cloud-fan commented on code in PR #38799:
URL: https://github.com/apache/spark/pull/38799#discussion_r1046827770


##########
sql/core/src/main/scala/org/apache/spark/sql/execution/window/WindowGroupLimitExec.scala:
##########
@@ -0,0 +1,251 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *    http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.spark.sql.execution.window
+
+import org.apache.spark.rdd.RDD
+import org.apache.spark.sql.catalyst.InternalRow
+import org.apache.spark.sql.catalyst.expressions.{Ascending, Attribute, 
DenseRank, Expression, Rank, RowNumber, SortOrder, UnsafeProjection, UnsafeRow}
+import org.apache.spark.sql.catalyst.expressions.codegen.GenerateOrdering
+import org.apache.spark.sql.catalyst.plans.physical.{AllTuples, 
ClusteredDistribution, Distribution, Partitioning}
+import org.apache.spark.sql.execution.{SparkPlan, UnaryExecNode}
+
+sealed trait WindowGroupLimitMode
+
+case object Partial extends WindowGroupLimitMode
+
+case object Final extends WindowGroupLimitMode
+
+/**
+ * This operator is designed to filter out unnecessary rows before WindowExec
+ * for top-k computation.
+ * @param partitionSpec Should be the same as [[WindowExec#partitionSpec]]
+ * @param orderSpec Should be the same as [[WindowExec#orderSpec]]
+ * @param rankLikeFunction The function to compute row rank, should be 
RowNumber/Rank/DenseRank.
+ */
+case class WindowGroupLimitExec(
+    partitionSpec: Seq[Expression],
+    orderSpec: Seq[SortOrder],
+    rankLikeFunction: Expression,
+    limit: Int,
+    mode: WindowGroupLimitMode,
+    child: SparkPlan) extends UnaryExecNode {
+
+  override def output: Seq[Attribute] = child.output
+
+  override def requiredChildDistribution: Seq[Distribution] = mode match {
+    case Partial => super.requiredChildDistribution
+    case Final =>
+      if (partitionSpec.isEmpty) {
+        AllTuples :: Nil
+      } else {
+        ClusteredDistribution(partitionSpec) :: Nil
+      }
+  }
+
+  override def requiredChildOrdering: Seq[Seq[SortOrder]] =
+    Seq(partitionSpec.map(SortOrder(_, Ascending)) ++ orderSpec)
+
+  override def outputOrdering: Seq[SortOrder] = child.outputOrdering
+
+  override def outputPartitioning: Partitioning = child.outputPartitioning
+
+  protected override def doExecute(): RDD[InternalRow] = rankLikeFunction 
match {
+    case _: RowNumber =>
+      child.execute().mapPartitions(SimpleGroupLimitIterator(partitionSpec, 
output, _, limit))
+    case _: Rank =>
+      child.execute().mapPartitions(
+        RankGroupLimitIterator(partitionSpec, output, _, orderSpec, limit))
+    case _: DenseRank =>
+      child.execute().mapPartitions(
+        DenseRankGroupLimitIterator(partitionSpec, output, _, orderSpec, 
limit))
+  }
+
+  override protected def withNewChildInternal(newChild: SparkPlan): 
WindowGroupLimitExec =
+    copy(child = newChild)
+}
+
+abstract class WindowIterator extends Iterator[InternalRow] {
+
+  def partitionSpec: Seq[Expression]
+
+  def output: Seq[Attribute]
+
+  def stream: Iterator[InternalRow]
+
+  val grouping = UnsafeProjection.create(partitionSpec, output)
+
+  // Manage the stream and the grouping.
+  var nextRow: UnsafeRow = null
+  var nextGroup: UnsafeRow = null
+  var nextRowAvailable: Boolean = false
+  protected[this] def fetchNextRow(): Unit = {
+    nextRowAvailable = stream.hasNext
+    if (nextRowAvailable) {
+      nextRow = stream.next().asInstanceOf[UnsafeRow]
+      nextGroup = grouping(nextRow)
+    } else {
+      nextRow = null
+      nextGroup = null
+    }
+  }
+  fetchNextRow()
+
+  // Whether or not the rank exceeding the window group limit value.
+  def exceedingLimit(): Boolean
+
+  // Increase the rank value.
+  def increaseRank(): Unit
+
+  // Clear the rank value.
+  def clearRank(): Unit
+
+  var bufferIterator: Iterator[InternalRow] = _
+
+  private[this] def fetchNextPartition(): Unit = {
+    clearRank()
+    bufferIterator = createGroupIterator()
+  }
+
+  override final def hasNext: Boolean =
+    (bufferIterator != null && bufferIterator.hasNext) || nextRowAvailable
+
+  override final def next(): InternalRow = {
+    // Load the next partition if we need to.
+    if ((bufferIterator == null || !bufferIterator.hasNext) && 
nextRowAvailable) {
+      fetchNextPartition()
+    }
+
+    if (bufferIterator.hasNext) {
+      bufferIterator.next()
+    } else {
+      throw new NoSuchElementException
+    }
+  }
+
+  private def createGroupIterator(): Iterator[InternalRow] = {
+    new Iterator[InternalRow] {
+      // Before we start to fetch new input rows, make a copy of nextGroup.
+      val currentGroup = nextGroup.copy()
+
+      def hasNext: Boolean = {
+        if (nextRowAvailable) {
+          if (exceedingLimit() && nextGroup == currentGroup) {
+            do {
+              fetchNextRow()
+            } while (nextRowAvailable && nextGroup == currentGroup)
+          }
+          nextRowAvailable && nextGroup == currentGroup
+        } else {
+          nextRowAvailable
+        }
+      }
+
+      def next(): InternalRow = {
+        val currentRow = nextRow.copy()
+        increaseRank()
+        fetchNextRow()
+        currentRow
+      }
+    }
+  }
+}
+
+case class SimpleGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    limit: Int) extends WindowIterator {
+  var count = 0
+
+  override def exceedingLimit(): Boolean = {
+    count >= limit
+  }
+
+  override def increaseRank(): Unit = {
+    count += 1
+  }
+
+  override def clearRank(): Unit = {
+    count = 0
+  }
+}
+
+case class RankGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    orderSpec: Seq[SortOrder],
+    limit: Int) extends WindowIterator {
+  val ordering = GenerateOrdering.generate(orderSpec, output)
+  var count = 0
+  var rank = 0
+  var currentRank: UnsafeRow = null
+
+  override def exceedingLimit(): Boolean = {
+    rank >= limit
+  }
+
+  override def increaseRank(): Unit = {
+    if (count == 0) {
+      currentRank = nextRow.copy()
+    } else {
+      if (ordering.compare(currentRank, nextRow) != 0) {
+        rank = count
+        currentRank = nextRow.copy()
+      }
+    }
+    count += 1
+  }
+
+  override def clearRank(): Unit = {
+    count = 0
+    rank = 0
+    currentRank = null
+  }
+}
+
+case class DenseRankGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    orderSpec: Seq[SortOrder],
+    limit: Int) extends WindowIterator {
+  val ordering = GenerateOrdering.generate(orderSpec, output)
+  var rank = 0

Review Comment:
   We can move `var rand = 0` to the parent class, then we don't need to add 
`def exceedingLimit`



##########
sql/core/src/main/scala/org/apache/spark/sql/execution/window/WindowGroupLimitExec.scala:
##########
@@ -0,0 +1,251 @@
+/*
+ * Licensed to the Apache Software Foundation (ASF) under one or more
+ * contributor license agreements.  See the NOTICE file distributed with
+ * this work for additional information regarding copyright ownership.
+ * The ASF licenses this file to You under the Apache License, Version 2.0
+ * (the "License"); you may not use this file except in compliance with
+ * the License.  You may obtain a copy of the License at
+ *
+ *    http://www.apache.org/licenses/LICENSE-2.0
+ *
+ * Unless required by applicable law or agreed to in writing, software
+ * distributed under the License is distributed on an "AS IS" BASIS,
+ * WITHOUT WARRANTIES OR CONDITIONS OF ANY KIND, either express or implied.
+ * See the License for the specific language governing permissions and
+ * limitations under the License.
+ */
+
+package org.apache.spark.sql.execution.window
+
+import org.apache.spark.rdd.RDD
+import org.apache.spark.sql.catalyst.InternalRow
+import org.apache.spark.sql.catalyst.expressions.{Ascending, Attribute, 
DenseRank, Expression, Rank, RowNumber, SortOrder, UnsafeProjection, UnsafeRow}
+import org.apache.spark.sql.catalyst.expressions.codegen.GenerateOrdering
+import org.apache.spark.sql.catalyst.plans.physical.{AllTuples, 
ClusteredDistribution, Distribution, Partitioning}
+import org.apache.spark.sql.execution.{SparkPlan, UnaryExecNode}
+
+sealed trait WindowGroupLimitMode
+
+case object Partial extends WindowGroupLimitMode
+
+case object Final extends WindowGroupLimitMode
+
+/**
+ * This operator is designed to filter out unnecessary rows before WindowExec
+ * for top-k computation.
+ * @param partitionSpec Should be the same as [[WindowExec#partitionSpec]]
+ * @param orderSpec Should be the same as [[WindowExec#orderSpec]]
+ * @param rankLikeFunction The function to compute row rank, should be 
RowNumber/Rank/DenseRank.
+ */
+case class WindowGroupLimitExec(
+    partitionSpec: Seq[Expression],
+    orderSpec: Seq[SortOrder],
+    rankLikeFunction: Expression,
+    limit: Int,
+    mode: WindowGroupLimitMode,
+    child: SparkPlan) extends UnaryExecNode {
+
+  override def output: Seq[Attribute] = child.output
+
+  override def requiredChildDistribution: Seq[Distribution] = mode match {
+    case Partial => super.requiredChildDistribution
+    case Final =>
+      if (partitionSpec.isEmpty) {
+        AllTuples :: Nil
+      } else {
+        ClusteredDistribution(partitionSpec) :: Nil
+      }
+  }
+
+  override def requiredChildOrdering: Seq[Seq[SortOrder]] =
+    Seq(partitionSpec.map(SortOrder(_, Ascending)) ++ orderSpec)
+
+  override def outputOrdering: Seq[SortOrder] = child.outputOrdering
+
+  override def outputPartitioning: Partitioning = child.outputPartitioning
+
+  protected override def doExecute(): RDD[InternalRow] = rankLikeFunction 
match {
+    case _: RowNumber =>
+      child.execute().mapPartitions(SimpleGroupLimitIterator(partitionSpec, 
output, _, limit))
+    case _: Rank =>
+      child.execute().mapPartitions(
+        RankGroupLimitIterator(partitionSpec, output, _, orderSpec, limit))
+    case _: DenseRank =>
+      child.execute().mapPartitions(
+        DenseRankGroupLimitIterator(partitionSpec, output, _, orderSpec, 
limit))
+  }
+
+  override protected def withNewChildInternal(newChild: SparkPlan): 
WindowGroupLimitExec =
+    copy(child = newChild)
+}
+
+abstract class WindowIterator extends Iterator[InternalRow] {
+
+  def partitionSpec: Seq[Expression]
+
+  def output: Seq[Attribute]
+
+  def stream: Iterator[InternalRow]
+
+  val grouping = UnsafeProjection.create(partitionSpec, output)
+
+  // Manage the stream and the grouping.
+  var nextRow: UnsafeRow = null
+  var nextGroup: UnsafeRow = null
+  var nextRowAvailable: Boolean = false
+  protected[this] def fetchNextRow(): Unit = {
+    nextRowAvailable = stream.hasNext
+    if (nextRowAvailable) {
+      nextRow = stream.next().asInstanceOf[UnsafeRow]
+      nextGroup = grouping(nextRow)
+    } else {
+      nextRow = null
+      nextGroup = null
+    }
+  }
+  fetchNextRow()
+
+  // Whether or not the rank exceeding the window group limit value.
+  def exceedingLimit(): Boolean
+
+  // Increase the rank value.
+  def increaseRank(): Unit
+
+  // Clear the rank value.
+  def clearRank(): Unit
+
+  var bufferIterator: Iterator[InternalRow] = _
+
+  private[this] def fetchNextPartition(): Unit = {
+    clearRank()
+    bufferIterator = createGroupIterator()
+  }
+
+  override final def hasNext: Boolean =
+    (bufferIterator != null && bufferIterator.hasNext) || nextRowAvailable
+
+  override final def next(): InternalRow = {
+    // Load the next partition if we need to.
+    if ((bufferIterator == null || !bufferIterator.hasNext) && 
nextRowAvailable) {
+      fetchNextPartition()
+    }
+
+    if (bufferIterator.hasNext) {
+      bufferIterator.next()
+    } else {
+      throw new NoSuchElementException
+    }
+  }
+
+  private def createGroupIterator(): Iterator[InternalRow] = {
+    new Iterator[InternalRow] {
+      // Before we start to fetch new input rows, make a copy of nextGroup.
+      val currentGroup = nextGroup.copy()
+
+      def hasNext: Boolean = {
+        if (nextRowAvailable) {
+          if (exceedingLimit() && nextGroup == currentGroup) {
+            do {
+              fetchNextRow()
+            } while (nextRowAvailable && nextGroup == currentGroup)
+          }
+          nextRowAvailable && nextGroup == currentGroup
+        } else {
+          nextRowAvailable
+        }
+      }
+
+      def next(): InternalRow = {
+        val currentRow = nextRow.copy()
+        increaseRank()
+        fetchNextRow()
+        currentRow
+      }
+    }
+  }
+}
+
+case class SimpleGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    limit: Int) extends WindowIterator {
+  var count = 0
+
+  override def exceedingLimit(): Boolean = {
+    count >= limit
+  }
+
+  override def increaseRank(): Unit = {
+    count += 1
+  }
+
+  override def clearRank(): Unit = {
+    count = 0
+  }
+}
+
+case class RankGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    orderSpec: Seq[SortOrder],
+    limit: Int) extends WindowIterator {
+  val ordering = GenerateOrdering.generate(orderSpec, output)
+  var count = 0
+  var rank = 0
+  var currentRank: UnsafeRow = null
+
+  override def exceedingLimit(): Boolean = {
+    rank >= limit
+  }
+
+  override def increaseRank(): Unit = {
+    if (count == 0) {
+      currentRank = nextRow.copy()
+    } else {
+      if (ordering.compare(currentRank, nextRow) != 0) {
+        rank = count
+        currentRank = nextRow.copy()
+      }
+    }
+    count += 1
+  }
+
+  override def clearRank(): Unit = {
+    count = 0
+    rank = 0
+    currentRank = null
+  }
+}
+
+case class DenseRankGroupLimitIterator(
+    partitionSpec: Seq[Expression],
+    output: Seq[Attribute],
+    stream: Iterator[InternalRow],
+    orderSpec: Seq[SortOrder],
+    limit: Int) extends WindowIterator {
+  val ordering = GenerateOrdering.generate(orderSpec, output)
+  var rank = 0

Review Comment:
   We can move `var rank = 0` to the parent class, then we don't need to add 
`def exceedingLimit`



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