Yellow River: Faustian lock-in

2001-06-27 Thread Ricardo Duchesne

By the *third century BC* the wonderful world of the Yang-shao 
farmers and Lungshan peasants living  peacefullly together  and 
practicing an extensive system of cultivation, i.e, shifting or slash 
and burn agriculture,  with only a rudimentary degree of social 
stratification, had long been consigned to oblivion, and already 
replaced by the distant memory of  the earliest recorded dynasty, 
that of the Shang (1766-1045BC).  The extremely fertile and easy 
to work loess lands of the north had been capable of yielding good 
crops *without the need for elaborate intensive systems of 
cultivation* for thousands of years. But once the loess lands were 
fully colonized on an extensive basis and the gradual build-up of 
population speeded up the cycle of land clearance until the point 
was reached at which the forest could not replaced itself fast 
enough to permit shifting agriculture to continue, a more intensive 
system of farming based on irrigation and metal tools was adopted. 
The irrigation of water sustained the Shang and the Zhou (to 256 
BC) dynasties. 

The semimythical figure named Yu the Great  was the first of the 
Yellow River's dike builders (though some say that instead of 
dyking he cleared the river channel to facilitate drainage and 
alleviate floods). Either way, Yu is said to have  mobilized 
thousands of people to dredge the riverbed and dig diversion 
canals. When the project was completed , the legend goes, Yu (or 
his son) founded the Xia empire (2205-1766 BC) - which some 
sources list as the first dynasty before the Shang, but this is still 
unverified. 

Yet, it seems that before about 500 BC or, more precisely, up until 
about the *third century BC*, there were no are no huge dike-
building projects where hundreds of thousands of workers were 
mobilized to excavate millions of tonnes of earth. Before Ch'in (or 
the Chh'in or the Qirn) (221-206 BC), and the Han (206 - BC) 
dynasties China seemed to have enjoyed an ecological economic 
system with a "political philosophy that put at the centre of its 
conceptions the conservation of a well-ordered nature" (Elvin, 17).  
But such environmental wisdom could only coexist for so long with 
the need to overcome population pressures and the desire to 
achieve political and military hegemony.  
 
I have already cited Bray that "The Chhin government had already 
built two considerable irrigation projects during the --3rd [BC], the 
Cheng Kuo canal in Chhin (Shensi) itself and the Kuan-hsien canal 
in Szechwan".

Using different names, Elvins also sees this period as the one 
when China decided to take a great leap forward in hydraulic 
development: "The state of Qirn was in due course to unify the 
empire, greatly increased the effectiveness of its war-machine in 
the third century BC by the improvement and creation respectively 
of two gigantic irrigation systems...systems that permitted a 
greater, cheaper, and more reliable production of food. The first of 
these was that in the present province of Sichuan [Szchwan] where 
the Mirn River leaves the mountain and flows out across a sloping 
fan-shaped plain. The principle was simple: water, moved by 
gravity, was first diverted from the main stream (in such a way as 
to stabilze, as far as possible, the quantity entering the system...); 
then it was directed through a network of distribution channels, 
used for irrigation, and the residue returned to the main course far 
downstream. The details required solving the problem presented by 
the deposition of sediments, as the slowing of the current reduced 
the competence of the flow to carry suspended particles, and thus 
the system was threatened with the infilling of its channels over 
time[regular dredging, flushing out periodically deposits, 
regulating the water supply] required the repeated use of a large 
quantity of labour...This is an early example of pre-modern lock-in: 
the initial investment, on which the productivity of the entire system 
rested, could only be preserved at the cost of perpetual expensive 
maintenance"

"The Zheng Guor Canal to the north of the Weih River, in what is 
today Shaanxi province, and started in 246BC, took heavily silt-
laden water from the Jing River to the Luoh River...so that water 
would be released onto the fields below where, in the words of a 
Hahn-dynasty ditty 'it served as both irrigation and fertilizer'...The 
canal needed continuous re-engineering because of siltation, 
including new adit channels"

As we also saw earlier from Bray, Wu-Ti, the first emperor of the 
Han dynasty, carried to new heights what the Chhin dynasty 
started  through "an enormous programme  of canal building in 
Honan and Shansi that irrigated over a million acres of arable land, 
while lesser projests were realised in Northwest China and Wei and 
Huai valleys. By the middle of Wu-Ti's reign...productivity in the arid
areas of the Northwest had been raised considerably. " (588)

A Faustian bargain had been sign

Yellow River: Faustian lock-in?

2001-06-25 Thread Ricardo Duchesne

Marshall Berman on Faust 'The Developer'

"Suddenly Faust springs up enraged: Why should men let things 
go on being the way they have always been? Isn't it about time for 
mankind to assert itself against nature's tyrannical arrogance, to 
confront natural forces in the name of 'the free spirit that protects 
all rights'?

"It is outrageous that, for all the vast energy expended by the sea, 
it merely surges endlessly back and forth-- 'and nothing is achieved!'

'This drives me near to desperate distress!
Such elemental power unharnessed, purposeless!
There dares my spirit soar past all it knew;
Here I would fight, this I would subdue!'

"...the Faustian enterprise will be less quixotic and more fruitful, 
because it will draw on nature's own energy and organize that 
energy into the fuel for new collective human purposes and projects 
of which archaic kings could hardly have dreamt"

"'And it is possible!...Fast in my mind, plan upon plan unfolds'. 
Suddenly the landscape around him metamorphoses into a site. 
He outlines great reclamation projects to harness the sea for 
human purposes: man-made harbors and canals that can move 
ships full of goods and men; dams for large-scale irrigation; green 
fields and forests, pastures and gardens, a vast and intensive 
agriculture; waterpower to attract and support emerging industries; 
thriving settlements, new towns and cities to come -- and all this to 
be created out of a barren wasteland where humans have never 
dared to live"

'Daily they would vainly storm, 
Pick and shovel, stroke for stroke;
Where the flames would nightly swarm
Was a dam when we awoke.
Human sacrifices bled,
Tortured screams would pierce the night,
And where blazes seaward spread
A canal would greet the light'

"He has replaced a barren, sterile economy with a dynamic new 
one that will 'open up space for many millions/ To live, not 
securely, but free for action'"

"In order to understand the developer's tragedy, we must judge his 
vision of the world not only by what it sees -- by the immense new 
horizons it opens up for mankind -- but also by what it does not 
see: what human realities it refuses to look at, what potentialities it 
cannot bear to face"

"Faust becomes obsessed with this old couple and their little piece 
of land: 'That aged couple should have yielded, / I want their lindens 
in my grip, / Since these few trees that are denied me / Undo my 
worldwide ownership...Hence is our soul upon the rack, / To feel, 
amid plenty, what we lack'. 

"Faust commits his first self-consciously evil act. He summons 
Mephisto and his 'mighty men' and orders them to get the old 
people out of the way. He does not want to see it, or to know the 
details of how it is done".

"But now he has staked his whole identity on the will to change, 
and on his power to fulfill that will, his bond with his past petrifies 
him. 'That bell, those lindens' sweet perfume
Enfolds me like a church or tomb'

For the developer, to stop moving, to rest in the shadows, to let the 
old people enfold him, is death"
(pp 60-69)