(In the 3 judge panel that came down with the ruling that he must turn 
over the name, 2 judges were Obama appointees, the third a Bush 
appointee. It was the Bush appointee who voted in favor of his right to 
maintain his source's confidentiality.)

NY Times July 19, 2013
Court Tells Reporter to Testify in Case of Leaked C.I.A. Data
By CHARLIE SAVAGE

WASHINGTON — In a major ruling on press freedoms, a divided federal 
appeals court on Friday ruled that James Risen, an author and a reporter 
for The New York Times, must testify in the criminal trial of a former 
Central Intelligence Agency official charged with providing him with 
classified information.

In a 118-page set of opinions, two members of a three-judge panel for 
the United States Court of Appeals for the Fourth Circuit, in Richmond, 
Va., ruled that the First Amendment does not protect reporters who 
receive unauthorized leaks from being forced to testify against the 
people suspected of leaking to them. A district court judge who had 
ruled in Mr. Risen’s case had said that it did.

“Clearly, Risen’s direct, firsthand account of the criminal conduct 
indicted by the grand jury cannot be obtained by alternative means, as 
Risen is without dispute the only witness who can offer this critical 
testimony,” wrote Chief Judge William Byrd Traxler Jr., who was joined 
by Judge Albert Diaz in Friday’s ruling.

Mr. Risen has vowed to go to prison rather than testify about his 
sources and to carry any appeal as far as the Supreme Court. But some 
legal specialists said an appeal to the full appeals court was a likely 
first step. Mr. Risen referred a request to comment to his lawyer, Joel 
Kurtzberg, who wrote in an e-mail: “We are disappointed by and disagree 
with the court’s decision. We are currently evaluating our next steps.”

Judge Roger Gregory, the third member of the panel, filed a vigorous 
dissent, portraying his colleagues’ decision as “sad” and a serious 
threat to investigative journalism.

“Under the majority’s articulation of the reporter’s privilege, or lack 
thereof, absent a showing of bad faith by the government, a reporter can 
always be compelled against her will to reveal her confidential sources 
in a criminal trial,” he wrote. “The majority exalts the interests of 
the government while unduly trampling those of the press, and in doing 
so, severely impinges on the press and the free flow of information in 
our society.”

Friday’s ruling establishes a precedent that applies only to the Fourth 
Circuit, but that circuit includes Maryland and Virginia, where most 
national security agencies like the Pentagon and the Central 
Intelligence Agency are. As a result, if it stands, it could have a 
significant impact on investigative journalism about national security 
matters.

It has long been unclear whether the Constitution protects reporters 
from being forced to testify against their sources in criminal trials. 
The principal Supreme Court precedent in that area, which is more than 
40 years old, concerns grand jury investigations, not trials, and many 
legal scholars consider its reasoning to be ambiguous.

“We agree with the decision,” said Peter Carr, a Justice Department 
spokesman. “We are examining the next steps in the prosecution of this 
case.”

The ruling was awkwardly timed for the Obama administration.

Attorney General Eric H. Holder Jr. has portrayed himself as trying to 
rebalance the department’s approach to leak investigations in response 
to the furor over its aggressive investigative tactics, like subpoenaing 
Associated Press reporters’ phone records and portraying a Fox News 
reporter as a criminal conspirator in order to obtain a warrant for his 
e-mails.

Last week, Mr. Holder announced new guidelines for leak investigations 
that significantly tightened the circumstances in which reporters’ 
records could be obtained. He also reiterated the Obama administration’s 
proposal to revive legislation to create a federal media shield law that 
in some cases would allow judges to quash subpoenas for reporters’ 
testimony, as many states have.

“It’s very disappointing that as we are making such good progress with 
the attorney general’s office and with Congress, in getting them to 
recognize the importance of a reporter’s privilege, the Fourth Circuit 
has taken such a big step backwards,” said Gregg Leslie, the legal 
defense director for the Reporters Committee for Freedom of the Press.

Mr. Risen is a national security reporter for The Times, but the case 
revolves around material he published in his 2006 book, “State of War,” 
not in the newspaper. A chapter in the book recounted efforts by the 
C.I.A. in the Clinton administration to trick Iranian scientists by 
having a Russian defector give them blueprints for a nuclear triggering 
device that had been altered with an error. The chapter portrays the 
operation as reckless and botched in a way that could have helped the 
Iranians gain accurate information.

In December 2010, a former C.I.A. officer, Jeffrey Sterling, was accused 
of being Mr. Risen’s source and indicted on Espionage Act charges. His 
is one of seven leak-related cases brought so far by the Obama 
administration, compared with three under all previous presidents combined.

The appeals court’s ruling, which came more than a year after it heard 
oral arguments in the case, reversed a decision in 2011 by Judge Leonie 
M. Brinkema of Federal District Court in Alexandria, Va., who had 
sharply limited what prosecutors could ask Mr. Risen about his sources. 
She had written that he was protected by a limited “reporter’s 
privilege” under the First Amendment, but the Obama administration 
argued that such a reporter’s privilege did not exist, and appealed.

A coalition of more than two dozen media organizations, including The 
Times and Fox News, filed a friend-of-the-court brief in the case 
arguing that a qualified reporter’s privilege — allowing judges to 
protect reporters from testifying under some circumstances — was crucial 
for the “dissemination of news and information to the public.”

On Friday, Judges Traxler and Diaz agreed with the Obama administration.

“There is no First Amendment testimonial privilege, absolute or 
qualified, that protects a reporter from being compelled to testify by 
the prosecution or the defense in criminal proceedings about criminal 
conduct that the reporter personally witnessed or participated in, 
absent a showing of bad faith, harassment, or other such non-legitimate 
motive, even though the reporter promised confidentiality to his 
source,” Judge Traxler wrote.

The majority based its ruling on a 1972 Supreme Court decision, 
Branzburg v. Hayes, which rejected an effort by a reporter to avoid 
testifying before a grand jury. Mr. Risen’s lawyers had argued that the 
5-4 ruling was ambiguous and left room open for Judge Brinkema to shield 
him from testifying in the criminal trial. In his dissent on Friday, 
Judge Gregory said that he would recognize a qualified reporter’s 
privilege in criminal cases. He also argued that prosecutors had enough 
other evidence to make their case without Mr. Risen’s testimony.

“Whatever the limits of who may claim reporter’s privilege, it is clear 
that Risen — a full-time reporter for a national news publication, The 
New York Times — falls into the category of people who should be 
eligible to invoke the privilege,” he wrote.

Judge Traxler was appointed by President Bill Clinton and Judge Diaz by 
President Obama. Judge Gregory was given a recess appointment by Mr. 
Clinton, and then renominated by President George W. Bush.

Over the past three decades, nearly two dozen journalists have been 
jailed in the United States for refusing to testify or disclose sources 
or other types of reporting information, according to a list maintained 
by Reporters Committee for Freedom of the Press.

In 2005, a New York Times reporter, Judith Miller, was jailed for 85 
days for refusing to testify about sources in the investigation into who 
leaked the identity of a C.I.A. officer, Valerie Plame Wilson. She was 
released after her source, I. Lewis Libby, Vice President Dick Cheney’s 
chief of staff, released her from the confidentiality agreement, and she 
testified before a grand jury.
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