Le Monde diplomatique

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October 2002

THE PATH TO WAR

How Saddam keeps power in Iraq
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Although Iraq has agreed to let UN weapons inspectors back
into the country, the United States still seems determined
to topple President Saddam Hussein's regime. So far, he has
defeated all internal opposition and maintained his grip on
power, despite the international embargo. Saddam has relied
on the country's various clans and tribes, at the expense of
the Baath party, which once had the main role in public
life.

by FALEH A JABAR *
_______________________________________________________

THE impending United States military campaign against
Iraq is reminiscent of the "death foretold" chronicled in
Gabriel García Márquez's novel - given the Bush
administration's longing for Saddam Hussein's
unconditional surrender. Yet overthrowing Saddam's regime
may well prove prohibitively expensive and could even
lead to chaos, because of his unique political system.
This has survived war against Iran (1980-1988) and
stinging military defeat in 1991, after Iraq's invasion
of Kuwait on 2 August 1990 and the outbreak of the Gulf
war. Saddam's political durability is no fluke: it is the
outcome of complex and carefully calculated plays for
power.

As a young man, Saddam Hussein admired Hitler's system of
government. His fondness for totalitarianism came from
his maternal uncle, Khairullah Tilfah (1). Stalin and
communism were subsequently Saddam's exemplars. He
tailored his system along Nazi and Stalinist lines,
though it had a number of new features. In keeping with
Nazi ideals, Iraq's Ba'ath party had four main pillars:
totalitarian ideology, single-party rule, a command
economy (nominally socialist), and firm control over the
media and the army.

Unlike the Nazi model, the Ba'ath version deployed Iraq's
traditional tribes and clans in key state institutions;
these groups still survive in the provinces and outlying
rural areas. Three strategic posts were set aside for the
ruling clan: the defence ministry, the party's military
bureau (al-maktab al-askari) and the National Security
Bureau (maktab al-amn al-qawmi). In the early years of
the regime, state tribalism (the ruler's employment of
his own tribesmen in state institutions) focused on the
tribe that made up the ruling elite: Albu Nasir and its
leading core, the al-Beijat clan. In later years other
junior tribal groups were admitted (2). This strategy,
based on fear, aimed to strengthen the regime's power
base, build a monolithic ruling elite, and stem the
schisms and power struggles that had plagued the army and
party politics between 1958 and 1970.

Oil revenues were another essential component of the
Ba'ath party system. Iraq's vast oil reserves enabled the
government to expand public services and social safety
nets. As a result, the Westernised middle classes took
advantage of expanded opportunities and prospered during
the oil boom that followed the October 1973 Arab-Israeli
war. The success of the upper classes exceeded all
expectations, despite the restrictions of the command
economy. In 1968 Iraq had 53 millionaire families,
measured in dinars (a dinar was then worth $3.10). There
were around 800 such households in 1980 and 3,000 by
1989. Salaried employees and property owners in the
middle and upper classes became powerful social forces.
They did not owe their prosperity to a free market
system; they were dependent on government employment and
contracts.

In the corridors of power and the newly ascendant clan
classes, tribal or kinship-based groups held strategic
positions. These clan classes maintained a tight grip on
the army, the Ba'ath party, the bureaucracy and business.
Their bonds were in shared ideology and economic
interests, together with intermarriage and the
glorification of kinship, in spite of official
anti-tribalism.

This totalitarian system brought together modern and
traditional elements. It sought to control the state's
power structures and the restless multi-ethnic and
multi-cultural masses. Iraq's Arab population are divided
between Sunnis and Shi'ites, while the Kurds form a
sizeable minority (see article Kurdistan: on the map at
last). This blend of the modern and the traditional has
been the primary source of the regime's longevity, as
well as its chief weakness.

In dealing with the cohesiveness and stability of the
ruling elite, the Ba'ath regime contrasted sharply with
its predecessors. These included General Abdul-Karim
Qassim (1958-1963), who relied on military discipline to
keep order, and Marshal Abdul-Salam Arif (1963-1968), who
married military discipline with blood ties to the
Jumailat clan. Both leaders failed to secure a stable
power base. The Ba'ath party added its own original
ingredients to the basic formula of army plus tribal
solidarity.

This new and complicated mixture took years to set since
its two sides were so contradictory. Modern party norms,
which the Ba'ath party ostensibly espoused as a socialist
and Arab nationalist party, did not make the party immune
to internal divisions. And these norms ended up
conflicting with tribal bonds, too.

In the regime's early years co-existence between the
Ba'ath party's civilian and military wings was uneasy;
and in the end, the military was confined to its
barracks. The tribal groups were fraught with internal
rivalries, and there were bloody fights over power and
wealth, but they did provide some cohesion. Clashes arose
when these opposing forces and political discourses were
forcibly joined. Still, there were the beginnings of a
peaceful co-existence. With each new crisis, reforms were
introduced to restore the balance of power. Such flexible
fine-tuning became Saddam Hussein's usual practice.

Secular nationalism had never supported the tribal
elites' traditional beliefs, yet it eventually
incorporated the tribal value system, based on lineage,
into its ideological fabric. With Iraq's oil revenues in
constant flux, primitive forms of economic control were
put in place.

Failure in Kuwait

Regional and global realities once encouraged
totalitarian nationalist systems, but this changed
dramatically after the fall of the Berlin Wall and the
end of single-party government in eastern Europe.

The Iran-Iraq conflict and the Gulf war led to constant
restructuring. During the eight years of war against
Iran's Islamic revolution, religion appeared on the
political agenda. Baghdad was particularly concerned with
Iraq's militant Shi'ite Muslims and their attitudes
toward Ayatollah Khomeini's Islamic republic. Weakened by
the long conflict with Iran, Iraq lost control over
traditional social groups in rural and provincial areas.
This weakness led to renewed tribalism.

The war devoured Iraq's $38bn surplus and left it with a
$50bn debt. The army's 1m soldiers grew restless. The war
generation longed for the prosperous civilian life it had
known in the past, the military seemed dangerously out of
control and the state's power structures and social
engineering mechanisms showed the strain. Against this
backdrop Iraq, in the hopes of restoring stability,
invaded Kuwait. But its defeat in 1991 led to chronic
structural crises.

The Iraqi state was seriously weakened. Reduced to almost
one-third of its pre-war size, the army was crippled by
insurrections that broke out in the north (Kurdistan) and
in the predominantly Shi'ite south. Military difficulties
increased when the US created two no-fly zones. Iraq's
security services, targeted by the uprisings in spring
1991, lost much of their database and many experienced
personnel.

The systems of ideological control - the structures of
the ruling party - also went into decline. Ba'ath party
membership, which peaked at 1.8m in 1990, had plunged by
40% by the 10th party congress in 1991, and continued to
drop before the 11th and 12th congresses in 1996 and
2001. Estrangement was most pronounced in the southern
cities of Basra and Nasiriya, in the central region
(including the cities of Hilla, Najaf and Karbala), and
in the capital. These losses reduced the Ba'ath party's
ability to manage the state and dominate society.

The sanctions on Iraq deprived the government of the huge
oil revenues it had enjoyed. As a result, GDP dropped by
75% from its 1982 level. Annual per capita income was
$4,219 in 1979, plunged to $485 in 1993 and has since
fallen to an estimated $300 today. Feeling the pinch, the
government raised taxes and printed more money. The
regime could no longer afford to bribe a large proportion
of Iraqi society, nor could it provide social services
nor finance the economy.

A new relationship between government and society is
taking shape. The Iraqi state stands to lose its monopoly
on social wealth. The planned economy, once supported by
oil revenues, is beginning to fracture. Market forces,
though still embryonic, have also been eroding state
power.

The salaried middle classes - once a key source of Ba'ath
support - have also fallen on hard times. Hyperinflation
has destroyed livelihoods as people struggle to get by on
meagre government benefits. The Iraqi dinar traded at
$3.10 before the war; in 1996 one dollar was worth 3,000
dinars. Exchange rates subsequently fluctuated between
2,000-1,200 dinars to the dollar before stabilising
around 2,000 dinars. To survive, people have been reduced
to selling their clothing, furniture, books, jewellery
and household utensils. Middle-class disillusion is so
profound that General Jabar Muhsin, the official Ba'ath
party ideologue and propagandist, has lamented "the
middle classes which we have lost" (3). Millions of
Iraqis are emigrating to Jordan, Europe and the US.

The revolutionary legitimacy that justified Iraq's
single-party system and command economy was hit hard by
the end of the Soviet Union and East European
single-party states, and the effects of limited
liberalisation in the Middle East.

The disastrous aftermath of two unnecessary wars
disconnected popular patriotism from official
nationalism, leading to massive dissent after the
government brutally quelled the 1991 uprisings. Ceasefire
conditions and UN Security Council resolutions saddled
the regime with unprecedented constraints and handicaps.
As a result, the ruling elite lost its grip on power and
the state was too frail to supervise the restless, if
segmented, urban masses. Schisms at the top were
inevitable, striking at the centre of the leading house,
al-Majid. Dissidence became epidemic within the party and
army. More than 1,500 high- and mid-level army officers
fled to the West while many Ba'ath party officials sought
asylum abroad.

A new survival strategy

Between 1991 and 2002 Saddam implemented a new survival
strategy to deal with these challenges. This had five
main objectives: restoring order to the leading tribal
house; restructuring the army; reviving tribes nationwide
to replace party organisations; updating the ideological
arsenal; and using new instruments of economic control.

The most daunting challenge was to restore order to the
ruling clan and solve the dilemma of presidential
succession. State tribalism depended on a broad alliance
of Sunni clans, concentrated around the Beijat clan. The
latter is divided into 10 branches, or sub-clans
(afkhad). Before 1968, these branches competed for
traditional local leadership. Since 1978 these struggles
have centred on national power. Despite professions of
solidarity, leadership shifted abruptly across the
branches, disrupting the clans and their relations with
the party and state. Seven out of 10 clans were severely
disrupted, leading to chain reactions.

Although he had effectively controlled the levers of
power for many years, Saddam became president in 1979,
replacing Hassan al-Bakr. This led to the demise of the
Albu Bakr sub-clan (from which Hassan al-Bakr came) and
the rise of Albu Ghafoor, Saddam's sub-clan.

The extended families of the Takrit clique suffered a
similar fate. In the 1980s Saddam relied heavily on his
kinsmen, divided into three core groups: his three
half-brothers (from the Albu Khattab sub-clan); Adnan
Khairulla Tilfah, his cousin, brother-in-law and
ex-defence minister (from the Albu Mussallat sub-clan);
and some elements from the house of al-Majid, a branch of
the president's Albu Ghafoor sub-clan. Other sub-clans,
such as General Omar Hazza's Albu Hazza, General Fadhil
Barrak's Albu Najam and Marshal Mahir Rasheed's Albu
Munim held significant but non-vital positions. These
three sub-clans fell out of favour during and after the
Iran-Iraq war: their leaders were executed and their
sub-clans marginalised.

Al-Majid's rise to power in the 1990s posed huge problems
since it infringed fundamental party and military norms:
efficiency, service record and seniority. Hussein Kamil
and Saddam Kamil both married daughters of Saddam.
Alongside Ali Hassan al-Majid, they respectively held the
military industries, the special services (jihaz al-khas)
and the defence ministry. Their cousins, including Rokan,
Saddam's aide-de-camp, have also held important posts.

With the rise of Saddam's two sons Udai and Qusai, the
house of al-Majid proved itself even less reliable than
its predecessors. The conflict came to a head when the
brothers Kamil defected to Jordan in 1995, only to return
to Iraq. They were executed in February 1996, as were
their father, mother and sister. This bloody episode
unsettled al-Majid and embarrassed Saddam. The president
disassociated himself from the al-Majid members that made
up his inner house, and decided to draw from his larger
sub-clan (Albu Ghafoor), which includes the house of Albu
Sultan. Kamal Mustapha (Albu Sultan's leading figure and
Saddam's cousin) was entrusted with the Republican Guard-
two corps, seven divisions, roughly one third of the
armed forces - the regime's real praetorian guards. Kamal
Mustapha's brother, Jamal, married Saddam's youngest
daughter. There is every indication that contacts between
the al-Majid and Albu Sultan houses are as tense as
relations between Saddam's sons.

As Saddam's chosen successor, Qusai was entrusted with
reorganising the intelligence and security services. In
2000 he was named presidential caretaker, ready to serve
as interim president if necessary. Qusai had previously
been appointed supervisor of the "Army of the Mother of
all Battles" (renamed the Republican Guard). In April
2001 he was elected to the party's regional leadership
(4). A new nucleus, centred round Kamal Mustafa and
Qusai, has been created.

Although it is showing signs of age, state tribalism -
the process of integrating the tribal lineages into the
state to consolidate the power of a fragile ruling elite
-is still operating. In contrast, the forces of social
tribalism revive, manipulate or invent tribal structures
by tapping into the cultural values and kinship networks
of rural migrants and provincial city dwellers.

The Ba'ath party saw and exploited Kurdish military
tribalism: as early as 1974 the chiefs (aghas) of the
Sorchy, Mezouri, Doski and Herki tribes were recruited as
mercenaries in the fight against Kurdish nationalism.
During the war with Iran, the Iraqi regime came to
appreciate the strength of the southern Arab tribes, who
fought the Iranian forces and were subsequently courted
by the central government. Another important development
in the late 1980s was the social rise of prominent tribal
leaders, made possible by the decline of modern civil
associations.

As the Ba'ath party's organisational structure grew
shakier, age-old kinship networks stepped in. Encouraged
by the government to take charge of law and order, old
tribal families took this task to heart. They
reconstructed many real tribes and invented new ones. In
1992 Saddam met tribal leaders in the presidential
palace, where he promised reconciliation and apologised
for previous land reforms. The tribal leaders raised
their banners and pledged allegiance to Saddam, reborn as
"chief of the chieftains". From that moment,
retribalisation rapidly spread nationwide.

Exempted from military service, the fabricated tribes
were provided with light weapons as well as transport and
communications equipment. The major tribes, mainly Sunni,
were given responsibility for national security; the
smaller ones were assigned local duties such as
maintaining law and order, settling disputes and
collecting taxes. The tribes were organised to operate as
extensions of the state organs. Their rebirth as powerful
social movements filled the void created by devastated
civil institutions and a damaged state, supposedly the
guarantor of law and order and the defender of life and
property. The revived or invented tribes operate in urban
centres, not their natural rural habitat. This is
endangering the fabric of an urbanised and cultured
society.

State tribalism and social tribalism come with many
auxiliaries of mobilisation and control, including
renovated ideology. Iraqi patriotism, with its references
to ancient history, was used alongside Arab patriotism to
draw in non-Arab ethnic groups. According to Ba'ath party
ideologues, the glorification of lineage - the definitive
tribal trait - was at the heart of Arabism; without
hereditary descent, Arab nationalism is meaningless.

Wahhabism, the strict Saudi version of orthodox Hanbalite
legal traditions, crossed Iraq's porous southern border
while the security services turned a blind eye. This
ideological newcomer was seen as a desirable alternative
to Shi'ite militancy.

The regime has endured for another crucial reason: under
economic sanctions, the regime oversees the oil-for-food
programme (5). To obtain food rations, people must
present special coupons, which have become instruments of
social manipulation. In the 1995 presidential election,
citizens were forced to vote if they wanted to remain
entitled to ration coupons; dissidents, and alleged
dissidents, are not entitled to them. Never has the
regime had such a powerful tool. These are the politics
of starvation. Upper-class support is secured by another
kind of bribery: market deregulation. Nightly, Baghdad's
elite establishments host old money and nouveaux riches.
The fantastic luxury of the Baghdad of the Arabian Nights
could not compare with their excesses.

This mix of nationalism, patriotism, tribalism and
Sunnism, with its provisions and its bribes, has enabled
the regime to survive and, until now, to overcome all
obstacles. If the US invades Iraq, who can foretell
Saddam's legacy?
____________________________________________________

* Research fellow at School of Politics and Sociology,
Birkbeck College, London University. Author of
Ayatollahs, Sufis and Ideologues, State, Religion and
Social Movements in Iraq and Tribes and Power (co-edited
with Hisham Dawod), both from Saqi Books, London 2002;
forthcoming: Shiism, State and Nation: Cultural
Identities in Iraq, also Saqi Books

Read also:
- Knowing and not knowing
- A question of human rights

(1) Tilfah was a staunch Arabist. His fiery speeches on
Radio Baghdad in 1941 (published in the 1970s) showed how
much he worshipped power, the Third Reich and Adolf
Hitler.

(2) Tribal structure: the tribes are divided into clans,
composed of sub-clans (afkhad). The sub-clans are then
divided into extended families (hamula or finda, meaning
breast), in turn made up of beit, translated here as
houses. Distinctions between hamula and beit blurred as
the tribal system broke down.

(3) Babil daily newspaper, Baghdad, 20 December 1994.

(4) The Ba'ath party's regional command is responsible
for Iraq. The national command, whose officials come from
different countries, oversees the entire Arab world.

(5) Adopted in 1995, UN Security Council Resolution 986
(known as oil for food) was finally accepted and signed
by Iraq on 20 May 1996 via a memorandum of agreement with
the UN. This allowed Iraq to export a maximum of $2bn in
oil every six months; this ceiling was raised to $5.2bn
in February 1998 and subsequently abolished. Oil revenues
flow into a special UN account, with 58% allocated for
imports of food, medicine and other civilian
expenditures; 13% is allocated to the three northern
provinces (Kurdistan) that remain outside central
government control. The rest is used to compensate
victims of the war in Kuwait (25%) and for expenses of
the embargo and UN operations, including the UN special
commission (Unscom) responsible for monitoring Iraq's
weapons. In September 2002 Baghdad increased its oil
exports to 914,000 barrels a day. This represents nearly
50% of its total estimated production capacity, against
33% in previous months.



Translated by Luke Sandford


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