[GOAL] Re: Peer review, OA, etc.

2012-01-13 Thread Michael Smith
Jan-

I just don't think the ArXiv model would work for archaeology. Part of
the reason may be the heterogeneous nature of the field, which runs from
hard science to interpretive humanities, and part may be the overall
lower level of agreed-upon disciplinary standards (related to, but not
isomorphic with, the first point). If archaeology were to jettison peer
review, I would stop publishing in those journals and declare myself a
historian or a sociologist.

Mike

Michael E. Smith, Professor
School of Human Evolution  Social Change
Arizona State University
www.public.asu.edu/~mesmith9
-Original Message-
From: goal-boun...@eprints.org [mailto:goal-boun...@eprints.org] On
Behalf Of Jan Velterop
Sent: Thursday, January 12, 2012 10:32 AM
To: Global Open Access List (Successor of AmSci)
Subject: [GOAL] Re: Peer review, OA, etc.

Mike, 

I totally accept that your discipline suffers from practitioners of
psychoceramics, a field of study involving cracked pots
(http://en.wikipedia.org/wiki/Josiah_S._Carberry - tomorrow, as every
Friday the 13th, it's Josiah Stinkney Carberry day). It's probably
true of many disciplines, and it's certainly a well-known phenomenon in
physics, where highly fantastic theories about the universe and
everything abound. Yet ArXiv seems to be able to keep those crackpots
out with a fairly simple - and cheap - endorsement system:
http://arxiv.org/help/endorsement. Would this really be impossible in
archaeology? It may well not be completely fail-safe, but then, what in
life is? To all intents and purposes, we know that ArXiv works. 

Jan Velterop

On 12 Jan 2012, at 16:46, Michael Smith wrote:

 I would not presume to talk about the value of peer review for all of
science, but for some fields it is absolutely essential. I am a
archaeologist, and we desperately need peer review to weed out papers by
two groups of authors (many of whom can write scholarly-sounding and
scholarly-looking papers). First we lunatics who would like to think
they are part of the scholarly discipline. They are into Maya prophesies
for 2012, boatloads of Egyptians who (supposedly) showed the Incas how
to mummify the dead, phony pyramids in the Balkans,  and the like. Some
of these people write books and articles that appear to be scholarly,
but are not. The second group is more insidious. These are scholars with
valid degrees who have a very non-scientific epistemology, producing
stories of the past with little plausibility. Taking a more
humanities-oriented approach, they are willing to propose
interpretations that the more scientifically-minded of us consider
baseless speculation.
  
 High-energy physics presumably has fewer lunatics and hangers-on than
archaeology, and they are probably easier to spot. We desperately need
peer review to keep some sort of sanity in our field.
  
 Mike
  
 Michael E. Smith, Professor
 School of Human Evolution  Social Change
 Arizona State University
 www.public.asu.edu/~mesmith9
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[GOAL] Re: Peer review, OA, etc.

2012-01-13 Thread Jan Velterop
Mike,

I understand. The main point I was trying to make is that if and when we want 
or need a system of pre-publication peer review, we should be aware of the cost 
per article that that system entails. I compared a system built on 
pre-publication peer review (upwards of $2000 per article) with one based on 
peer endorsement (less than $10 per article). Whether or not that difference 
justifies a rethink of the traditional scientific publishing system is up to 
the scientific community.

Jan


On 13 Jan 2012, at 14:53, Michael Smith wrote:

 Jan-
 
 I just don't think the ArXiv model would work for archaeology. Part of
 the reason may be the heterogeneous nature of the field, which runs from
 hard science to interpretive humanities, and part may be the overall
 lower level of agreed-upon disciplinary standards (related to, but not
 isomorphic with, the first point). If archaeology were to jettison peer
 review, I would stop publishing in those journals and declare myself a
 historian or a sociologist.
 
 Mike
 
 Michael E. Smith, Professor
 School of Human Evolution  Social Change
 Arizona State University
 www.public.asu.edu/~mesmith9
 -Original Message-
 From: goal-boun...@eprints.org [mailto:goal-boun...@eprints.org] On
 Behalf Of Jan Velterop
 Sent: Thursday, January 12, 2012 10:32 AM
 To: Global Open Access List (Successor of AmSci)
 Subject: [GOAL] Re: Peer review, OA, etc.
 
 Mike, 
 
 I totally accept that your discipline suffers from practitioners of
 psychoceramics, a field of study involving cracked pots
 (http://en.wikipedia.org/wiki/Josiah_S._Carberry - tomorrow, as every
 Friday the 13th, it's Josiah Stinkney Carberry day). It's probably
 true of many disciplines, and it's certainly a well-known phenomenon in
 physics, where highly fantastic theories about the universe and
 everything abound. Yet ArXiv seems to be able to keep those crackpots
 out with a fairly simple - and cheap - endorsement system:
 http://arxiv.org/help/endorsement. Would this really be impossible in
 archaeology? It may well not be completely fail-safe, but then, what in
 life is? To all intents and purposes, we know that ArXiv works. 
 
 Jan Velterop
 
 On 12 Jan 2012, at 16:46, Michael Smith wrote:
 
 I would not presume to talk about the value of peer review for all of
 science, but for some fields it is absolutely essential. I am a
 archaeologist, and we desperately need peer review to weed out papers by
 two groups of authors (many of whom can write scholarly-sounding and
 scholarly-looking papers). First we lunatics who would like to think
 they are part of the scholarly discipline. They are into Maya prophesies
 for 2012, boatloads of Egyptians who (supposedly) showed the Incas how
 to mummify the dead, phony pyramids in the Balkans,  and the like. Some
 of these people write books and articles that appear to be scholarly,
 but are not. The second group is more insidious. These are scholars with
 valid degrees who have a very non-scientific epistemology, producing
 stories of the past with little plausibility. Taking a more
 humanities-oriented approach, they are willing to propose
 interpretations that the more scientifically-minded of us consider
 baseless speculation.
 
 High-energy physics presumably has fewer lunatics and hangers-on than
 archaeology, and they are probably easier to spot. We desperately need
 peer review to keep some sort of sanity in our field.
 
 Mike
 
 Michael E. Smith, Professor
 School of Human Evolution  Social Change
 Arizona State University
 www.public.asu.edu/~mesmith9
 ___
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 http://mailman.ecs.soton.ac.uk/mailman/listinfo/goal
 
 
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[GOAL] Re: Peer review, OA, etc.

2012-01-12 Thread Stevan Harnad
Begin forwarded message [posted with permission]:

On 2012-01-10, at 3:13 PM, Sandy Thatcher wrote:

 But the NIH-type mandate doesn't get you very far, does it?
 Just Green OA after 12 months.


That's right, it doesn't get you very far, and it's a bad model for others
to imitate (though it's still better than no mandate at all!). It allows a
12 month OA embargo; it allows publishers (who have vested interests
against overzealous compliance) to fulfill the requirement, rather than
the fundee who is bound by it, and it requires institution-external deposit
in PMC, perversely, instead of institutional deposit and automated
harvest/import/export to PMC.

 I'd rather see publishers voluntarily provide Green OA immediately
 on publication, as many now do, as you know,


I don't know what you mean, Sandy. Green OA is author OA self-archiving,
and Gold OA is publisher OA archiving.

A publisher is Green if it?endorses?immediate Green OA self-archiving by
its authors, but it does not?do?the deposit for them!

But we know now that publisher endorsement of Green OA is not enough:
Authors won't actually do it unless it's mandated. (Over 60% of journals
are already Green, but less than 20% of their articles are being self-archived.)

 rather than have any government agency that has contributed nothing to
 peer review mandate it.

I completely disagree, Sandy! Apart from the fact that it is the?published
research?that is at issue, not just the peer review, and the funders have
certainly contributed a good bit to that, even with the peer review, it is
researchers -- institutional employees and grant fundees -- that are providing
the service gratis.

So the government has every prerogative to mandate that the published research
it has funded is made OA.

And that's without mentioning the fundamental fact that everyone seems to keep
ignoring, which is that as long as subscriptions remain sustainable
for recovering
publishing costs, the publisher's managing of the peer review is paid
for in full
(many, many times over) by the institutional subscriptions.

(And if and when subscriptions are no longer sustainable, then we can
talk about
who will pay for the peer review, and how. And the answer is dead obvious:
the author's institution, on the gold OA model, and out of a small
fraction of its
annual windfall savings from the collapse of the subscription model in favor of
the Gold OA model.)

 If mandates are needed, I'd prefer to see them at the university level,
 like Harvard's, but without a waiver option.

Mandates?are?needed (otherwise authors will not deposit), and they are needed
from both the author's funder and the author's institution. But the
locus of deposit,
for both, should be the author's institution. That makes the two complementary
mandates cooperative instead of competitive, and maximizes the author's
motivation to comply (once) as well as the institution's ability to
monitor compliance,

Institutional deposit -- and by the author (not the publisher!).

 My claim is not that other researchers do not need the peer-reviewed article 
 literature,
 but that all those non-scientists who are taxpayers can have their needs 
 satisfied
 by research reports, not by articles involving higher-level math and abstract 
 theory
 that the vast majority of citizens will not even comprehend. I'm directing my
 argument to that part of the anti-Research Works Act crowd.

I agree completely that most refereed research articles are of no
interest to the general public.
The primary rationale for OA is to ensure that published research is
accessible (online)
to all of its intended users, not just those whose institutions can
afford subscription
access to the journal in which it happened to be published. That is
what maximizes
the return for the public on its investment in research.

Cheers, Stevan



[GOAL] Re: Peer review, OA, etc.

2012-01-12 Thread Stevan Harnad
Begin forwarded message [posted with permission]:

On 2012-01-10, at 3:13 PM, Sandy Thatcher wrote:

 But the NIH-type mandate doesn't get you very far, does it?
 Just Green OA after 12 months.


That's right, it doesn't get you very far, and it's a bad model for others
to imitate (though it's still better than no mandate at all!). It allows a
12 month OA embargo; it allows publishers (who have vested interests
against overzealous compliance) to fulfill the requirement, rather than
the fundee who is bound by it, and it requires institution-external deposit
in PMC, perversely, instead of institutional deposit and automated
harvest/import/export to PMC.

 I'd rather see publishers voluntarily provide Green OA immediately
 on publication, as many now do, as you know,


I don't know what you mean, Sandy. Green OA is author OA self-archiving,
and Gold OA is publisher OA archiving.

A publisher is Green if it endorses immediate Green OA self-archiving by
its authors, but it does not do the deposit for them!

But we know now that publisher endorsement of Green OA is not enough:
Authors won't actually do it unless it's mandated. (Over 60% of journals
are already Green, but less than 20% of their articles are being self-archived.)

 rather than have any government agency that has contributed nothing to
 peer review mandate it.

I completely disagree, Sandy! Apart from the fact that it is the published
research that is at issue, not just the peer review, and the funders have
certainly contributed a good bit to that, even with the peer review, it is
researchers -- institutional employees and grant fundees -- that are providing
the service gratis.

So the government has every prerogative to mandate that the published research
it has funded is made OA.

And that's without mentioning the fundamental fact that everyone seems to keep
ignoring, which is that as long as subscriptions remain sustainable
for recovering
publishing costs, the publisher's managing of the peer review is paid
for in full
(many, many times over) by the institutional subscriptions.

(And if and when subscriptions are no longer sustainable, then we can
talk about
who will pay for the peer review, and how. And the answer is dead obvious:
the author's institution, on the gold OA model, and out of a small
fraction of its
annual windfall savings from the collapse of the subscription model in favor of
the Gold OA model.)

 If mandates are needed, I'd prefer to see them at the university level,
 like Harvard's, but without a waiver option.

Mandates are needed (otherwise authors will not deposit), and they are needed
from both the author's funder and the author's institution. But the
locus of deposit,
for both, should be the author's institution. That makes the two complementary
mandates cooperative instead of competitive, and maximizes the author's
motivation to comply (once) as well as the institution's ability to
monitor compliance,

Institutional deposit -- and by the author (not the publisher!).

 My claim is not that other researchers do not need the peer-reviewed article 
 literature,
 but that all those non-scientists who are taxpayers can have their needs 
 satisfied
 by research reports, not by articles involving higher-level math and abstract 
 theory
 that the vast majority of citizens will not even comprehend. I'm directing my
 argument to that part of the anti-Research Works Act crowd.

I agree completely that most refereed research articles are of no
interest to the general public.
The primary rationale for OA is to ensure that published research is
accessible (online)
to all of its intended users, not just those whose institutions can
afford subscription
access to the journal in which it happened to be published. That is
what maximizes
the return for the public on its investment in research.

Cheers, Stevan

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