re-posted from ISML list
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> THE STRATFOR WEEKLY
> 03 April 2003
>
> by Dr. George Friedman
>
> Baghdad
>
> Summary
>
> >From the beginning of the war-planning process, Baghdad posed the
> greatest challenge. The United States does not want to fight an
> urban battle, but the conquest of Iraq cannot be complete without
> the fall of Baghdad. The initial U.S. action -- trying to kill
> Saddam Hussein -- was designed to trigger a political
> capitulation that would make a battle for Baghdad unnecessary; it
> didn't. Iraqi resistance may collapse simply out from attacks and
> internal weakness. But if this doesn't happen, three war-fighting
> models will be available. One is the fall of Paris in 1944 -- the
> favored U.S. strategy. The second is the siege of Budapest in
> 1944-45 -- six weeks of encirclement and bombardment, with
> civilian casualties. The third is the fall of Berlin in 1945,
> with the attackers losing almost 80,000 men in three days. Berlin
> is out of the question. Paris is the model the United States
> wants, but the danger is that it will slip into a Budapest mode.
>
> Analysis
>
> Any discussion of the war in Iraq has always turned on the
> conquest of Baghdad. The capital city is the heart of Iraq. It is
> the country's political, administrative and structural center.
> The fall of Baghdad does not necessarily mean that all resistance
> will immediately end in the rest of Iraq. However, without the
> fall of Baghdad, this war cannot end. The fall of Baghdad has
> always been the central challenge facing U.S. war planners.
>
> Baghdad is a world-class city in terms of size and population,
> with more than 5 million people. The U.S. Army has never taken a
> city of this size in the face of significant opposition. Few
> armies have done so. In direct assault, capturing a large city
> against resistance tends to cause large casualties among the
> attacking forces. In 1945, the Red Army had Berlin completely
> surrounded; it had complete air superiority and massed artillery.
> The city was held by the defeated remnants of the German army,
> including large contingents of young boys and old men poorly
> armed and ill-trained. The Soviets were battle-hardened veterans.
> Moreover, the Soviets had no compunctions about nor political
> liabilities attached to causing massive casualties among the
> civilian population. They controlled the pattern and tempo of the
> offensive. Nevertheless, in the direct assault on Berlin, the
> experienced Soviet forces suffered nearly 80,000 dead and close
> to a quarter-million wounded in about three days of fighting.
>
> There are other strategies for subduing large cities. In 1944-45,
> the Red Army surrounded Budapest for six weeks, pounding it with
> artillery fire and aerial bombardment, before entering the city.
> By the time Soviet forces entered the heart of the city,
> resistance had collapsed. The siege took weeks and cost countless
> civilian lives, but Soviet losses were relatively light, compared
> to other battles fought.
>
> Other battles for cities ended poorly for the attacker: The
> Germans failed to take either Leningrad or Stalingrad after
> investing heavily in both battles. The point is that urban
> warfare is one of the most difficult exercises in warfare, and
> most armies avoid direct assaults on cities, since these are
> risky operations and almost invariably carry high casualty rates.
> This is particularly true in large cities. Moreover, in a war in
> which civilian casualties represent a significant political
> consideration, an assault on a city is generally to be avoided.
>
> The United States did take one world-class city in its history:
> Paris in 1944. It took the city with very light casualties to
> either its forces or to the civilian population, despite the fact
> that German troops had garrisoned the city. The key was
> political, not military. The German high command had ordered that
> troops resist and that they carry out a scorched-earth policy, in
> which defeat would mean the catastrophic destruction of the city.
> The local German commanders neither resisted nor carried out the
> order. Rather, they capitulated. The United States was able to
> occupy the city without assaulting it. Indeed, if an assault had
> been necessary, Eisenhower would have insisted on bypassing
> Paris. He was not about to engage in high-intensity conflict in a
> city the size of Paris.
>
> Paris was as much about politics as about warfare. The German
> commanders in Paris command were disaffected with the German
> political leadership. They were certain that the war was lost.
> Neither the commanders nor the troops were eager to die for a
> hopeless cause, and the commanders were aware that not only would
> the Allies hold them accountable for the destruction of Paris,
> but that a peaceful capitulation of Paris would put them in an
> excellent position in a postwar world dominated by the United
> States and its allies. The negotiations that occurred took place
> not between the Allied high command and the German commanders,
> but between resistance leaders in Paris and the garrison
> commander. However, the key decision was made autonomously by the
> local German command: Officers calculated their own interests and
> decided not to resist. The negotiations were more about the
> script of surrender than the surrender itself.
>
> Gen. Tommy Franks is no more eager to go into Baghdad than
> Eisenhower was to go into Paris in 1944. Like Eisenhower, he does
> not want to put his forces into a potential urban meat-grinder.
> Like Eisenhower, he is under heavy political pressure to solve
> the problem without massive civilian casualties or the
> destruction of the city. Like Eisenhower, he has no appealing
> choices: Direct combat, starving the city to surrender, unlimited
> bombardment or a combination of the three are all unacceptable
> options.
>
> For the United States, the ideal solution in Baghdad would be for
> Iraqi troops to choose not to resist. Thus far, Iraqi forces have
> demonstrated minimal competence. They have not been completely
> incompetent, as some had forecast, nor have they been highly
> competent. They have executed no effective counterattacks by
> cutting supply lines or isolating U.S. forces. They have not once
> taken the strategic or operational initiative away from the
> coalition. What they have done is demonstrated that, under
> certain circumstances, some units -- particularly in urban
> settings -- will hold their positions and return fire. In urban
> warfare, this minimal competence is sufficient to pose serious
> challenges to taking and pacifying a city like Baghdad.
>
> This is why the United States has been obsessed from the
> beginning with reaching a political solution. For Washington,
> avoiding resistance in Baghdad has always been a primary
> consideration. The decapitation strike against Saddam Hussein on
> the first night of the war was intended to trigger a political
> evolution in which the Iraqis would choose not to fight anywhere,
> but in particular would choose not to fight in Baghdad. The
> attempt failed but was certainly worth making, given what is now
> at stake.
>
> The United States is facing the very real possibility that there
> will be resistance in Baghdad. Given that the troops in Baghdad -
> - the Special Republican Guard -- are reputed to be highly
> motivated and that they are being joined by other army and
> Republican Guard units, a direct assault on Baghdad would appear
> to violate just about every requirement in the U.S. war goals:
>
> 1. It could result in heavy coalition casualties.
>
> 2. It could result in massive civilian casualties.
>
> 3. It could result in massive damage to Baghdad's infrastructure,
> up to and including rendering the city uninhabitable for a period
> of time.
>
> None of these are acceptable outcomes, given what appear to be
> the parameters that have been laid down for the war.
>
> For the United States, therefore, the Paris solution remains the
> most attractive option -- if it is available. The problem is that
> Paris was hundreds of miles from Berlin, and the local commanders
> were not collocated with the political leadership. Baghdad is
> more like Berlin than Paris: The ability of regional commanders
> to decide not to fight is limited by the power of the political
> personalities that are located only a few miles away from them.
> The simple geography of power makes the Paris option difficult to
> execute, even if Iraqi commanders wanted to try it.
>
> If there is any hope of the Paris strategy working, it is
> essential that the direct commanders of Iraqi divisions and
> brigades -- and their troops -- conclude that defeat is certain.
> So long as they retain anywhere in their minds the idea that the
> United States will, in the end, negotiate a cease-fire with the
> existing regime, no Paris solution is conceivable. Every
> commander will know that holding back would mean his own death.
> The commanders must believe that their choice is between certain
> defeat and death, and managed defeat and life.
>
> It becomes even more difficult: It is essential that the
> commanders reach this conclusion by themselves, without an
> internal conspiracy or communications with the coalition.
> Hussein's counterintelligence and security apparatus appears to
> be functioning extremely well. Any commander will have to assume
> that all conspiracies will be penetrated. In Paris, what little
> negotiation that occurred went on with the local resistance. More
> important, some Gestapo officials in Paris had reached the same
> conclusion as the military commanders and also were trying to
> find exit strategies. With the security apparatus in the hands of
> Hussein's son, however, that is unlikely to happen in Baghdad.
>
> The possibility that the Iraqi president is dead appears to be
> irrelevant. If he is alive, he remains a dangerous figure to
> those around him. If he is dead, his son has taken over and is in
> effective control. Therefore, in order for capitulation without
> resistance to occur, it is essential that the security apparatus
> be dismantled. That is obviously being tried, with the air
> assault focusing on this apparatus -- but as we have learned, the
> Iraqi infrastructure is more robust and resilient than it was in
> 1991.
>
> At this moment, there is no reason to believe that there will be
> no resistance in Baghdad. Undoubtedly, CENCTOM and the CIA are
> working intensely to cripple the security apparatus and to
> provide military commanders enough room to maneuver so that they
> might save themselves. But it is not clear that this will work --
> and it is not clear that if it does work, the field commanders
> would opt for a Paris solution.
>
> One of the factors on the U.S. side is time. From a military
> standpoint -- and really from a political standpoint as well now
> -- the United States is not under heavy pressure to end the
> conflict quickly. The coalition has time to bring up forces,
> continue to attack Baghdad's infrastructure and to create the
> sense of doom and inevitability that was the foundation of the
> capitulation of Paris. Whatever the mood is in Baghdad now, it
> will evolve.
>
> However, the United States must be careful not to slip from a
> Paris strategy to a Budapest strategy. Siege and bombardment
> achieved a Soviet victory, but it was in an environment in which
> the political consequences of massive civilian casualties and
> massive infrastructure damage were not a consideration. If U.S.
> commanders slide into a Budapest strategy, they will, at the very
> least, have to accept a humanitarian disaster. A Budapest
> strategy is a slippery slope that could even slide into the
> ultimate unacceptable outcome: a Berlin strategy.
>
> Now, it is possible that the Iraqis are so delicately balanced
> that a sudden attack by airborne, airmobile and armored groups --
> coupled with actions by covert forces already in Baghdad -- will
> bring the regime and the military crashing down. However, unless
> there is some unique intelligence in Washington pointing to
> underlying weakness in Baghdad, a "Hail Mary" pass designed to
> bring the war to a rapid conclusion is something for which
> CENTCOM at least has no real appetite. It could result in the
> airborne forces being chewed up along with now-revealed covert
> forces, while armor is blocked. The risk would be worth it if
> time were not on the coalition's side, but since it is, there is
> no need.
>
> Therefore, although coalition forces are certainly on the
> doorstep of Baghdad, it is a pretty high step. At the very least,
> the coalition will want to lay the groundwork for any offensive
> into Baghdad. In fact, the last thing that the coalition wants is
> such an offensive: One look at the British forces in Basra will
> reveal coalition feelings about urban fighting, even in a much
> smaller city.
>
> The United States therefore has a difficult problem. In order to
> create a sense of inevitable doom, it must convince elements in
> Baghdad that the coalition is prepared to go to any lengths to
> secure victory. At the very least, it must completely surround
> and cut Baghdad off from the world. On the other hand, it cannot
> impose a Budapest-type blockade and choke off the city. It is not
> clear how the United States will balance between appearing to be
> utterly ferocious without creating a humanitarian crisis. And
> without that humanitarian crisis, it is not clear how it will
> convince Iraqi field commanders that managed capitulation will
> not be signing their own death warrants.
>
> The United States badly wants Paris and not Berlin to be the
> model in Baghdad's fall. The military might have a way to assault
> and subdue Baghdad that does not pose the risk of bogging down in
> urban warfare and does not require the political cooperation of
> Iraqi commanders. Several ways are possible, but all assume that
> the appetite within the Iraqi army for resistance is minimal --
> and that is simply no longer an assumption on which an operation
> can be based.
>
> We therefore expect prudence and caution from the coalition
> around Baghdad. The rush to Baghdad was well-executed and
> involved well-calculated and carefully thought out risks. The war
> to date has been an interesting combination of audacity and
> prudence, with Franks picking the time for each. In Baghdad, the
> same combination will be needed. Franks needs to know whether and
> how intensely the Iraqis will resist and he, as a prudent
> general, must begin by working from the worst-case scenario:
> intense resistance.
>
> U.S. forces will probe the edges of Baghdad, trying to get a
> sense of Iraqi intentions and capabilities. If weakness is
> discovered, U.S. forces will advance -- never irrevocably, never
> taking the chance of being trapped inside a hostile urban
> environment. If resistance appears too vigorous, Franks has time
> to execute at least a modified Budapest maneuver, surrounding the
> city and pressuring it. The crisis will come when the city is
> balanced between humanitarian disaster and the option of massive
> bombardment. The Russians chose bombardment of Budapest from the
> beginning. Carrying out an assault on a major city -- constrained
> by rules requiring that massive civilian casualties be avoided --
> will be an enormous challenge to Franks.
>
> >From his point of view, Paris is a much better place to be than
> Budapest.

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