Through a two-way process comprising text analysis of the policy
framework of the Sarva Shiksha Abhiyan programme and analysis of
empirical data collected through interaction with policy implementers,
teachers, students, experts, etc, this article puts forth the argument
that urban education system has failed partly because of the inability
of the implementers to plan, manage and facilitate the programme.

Monika Banerjee (banerji...@gmail.com) is with the Zakir Husain Centre
for Educational Studies, Jawaharlal Nehru University, New Delhi.
http://www.epw.in/commentary/elementary-education-urban-poor.html
This article is based on my MPhil Research Dissertation completed in
2009 from the Zakir Husain Centre for Educational Studies, Jawaharlal
Nehru University, New Delhi.

Despite consistent emphasis on providing free and compulsory education
to all children below the age of 14 years, policies and programmes
designed to ensure universal elementary education have failed to
capture the contextual reality and specific situation of urban
children in India (Ramachandran 2006). This is because it is widely
believed that urban areas are well-provided with educational
facilities, and therefore, development of primary education need not
be a matter of major concern for urban education planners (Govinda
1995). This assumption fails to capture the fact that urban areas
present wide disparity in terms of the socio-ec0nomic status of its
population (Govinda 1995), and, therefore, concerns and issues unique
to an urban set-up are not taken into consideration when strategic
interventions are planned for ensuring provision of quality education
to the urban poor.

The Sarva Shiksha Abhiyan (SSA) is a flagship programme for promoting
universal primary education, regarding the urban poor as a “special
focused group”. However, within its Framework for Implementation
(2008) it prescribes norms for both rural and urban areas on almost
similar lines, not giving any weightage to the fact that the
sociopolitical context of an urban area differs greatly from that of a
rural area.

This article is based on a study carried out in Delhi in 2009, for
which empirical data was collected from policy implementers at various
state levels, teachers, non-governmental organisations (NGOs), parents
and children. It focuses on the lacunae within the framework of the
SSA programme and highlights the problem areas in its implementation
in Delhi and the concerns that the existing policy gaps pose for the
education development of the urban poor.

SSA Programme in Delhi

The SSA programme was launched in Delhi in 2002, almost two years
later than other states. The annual report of SSA Delhi for 2003-04
noted that due to the unique nature of Delhi being a city-state, with
a much higher population density than the national average, it was not
possible to apply the SSA programme at habitation level. Hence the SSA
Delhi had to evolve new concepts and modify some of the existing to
make it more applicable to the city needs.

In order to achieve the defined goals, the Universal Elementary
Education Mission (UEEM) Delhi took up the following initiatives:

• Initiation of a hassle free admission procedures;

• Direct transfer from the Municipal Corporation of Delhi (MCD) to
Delhi government school after Class V;

• Mobile schools for out of schoolchildren;

• Vidyalaya Kalyan Samitis (VKS) for encouraging community participation;

• District urban resource centres (DURCs) and cluster resource centres
(CRCs) as per SSA guidelines.

However, it has still been critiqued on various grounds. The Appraisal
Note (2008-09: 15) prepared by 111th Project Appraisal Board Meeting
noted,

Planning and management seem to be the weakest areas as far as SSA
Delhi is concerned. The district and sub-district structures are
non-existent, and even at the State level only a few persons are
managing all the affairs.1

This report and the CAG Performance Audit Report 20062 criticised the
state for: following a crude, inconsistent and ad hoc approach to run
the programme; lack of specialised staff; not spending the sanctioned
budget in terms of civil work; being dependent on external sources for
technical inputs, which wasted a lot of time in coordination; skewed
teacher recruitment and distribution across the state; diluting the
role of the DURC and CRC coordinators to being mere administrative in
nature and lacking in terms of interventions for special focused group
as mentioned in the SSA framework.

During the course of this study, empirically too, numerous issues in
relation to implementation of SSA in Delhi got highlighted. These
issues and concerns have been detailed out under the following broad
themes.

Lack of Ownership

In Delhi it was seen that the sense of ownership and commitment
towards the SSA programme was lacking. Stakeholders at all levels
seemed unclear about the programme; its objectives, its core
philosophy/idea, and most importantly, about the areas in which it was
assisting the state education system. The SSA was treated as an
external programme and not as an integral part of the state education
system and policy implementers were of the opinion that it was meant
for “out of school” children and not for those within the formal
school system. This clearly came across when a representative of the
Directorate of Education (DoE) stated,

There is no problem in implementation of SSA programme in Delhi. In
fact, it is a support for us, both financially and physically. But we
also help them. We give admission to their children in our schools.

The use of “us” and “them” in this comment is pertinent in
understanding this lack of integration of the SSA programme within the
state education system.

It was also seen that the programme’s emphasis on providing a
framework for implementation (and not guidelines) was interpreted by
SSA Delhi officials as “complete freedom given to all states to do
what they want”. The SSA programme emphasises on framework mainly to
ensure that local specificity is taken into consideration within the
plans made by the state governments, but, it clearly outlines the
process of planning, managing, monitoring that has to be followed in
the implementation of the SSA programme. Thus, SSA is flexible, when
it comes to what will go into the plan, but rigid about the
implementation process to be followed. However, in the context of
Delhi, it was seen that this emphasis within SSA for providing a
framework and not guidelines was interpreted as being given a free
hand to carry out the implementation of the programme in a way that
was suitable to the state.

Amongst teachers too, it was found that there was a confusion
regarding the SSA activities that were being run in their schools.
When they were asked whether they go for trainings; if any
construction work has taken place in their school recently or if
children have been provided with free textbooks and uniform, they said
that all these activities were being carried out in their schools, but
were under the impression that all these activities were being carried
out by DoE, Delhi.

Some teachers also raised concern that current teachers were not
involved in planning and strategising activities of SSA Delhi. A
teacher from MCD school said,

who are the members of SSA? People who have retired from the education
system – retired education officers, principals, teachers, etc, what
is the point? They should make members out of people who are still
working and are part of the system because they know the true
situation.

A few teachers also expressed frustration about the fact that the
practical problems that they face on an everyday basis are not taken
into consideration by the policymakers. A principal of an MCD school
stated,

People who take these decisions are IAS officers sitting in AC rooms,
way away from ground reality. A lot depends on the principal who has
to manage everything. There are lots of things. You take mid-day meal.
It’s a very good programme but in our area there is shortage of water.
Where will the children wash their plates after eating? So we have now
asked the children to get carry bags from home so that after they
finish eating, they can carry their dirty plates back home and wash it
there. If we allow them to wash their plates, there will be no water
for toilets.

The children and parents who were interviewed were also found to be
unaware about the SSA programme. Only a few children could recollect
seeing boards/hoarding with drawing of “two children sitting on a
pencil”, but did not know what it was about.

Overemphasis on Infrastructure

Development of infrastructure was seen as one of the main spheres of
“success” of the programme in Delhi. New school buildings had come up
and older ones had been repaired. Some schools had been given
portakabins to be used as makeshift classrooms and new toilets and
drinking water facilities were added in many schools. The Building as
Learning Aid (BaLA) project had also brought major changes in school
environment. School buildings had become more colourful with board
games being painted on walls and floors. In some schools, a room was
allotted for BaLA activities.

Teachers, especially of the Delhi government-run Sarvodaya schools,
seemed extremely pleased with the infrastructural development in their
schools. They stated that the environment had become cleaner; and that
children take pride in the fact that their school has a beautiful and
clean campus. A teacher said, “it motivates them to come to school”.

However, some MCD schoolteachers and principals raised concern
regarding overemphasis on infrastructural development amongst SSA
officials. It was felt that quality aspect of education was not given
enough importance by SSA Delhi. This could be because physical or
infrastructural developments are less complicated to plan and
implement with easily measurable achievement targets. Quality aspects
related to education are far more difficult to comprehend, plan and
strategise. A teacher from a MCD school said,

I went for one meeting where everyone was praising how much SSA has
achieved. I got up and said that you are all talking about number of
schools, number of rooms built, but what about the quality of
education. How will that improve? They all got very upset. They said
that it is first important to see that all children are in school
after that quality comes. They don’t understand.

The experts who were interviewed also agreed to this situation. As one
of them clearly stated, “although infrastructurally there has been a
lot of improvement in Delhi schools, quality aspects are still
missing. Overall, SSA has been a failure in Delhi.”

This also highlighted the difference in perception of quality at each
level of implementation. On one hand, the officials of SSA Delhi were
quite pleased with their performance, but on the other, teachers gave
importance to those aspects of quality in schooling which is beyond
mere provisioning of basic facilities. The difference could be owing
to the fact that teachers have to deal with problems arising from the
gap in teaching learning process, on a daily basis.

Weak Planning

Although the SSA framework shows awareness regarding the fact that
education-related problems in urban areas are different from those in
rural areas, it does not specify any particular strategy to help the
planning process in urban areas. Rather, it makes all norms specified
for rural areas, applicable to urban areas.

Also, the framework takes a step forward in making the policy more
flexible and adaptive to different situations by emphasising on the
importance of local specificity and contextual concerns of an area.
However, this needs to be reflected upon, in terms of the level of
abilities of state functionaries to come up with plans, which are not
only in tune with the norms specified within the SSA framework, but
are also specific to the needs of their particular context.

In the context of Delhi, it was found that planning and management was
considered to be one of its weakest areas. There is a shortage of
adequate number of specialised staff to run the programme in the
state. Most planning procedures were done in a centralised manner,
without taking the processes informed by the SSA framework into
consideration. It was also seen that SSA’s emphasis on providing a
framework and not a set of guidelines, was misunderstood by Delhi SSA
as “freedom for States to do what they want”. A representative of an
NGO working in education stated, “In Delhi there are problems at both
planning and the implementation level. Plans are made in a
non-participative manner and the whole process is non-transparent.” It
was also felt that there was a lack of seriousness amongst Delhi
officials with respect to implementation of SSA. Some experts were of
the opinion that Delhi was struggling because it did not have the past
experience of District Primary Education Programme.

The problem of lack of space in cities was also seen as a hindrance in
carrying out some of the activities prescribed within the programme,
such as, establishing DURCs and CRCs. Due to space constraint, in
south district only 14 CRCs at the time of the study had been
established. Additionally, some CRCs and DURCs coordinators had no
assigned space to run their office. The SSA Delhi data showed that at
the time of the study, out of the 136 CRCs which were established on
paper, 10 had no building to run their office. The problem in planning
for SSA in Delhi is seen to be created by both, lack of adequate
strategies within the framework for planning for urban areas and lack
of abilities in the staff to come up with a comprehensive plan that
can reflect on the diverse educational needs of all poor and deprived
children.

Community Participation

The SSA envisages the community to play a vital role in the
implementation of the programme. Its framework emphasises that school
level and habitation/village level committees must be formed in order
to ensure community involvement in all aspects of programme
implementation. For urban areas, it emphasises on community
representation through “community leaders”. Keeping up with this norm,
Delhi too constituted VKS in all its government schools. The DoE
officials were found to be pleased with their achievement regarding
VKS, as it enabled principals to get small maintenance work done on
their own without any assistance from the department. The financial
power provided to all schools through VKS for carrying out small
repair and maintenance work brought in a sense of satisfaction amongst
teachers and principals towards the VKS initiative.

However, at the school level several discrepancies were found in its
functioning. It was seen that the VKS did not meet on a monthly basis
as stipulated by its guidelines. Barring one school out of the six
that were visited, teachers from all the other schools said that VKS
meetings were not regular in their schools. In fact, VKS in these
schools met only once or twice a year. What came across as a serious
concern was that while VKS was functional on paper, i e, bills were
signed by members; the processes which were to inform the working of
the community and build “school-community participation” were
completely bypassed. One principal from an MCD school said, “When we
need to get some work done, we send the bills to the VKS members at
their residence for signatures.” Another teacher said that not a
single meeting of VKS has been held in their school: “Yes we have
constituted a VKS, but it is only on paper. We have never had a
meeting. When we need to get some work done, we just get signatures of
all the members.”

Apart from repair and maintenance work, the guidelines also made a
provision for every VKS to take up a broader role in the context of
the school, in terms of teaching, curriculum, performance,
co-curricular activities, etc. However, it was seen that in “practical
terms”, its role had narrowed down to only supervising the spending of
money sanctioned to schools for repair and maintenance. A teacher from
an MCD school elaborated this point further,

The fact is that VKS on paper has many objectives and roles, but in
practical terms, its role narrows down only to supervising how money
is being spent because money is most important. When audit takes
place, no one is interested to know how VKS worked towards quality
aspects of education; it is only interested to know where the Rs
50,000 given was spent. VKS on paper and VKS in reality are two very
different things.

Community leaders are not easily identifiable in an urban area. People
who truly benefit from improvement in urban government schools are not
in a position to negotiate for better quality education and it was
felt that the expectation that individuals nominated on the board of
the VKS would voluntarily leave their work and devote time to
government schools was unrealistic. The VKS members were not the
stakeholders in these schools, and therefore, the quality or lack of
it in the everyday functioning of the school, did not make any
difference in the lives of these important people or of their
immediate family or friends.

Community participation in Delhi, therefore, suffers from a two way
problem – lack of clear strategies within the SSA Framework for
identifying and involving community in urban areas and lack of
commitment towards community participation at both, department and
school level.

Multiple Implementing Agencies

In Delhi, multiple institutions are responsible for managing
education. It, therefore, becomes important that there exists
convergence between these multiple agencies in order to achieve the
ultimate goal of universalisation of elementary education in the
state. However, during field interaction, it was found that this
multiplicity of institutions had made the system “utterly complicated
and chaotic”. A representative of an NGO elaborated,

Delhi has failed because of multiplicity of governing institutions.
The fashion in which Delhi government function is utterly complicated
and I believe that this chaos is deliberately maintained as it
definitely benefits some.

It was felt that the existence of multiple institutions responsible
for providing different levels of education created problems in the
overall development of an education system in the state. It was seen
that all these multiple agencies function parallel to each other with
only convergence point being, when a child moves from Class V to Class
VI. This is because the process involves transferring the child from
an MCD school to a DoE school.

It was also seen that the various activities and programmes that are
initiated in relation to education are more or less similar in all
government schools, irrespective of whether they were being run by the
DoE or the MCD. However, due to the implication of this lack of
convergence, it was found that their performance differed in terms of
meeting deadlines, achieving targets and the overall impact of the
programme. Many reasons were attributed to this, in terms of the
difference in norms, rules and authority that govern each of these
schools.

Conclusions

Although the urban-deprived children have been identified as a
“special focus group”, their context and the problems related to it
have not been reflected upon well within the SSA framework. The
framework though accepts that ensuring education of the urban deprived
requires diverse set of strategies, it tends to look at urban-deprived
mainly in terms of out of schoolchildren, involved in some work.
Therefore, in terms of strategies, it only suggests residential and
non-residential bridge courses as alternatives available for educating
these children.

Education-related problems of urban-deprived children are diverse and
range from difficulty of access to schools, attitude problem of
teachers, and low quality of schooling, to congested living conditions
and lack of support at home. Apart from this, there are also problems
of constant threats of demolition and resettlement, harassment from
police and other authorities, and constant danger of exploitation and
abuse. Thus, any policy, which is concerned with the education of the
urban deprived, must look into these problems in order to ensure that
its guidelines and strategies reflect the situation of these children.
The SSA framework fails to take this context of the urban-deprived
into consideration.

However, what is worth appreciating is the fact that the SSA programme
has acknowledged the need for separate planning for urban areas to
tackle the educational needs of its deprived and neglected groups.
With the Right to Education Act in place, in years to come, one may
see more specific strategy-based interventions, like the 25%
reservation for urban poor children in elite private schools, for
tackling the educational concerns of the urban poor.

Notes

1 111th Project Approval Board Meeting, “Appraisal Note 2008-09” on
the Annual Work Plan and Budget, Sarva Shiksha Abhiyan, Delhi, 3 April
2008.

2 Comptroller Auditor General of India, “Implementation of Sarva
Shiksha Abhiyan in the NCT of Delhi”, Performance audit report on
Government of NCT of Delhi, 2006.

References

Govinda, Rangachar (1995): “Status of Primary Education of the Urban
Poor in India: An Analytical Review”, IIEP Research Report No 105,
UNESCO: International Institute for Educational Planning, Paris.

Ramachandran, Vimala (2006): “Urban Schooling: Mired in Apathy and
Prejudice”, Economic & Political Weekly, 4 February.


-- 
Avinash Shahi
Doctoral student at Centre for Law and Governance JNU



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