africa was racist
because it ensconced formal discriminations into the legal system.
France was not racist because it did not have such legal
discrimination, at least in the metropole. In addition to the analysis
of constitutions, political scientists before 1945 also
developed what they called the study of "comparative government." But
which governments did they compare? Our old
friends, those of the five major pan-European countries: Great Britain,
France, the United States, Germany, and Italy. No one
else was worth studying, because no one else was truly civilized, not
even I fear that strange beast, the Austro-Hungarian
Empire.

Well then, at least the sociologists, who have had the reputation of
being the hearth of political radicalism in the university
system, at least they did better. Far from it! They were the worst of
all. Before 1945, there were two brands of sociologists.
There were those, especially in the United States, who explicitly
justified the concept of White superiority. And there were
those who, coming out of the background of social work or religious
activity, sought to describe the underprivileged of the
large ur-ban centers and explain the "deviance" of their denizens. The
descriptions were well-intentioned if patronizing, but the
assumption that this behavior was deviant and had to be rectified to
meet middle-class norms was unquestioned. And since the
lower classes were also in most cases, and not only in the United
States, ethnically distinguishable from the middle classes, the
racist underpinnings of this group is clear even if they themselves did
not recognize it.

And worst of all, all four basic disciplines - history, economics,
political science, and sociology - only analyzed the
pan-European world, considered to be the world of modernity and of
civilization. Their universalisms presupposed the
hierarchies of the modern world-system. The analysis of the
extra-European world was consigned to separate disciplines:
anthropology for the barbaric "peoples without history," and Oriental
studies for the non-Western "high civilizations" that were
however incapable of proceeding to modernity without European intrusion
and reorganization of their social dynamics.
Ethnography specifically rejected the historicity of its "tribes"; they
were unchanging, at least before "culture contact." And
Oriental studies saw the histories of these high civilizations as
"frozen."

The extra-European world represented "tradition"; the pan-European world
represented modernity, evolution, progress. It was
the West versus the rest. Note well that, in analyzing the modern world,
social science invented not one but three disciplines to
describe the regularities of the present: economics, political science,
and sociology. But in analyzing the extra-European world,
there was not only no need for history but no need for the trinity of
approaches required for the pan-European world. This was
because the "differentiation" into separate arenas of social action -
the market, the state, and the civil society - was thought to
be an achievement of modernity, indeed its very essence. Because of the
disjunction of science and philosophy, there was no
one to remind the practitioners that this was merely an assumption of
liberal ideology and not a plausible accounting of social
reality. No wonder that social science could not help us understand
Nazism. And its post-1945 evolution, while rectifying the
aim a bit, has not been very helpful in helping us understand Haider.
And, most of all, there was no way of accounting for
Widerstand, except as one more deviant activity, to which one could be
sympathetic perhaps, in a slightly patronizing way.

Social scientists were so busy fighting the battles of the birth of the
modern world-system that they could not fight the battles of
the functioning world-system. The search for scholarly neutrality was
the struggle against the Church (and by derivation the
states) seeking to impose themselves on the scholars. When Weber spoke
of the disenchantment of the world, the very
language was theological, even though he was in actuality inveighing
against Prussian nationalism. It is only in the wake of the
terrible destruction of bourgeois values brought about by the First
World War that Weber would begin to remember once
again, in his famous speech to the students at the University of Munich,
"Wissenschaft als Beruf," that social science cannot
separate itself from the ways in which the world is always enchanted:

Nicht das Bl�hen des Sommers liegt vor uns, sondern zun�chst eine
Polarnicht von eisiger Finsternis und H�rte, mag �usserlich
jetzt siegen welchen Gruppe auch immer. Denn: wo nichts ist, da hat
nicht nur der Kaiser, sondern auch der Proletarier sein
Recht verloren. Wenn diese Nacht langsam weichen wird, wer wird dann von
denen noch leben, deren Lenz jetzt scheinbar so
�ppig gebl�ht hat?(15)



                                  4. The World-System After 2000



The strong vote for the FP� and the strong EU reaction are annunciatory,that this may 
not be so, has reached the wealthy part of the world. In
Austria too, in western Europe too, in the United States
too, faith in centrist rational reformism, slow-moving but always in the
right direction, has been replaced by a skepticism about
all the promises of the mainstream political forces, whether they call
themselves center-left or center-right. The centrist
consensus informed by nineteenth-century liberal ideology is no more. It
was fundamentally challenged in 1968 and buried in
1989.

We have entered into a long period of chaotic transformation of the
world-system of which we are a part. Its outcome is
intrinsically unpredictable. But on the other hand we can influence its
outcome. This is the message of the sciences of
complexity.(16) This is the message that social science should be
conveying to-day.(17) This is the context in which we must
place J�rg Haider and Widerstand.

In a world-system that is collapsing because its structural
possibilities of adjustment have exhausted themselves, those with
power and privilege will not stand by idly and do nothing. They will
organize to replace the present world-system with one
equally hierarchical and inegalitarian, if based on different
principles. For such people. J�rg Haider is a demagogue and a
danger. He understands contemporary reality so little that he is not
even aware that, for Austrians to maintain their present
standard of living, they would have to double, triple, or quadruple the
number of immigrants they took in annually in the next
25-50 years, merely to maintain the size of a work force large enough to
sustain the pensions of the aging Austrian
population.(18) The danger is clear, that the demagoguery will lead the
pan-European world even more quickly down the path
of destructive civil wars. Bosnia and Rwanda loom on the horizon. The
leaders of the European Union see that. So does
President Klestil. But apparently not the �VP leadership.

Meanwhile, there is a Widerstand. They represent forces of
transformation amidst this structural crisis of the capitalist
world-economy different from those of the FP� but also different from
that of the leadership of the EU. But have they a clear
vision of what it is they want? Only perhaps in a blurred fashion. This
is where social science can play a role, but only a social
science that refuses to separate the search for the true and the search
for the good, only a social science that can overcome the
split of the two cultures, only a social science that can fully
incorporate the permanence of uncertainty and bask in the
possibilities such uncertainty affords for human creativity and a new
substantive rationality (Max Weber's materielle
Rationalit�t).

For we desperately need to explore alternative possibilities for a more
substantively rational historical system, to replace the
mad and dying one in which we live. We desperately need to uncover the
deep roots of racist privilege that permeate our
existing world-system, and encompass all of its institutions, including
the structures of knowledge and indeed including the
forces of Widerstand itself. We are living amidst rapid change. Is that
so bad? We shall have much disorder and many
changes in the coming decades. And yes, Vienna will change. But there
has always been more change than we remember and
the change has been more rapid than we imagine. Social science has let
us down too in its understanding of the past. It has
offered us a false picture of a traditional world that moved oh so
slowly. Such a world never really existed. It doesn't exist
now, neither in Austria nor anywhere else. Amidst the immense
uncertainty about where we are heading, we must strive to
locate in our pasts, as we invent them now, what is good and beautiful,
and build these visions into our futures. We need to
create a more livable world. We must use our imaginations. And we may
thereby begin to eradicate the deep racisms that lie
within us.

In 1968, during the great student uprising in France, the leader of the
students, Daniel Cohn-Bendit, Dany le Rouge, made the
tactical error of briefly visiting Germany. Since he was a German
citizen and not a French citizen, de Gaulle's government could
block his return to France, which they did. Thereupon the students
marched in Paris, protesting under the slogan "We are all
German Jews; we are all Palestinian Arabs." It was a good slogan, one we
might all adopt. But we might also all add, with
some humility, "We are all J�rg Haider." If we wish to combat the J�rg
Haiders of the world, and we must, we have to look
within first. Let me give you one small but telling example. When the
new Austrian government was formed, the Israeli
government correctly withdrew its ambassador in protest. Yet only a
month or so later, the Israeli Knesset placed Prime
Minister Barak in great difficulty by passing a motion insisting that
any referendum on a withdrawal from the Golan required a
"special majority," code language for a provision that would effectively
disfranchise Arab citizens of Israel on this issue. And
one of the main proponents of this motion was Natan Sharanksy and his
party made up of Russian emigres, the same Natan
Sharansky who was the famous dissident in the Soviet Union protesting
against the de facto anti-Semitism of governmental
policy there. The struggle against racism is indivisible. There cannot
be different rules for Austria, for Israel, for the U.S.S.R.,
or for the United States.

Let me recount one more anecdote, a curious one. In the current
Presidential race in the United States, there was a crucial
Republican primary in South Carolina. During the primary race, George W.
Bush sought to ensure strong support from among
the so-called Christian right by speaking at Bob Jones University, a
stronghold of these forces. The problem was that Bob
Jones University is known for two things: its denunciations of the Pope
as an Anti-Christ (the university being a fundamentalist
Protestant institution), and the fact that it forbade its students to
date persons of a different race. This became a major political
issue subsequently, embarrassing George W. Bush, who said he regretted
not having spoken against these two positions (the
ferociously anti-Catholic attitude and the refusal of interracial
dating) when he was at the university.

The anecdote does not concern Bush's embarrassment, which does however
speak to the tabus established after 1945. The
interesting thing is the reaction of Bob Jones III, the president of the
university, in the light of the public controversy. Bob Jones
III appeared on the CNN program of Larry King. The first question Larry
King posed to Bob Jones III was why did the
university forbid interracial dating? The answer was that we are against
the philosophy of "one world" and no differences.
Larry King suggested that it seemed to him a far reach from opposition
to one world and opposition to two young people
dating. Bob Jones demurred, but then insisted that neither he nor the
university was racist (the big tabu) and that the university
had that very day repealed the rule, since it was secondary and not
fundamental to their objective of promoting Christianity. I
suppose this shows that public protest makes some racists backtrack in
public, at least tactically. This should be a lesson for
conservative forces faced with the nightmare of a far right offensive
against them. But quite apart from the tactical shift, the fact
is nonetheless that the racism persists.

The albatross is around our necks. It is a fiend that plagues us.
Widerstand is a moral obligation. It cannot be intelligently and
usefully pursued without analysis, and it is the moral and intellectual
function of the social sciences to help in providing that
analysis. But just as it will require an enormous wrench on all our
parts to extirpate the racism within each of us, so it will
require an enormous wrench for social scientists to unthink the kind of
social science that has crippled us and create in its place
a more useful social science. I return to my original title, "Social
Science in an Age of Transition." In such an age, all of us can
have an enormous impact on what happens. In moments of structural
bifurcation, the fluctuations are wild, and small pushes
can have great consequences, as opposed to more normal, more stable
periods when big pushes can at best have small
consequences. This offers us an opportunity but also creates a moral
pressure. If at the end of the transition the world is not
manifestly better than it is now, and it could well not be, then we
shall have only ourselves to blame. The "we" are the members
of the Widerstand. The "we" are the social scientists. The "we" are all
ordinary, decent people.



1. UNESCO sponsored an entire series of such books.

2. Bartolom� de las Casas, Tr�s br�ve relations de la d�struction des
Indes, Paris: La D�couverte 1996 [1547], 52.

3. Angel Losada, "Ponencia sobre Fray Bartolom� de las Casas," in Las
Casas el la Politique des Droits de l'Homme
(Institut d'Etudes Politique d'Aix & Instituto de Cultura Hisp�nica,
Aix-en-Provence, 12-13-14 octobre 1974), Gardanne:
Imp. Esmenjaud, 1976, 22.

4. See Vidal Abril Castello, "Bartolom� de Las Casas, el �ltimo
Comunero," in Las Casas et la Politique des Droits de
l'Homme, op. cit.

5. Henry Mechoulan, "A propos de la notion de barbare chez Las Casas,"
Las Casas et la Politique des Droits de
l'Homme, op. cit., 179.

6. Alain Milhou, "Radicalisme chr�tien et utopie politique," in Las
Casas et la Politique des Droits de l'Homme, op. cit.,
166.

7. Helmut Andics, Ringstrassenwelt, Wien 1867-1887. Luegers Ansteig,
Wien: J�gend und Volk, 1983, 271.

8. Lueger also denounced Judensozi, Judeoliberalismus, and
Judenfreimaurer.

9. John W. Boyer, Political Radicalism in Late Imperial Vienna: Origins
of the Christian Social Movement, 1848-1897,
Chicago: Univ. of Chicago Press, 1981, xii.

10. See my "The French Revolution as a World-Historical Event,"
Unthinking Social Science, Cambridge: Polity Press,
1991, 7-22. [In German: "Die Franz�sische Revolution als welthistorische
Ereignis," Die Sozialwissenschaften
�kaputtdenken�, Weinheim: Beltz Athan�um Verlag, 1995, 12-30.]

11. Open the Social Sciences: Report of the Gulbenkian Commission on the
Restructuring of the Social Sciences,
Stanford: Stanford Univ. Press, 1996. The German translation is I.
Wallerstein u.a., Die Sozialwissenschaften �ffnen: Ein
Bericht der Gulbenkian Kommission zur Neustrukturierung der
Sozialwissenschaften, Frankfurt: Campus Verlag, 1996.

12. See S. Sideri, Trade and Power: Informal Colonialism in
Anglo-Portuguese Relations, Rotterdam: Rotterdam Univ.
Press, 1970.

13. See Ulf Strohmayer, "The Displaced, Deferred or was it Abandoned
Middle: Another Look at the
Idiographic-Nomothetic Distinction in the German Social Sciences,"
Review, XX, 3/4, Summer/Fall 1997, 279-344.

14. See Gary S. Becker, The Economics of Discrimination, 2nd ed.,
Chicago: Univ. of Chicago Press. 1971.

15. Max Weber, "Wissenschaft als Beruf," Gesamtausgabe, Bd. 17, hrsg.
von W. J. Mommsen u.a., T�bingen: M�hr, 1992,
251. "Not summer's bloom lies ahead of us, but rather a polar night of
icy darkness and hardness, no matter which group may
triumph externally now. Where there is nothing, not only the Kaiser but
also the proletarian has lost his rights. When this night
shall have slowly receded, who of those for whom spring apparently has
bloomed so luxuriously will be alive?" "Science as a
Vocation," in H.H. Gerth & C. Wright Mills, eds., From Max Weber: Essays
in Sociology, New York: Oxford Univ. Press,
1946, 128.

16. See, first of all, Ilya Prigogine, La fin des certitudes, Paris:
Odile Jacob, 1996. [In English: The End of Certainty, New
York: Free Press, 1997]

17. I have tried to do this in two recent works: Utopistics, or
Historical Choices for the Twenty-first Century, New York:
New Press, 1998; and T.K. Hopkins & I. Wallerstein, coords., The Age of
Transition: Trajectory of the World-System,
1945-2025, London: Zed Press, 1996.

18. See the report to be published in March, 200 by the United Nations
Population Division entitled "Replacement Migration:
Is It a Solution to Declining and Ageing Populations?" Austria is not
discussed in the report. But for Germany, the report
argues that merely in order to keep the size of their working age
population constant at 1995 levels, Germany would have to
admit 500,000 migrants per year each year from now to
--

Mine Aysen Doyran
PhD Student
Department of Political Science
SUNY at Albany
Nelson A. Rockefeller College
135 Western Ave.; Milne 102
Albany, NY 12222


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