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+
+<script id="security-template" type="text/x-handlebars-template">
+    <h3><a id="security_overview" href="#security_overview">7.1 Security 
Overview</a></h3>
+    In release 0.9.0.0, the Kafka community added a number of features that, 
used either separately or together, increases security in a Kafka cluster. The 
following security measures are currently supported:
+    <ol>
+        <li>Authentication of connections to brokers from clients (producers 
and consumers), other brokers and tools, using either SSL or SASL. Kafka 
supports the following SASL mechanisms:
+        <ul>
+            <li>SASL/GSSAPI (Kerberos) - starting at version 0.9.0.0</li>
+            <li>SASL/PLAIN - starting at version 0.10.0.0</li>
+            <li>SASL/SCRAM-SHA-256 and SASL/SCRAM-SHA-512 - starting at 
version 0.10.2.0</li>
+        </ul></li>
+        <li>Authentication of connections from brokers to ZooKeeper</li>
+        <li>Encryption of data transferred between brokers and clients, 
between brokers, or between brokers and tools using SSL (Note that there is a 
performance degradation when SSL is enabled, the magnitude of which depends on 
the CPU type and the JVM implementation.)</li>
+        <li>Authorization of read / write operations by clients</li>
+        <li>Authorization is pluggable and integration with external 
authorization services is supported</li>
+    </ol>
+
+    It's worth noting that security is optional - non-secured clusters are 
supported, as well as a mix of authenticated, unauthenticated, encrypted and 
non-encrypted clients.
+
+    The guides below explain how to configure and use the security features in 
both clients and brokers.
+
+    <h3><a id="security_ssl" href="#security_ssl">7.2 Encryption and 
Authentication using SSL</a></h3>
+    Apache Kafka allows clients to connect over SSL. By default, SSL is 
disabled but can be turned on as needed.
+
+    <ol>
+        <li><h4><a id="security_ssl_key" href="#security_ssl_key">Generate SSL 
key and certificate for each Kafka broker</a></h4>
+            The first step of deploying HTTPS is to generate the key and the 
certificate for each machine in the cluster. You can use Java's keytool utility 
to accomplish this task.
+            We will generate the key into a temporary keystore initially so 
that we can export and sign it later with CA.
+            <pre>
+            keytool -keystore server.keystore.jks -alias localhost -validity 
{validity} -genkey</pre>
+
+            You need to specify two parameters in the above command:
+            <ol>
+                <li>keystore: the keystore file that stores the certificate. 
The keystore file contains the private key of the certificate; therefore, it 
needs to be kept safely.</li>
+                <li>validity: the valid time of the certificate in days.</li>
+            </ol>
+            <br>
+        Note: By default the property 
<code>ssl.endpoint.identification.algorithm</code> is not defined, so hostname 
verification is not performed. In order to enable hostname verification, set 
the following property:
+
+        <pre>  ssl.endpoint.identification.algorithm=HTTPS </pre>
+
+        Once enabled, clients will verify the server's fully qualified domain 
name (FQDN) against one of the following two fields:
+        <ol>
+            <li>Common Name (CN)
+            <li>Subject Alternative Name (SAN)
+        </ol>
+        <br>
+        Both fields are valid, RFC-2818 recommends the use of SAN however. SAN 
is also more flexible, allowing for multiple DNS entries to be declared. 
Another advantage is that the CN can be set to a more meaningful value for 
authorization purposes. To add a SAN field  append the following argument 
<code> -ext SAN=DNS:{FQDN} </code> to the keytool command:
+        <pre>
+        keytool -keystore server.keystore.jks -alias localhost -validity 
{validity} -genkey -ext SAN=DNS:{FQDN}
+        </pre>
+        The following command can be run afterwards to verify the contents of 
the generated certificate:
+        <pre>
+        keytool -list -v -keystore server.keystore.jks
+        </pre>
+        </li>
+        <li><h4><a id="security_ssl_ca" href="#security_ssl_ca">Creating your 
own CA</a></h4>
+            After the first step, each machine in the cluster has a 
public-private key pair, and a certificate to identify the machine. The 
certificate, however, is unsigned, which means that an attacker can create such 
a certificate to pretend to be any machine.<p>
+            Therefore, it is important to prevent forged certificates by 
signing them for each machine in the cluster. A certificate authority (CA) is 
responsible for signing certificates. CA works likes a government that issues 
passports—the government stamps (signs) each passport so that the passport 
becomes difficult to forge. Other governments verify the stamps to ensure the 
passport is authentic. Similarly, the CA signs the certificates, and the 
cryptography guarantees that a signed certificate is computationally difficult 
to forge. Thus, as long as the CA is a genuine and trusted authority, the 
clients have high assurance that they are connecting to the authentic machines.
+            <pre>
+            openssl req <b>-new</b> -x509 -keyout ca-key -out ca-cert -days 
365</pre>
+
+            The generated CA is simply a public-private key pair and 
certificate, and it is intended to sign other certificates.<br>
+
+            The next step is to add the generated CA to the **clients' 
truststore** so that the clients can trust this CA:
+            <pre>
+            keytool -keystore client.truststore.jks -alias CARoot -import 
-file ca-cert</pre>
+
+            <b>Note:</b> If you configure the Kafka brokers to require client 
authentication by setting ssl.client.auth to be "requested" or "required" on 
the <a href="#config_broker">Kafka brokers config</a> then you must provide a 
truststore for the Kafka brokers as well and it should have all the CA 
certificates that clients' keys were signed by.
+            <pre>
+            keytool -keystore server.truststore.jks -alias CARoot 
<b>-import</b> -file ca-cert</pre>
+
+            In contrast to the keystore in step 1 that stores each machine's 
own identity, the truststore of a client stores all the certificates that the 
client should trust. Importing a certificate into one's truststore also means 
trusting all certificates that are signed by that certificate. As the analogy 
above, trusting the government (CA) also means trusting all passports 
(certificates) that it has issued. This attribute is called the chain of trust, 
and it is particularly useful when deploying SSL on a large Kafka cluster. You 
can sign all certificates in the cluster with a single CA, and have all 
machines share the same truststore that trusts the CA. That way all machines 
can authenticate all other machines.</li>
+
+        <li><h4><a id="security_ssl_signing" 
href="#security_ssl_signing">Signing the certificate</a></h4>
+            The next step is to sign all certificates generated by step 1 with 
the CA generated in step 2. First, you need to export the certificate from the 
keystore:
+            <pre>
+            keytool -keystore server.keystore.jks -alias localhost -certreq 
-file cert-file</pre>
+
+            Then sign it with the CA:
+            <pre>
+            openssl x509 -req -CA ca-cert -CAkey ca-key -in cert-file -out 
cert-signed -days {validity} -CAcreateserial -passin pass:{ca-password}</pre>
+
+            Finally, you need to import both the certificate of the CA and the 
signed certificate into the keystore:
+            <pre>
+            keytool -keystore server.keystore.jks -alias CARoot -import -file 
ca-cert
+            keytool -keystore server.keystore.jks -alias localhost -import 
-file cert-signed</pre>
+
+            The definitions of the parameters are the following:
+            <ol>
+                <li>keystore: the location of the keystore</li>
+                <li>ca-cert: the certificate of the CA</li>
+                <li>ca-key: the private key of the CA</li>
+                <li>ca-password: the passphrase of the CA</li>
+                <li>cert-file: the exported, unsigned certificate of the 
server</li>
+                <li>cert-signed: the signed certificate of the server</li>
+            </ol>
+
+            Here is an example of a bash script with all above steps. Note 
that one of the commands assumes a password of `test1234`, so either use that 
password or edit the command before running it.
+                <pre>
+            #!/bin/bash
+            #Step 1
+            keytool -keystore server.keystore.jks -alias localhost -validity 
365 -keyalg RSA -genkey
+            #Step 2
+            openssl req -new -x509 -keyout ca-key -out ca-cert -days 365
+            keytool -keystore server.truststore.jks -alias CARoot -import 
-file ca-cert
+            keytool -keystore client.truststore.jks -alias CARoot -import 
-file ca-cert
+            #Step 3
+            keytool -keystore server.keystore.jks -alias localhost -certreq 
-file cert-file
+            openssl x509 -req -CA ca-cert -CAkey ca-key -in cert-file -out 
cert-signed -days 365 -CAcreateserial -passin pass:test1234
+            keytool -keystore server.keystore.jks -alias CARoot -import -file 
ca-cert
+            keytool -keystore server.keystore.jks -alias localhost -import 
-file cert-signed</pre></li>
+        <li><h4><a id="security_configbroker" 
href="#security_configbroker">Configuring Kafka Brokers</a></h4>
+            Kafka Brokers support listening for connections on multiple ports.
+            We need to configure the following property in server.properties, 
which must have one or more comma-separated values:
+            <pre>listeners</pre>
+
+            If SSL is not enabled for inter-broker communication (see below 
for how to enable it), both PLAINTEXT and SSL ports will be necessary.
+            <pre>
+            listeners=PLAINTEXT://host.name:port,SSL://host.name:port</pre>
+
+            Following SSL configs are needed on the broker side
+            <pre>
+            ssl.keystore.location=/var/private/ssl/kafka.server.keystore.jks
+            ssl.keystore.password=test1234
+            ssl.key.password=test1234
+            
ssl.truststore.location=/var/private/ssl/kafka.server.truststore.jks
+            ssl.truststore.password=test1234</pre>
+
+            Optional settings that are worth considering:
+            <ol>
+                <li>ssl.client.auth=none ("required" => client authentication 
is required, "requested" => client authentication is requested and client 
without certs can still connect. The usage of "requested" is discouraged as it 
provides a false sense of security and misconfigured clients will still connect 
successfully.)</li>
+                <li>ssl.cipher.suites (Optional). A cipher suite is a named 
combination of authentication, encryption, MAC and key exchange algorithm used 
to negotiate the security settings for a network connection using TLS or SSL 
network protocol. (Default is an empty list)</li>
+                <li>ssl.enabled.protocols=TLSv1.2,TLSv1.1,TLSv1 (list out the 
SSL protocols that you are going to accept from clients. Do note that SSL is 
deprecated in favor of TLS and using SSL in production is not recommended)</li>
+                <li>ssl.keystore.type=JKS</li>
+                <li>ssl.truststore.type=JKS</li>
+                <li>ssl.secure.random.implementation=SHA1PRNG</li>
+            </ol>
+            If you want to enable SSL for inter-broker communication, add the 
following to the broker properties file (it defaults to PLAINTEXT)
+            <pre>
+            security.inter.broker.protocol=SSL</pre>
+
+            <p>
+            Due to import regulations in some countries, the Oracle 
implementation limits the strength of cryptographic algorithms available by 
default. If stronger algorithms are needed (for example, AES with 256-bit 
keys), the <a 
href="http://www.oracle.com/technetwork/java/javase/downloads/index.html";>JCE 
Unlimited Strength Jurisdiction Policy Files</a> must be obtained and installed 
in the JDK/JRE. See the
+            <a 
href="https://docs.oracle.com/javase/8/docs/technotes/guides/security/SunProviders.html";>JCA
 Providers Documentation</a> for more information.
+            </p>
+
+            <p>
+            The JRE/JDK will have a default pseudo-random number generator 
(PRNG) that is used for cryptography operations, so it is not required to 
configure the
+            implementation used with the 
<pre>ssl.secure.random.implementation</pre>. However, there are performance 
issues with some implementations (notably, the
+            default chosen on Linux systems, <pre>NativePRNG</pre>, utilizes a 
global lock). In cases where performance of SSL connections becomes an issue,
+            consider explicitly setting the implementation to be used. The 
<pre>SHA1PRNG</pre> implementation is non-blocking, and has shown very good 
performance
+            characteristics under heavy load (50 MB/sec of produced messages, 
plus replication traffic, per-broker).
+            </p>
+
+            Once you start the broker you should be able to see in the 
server.log
+            <pre>
+            with addresses: PLAINTEXT -> 
EndPoint(192.168.64.1,9092,PLAINTEXT),SSL -> 
EndPoint(192.168.64.1,9093,SSL)</pre>
+
+            To check quickly if  the server keystore and truststore are setup 
properly you can run the following command
+            <pre>openssl s_client -debug -connect localhost:9093 -tls1</pre> 
(Note: TLSv1 should be listed under ssl.enabled.protocols)<br>
+            In the output of this command you should see server's certificate:
+            <pre>
+            -----BEGIN CERTIFICATE-----
+            {variable sized random bytes}
+            -----END CERTIFICATE-----
+            subject=/C=US/ST=CA/L=Santa Clara/O=org/OU=org/CN=Sriharsha 
Chintalapani
+            issuer=/C=US/ST=CA/L=Santa 
Clara/O=org/OU=org/CN=kafka/emailAddress=t...@test.com</pre>
+            If the certificate does not show up or if there are any other 
error messages then your keystore is not setup properly.</li>
+
+        <li><h4><a id="security_configclients" 
href="#security_configclients">Configuring Kafka Clients</a></h4>
+            SSL is supported only for the new Kafka Producer and Consumer, the 
older API is not supported. The configs for SSL will be the same for both 
producer and consumer.<br>
+            If client authentication is not required in the broker, then the 
following is a minimal configuration example:
+            <pre>
+            security.protocol=SSL
+            
ssl.truststore.location=/var/private/ssl/kafka.client.truststore.jks
+            ssl.truststore.password=test1234</pre>
+
+            If client authentication is required, then a keystore must be 
created like in step 1 and the following must also be configured:
+            <pre>
+            ssl.keystore.location=/var/private/ssl/kafka.client.keystore.jks
+            ssl.keystore.password=test1234
+            ssl.key.password=test1234</pre>
+            Other configuration settings that may also be needed depending on 
our requirements and the broker configuration:
+                <ol>
+                    <li>ssl.provider (Optional). The name of the security 
provider used for SSL connections. Default value is the default security 
provider of the JVM.</li>
+                    <li>ssl.cipher.suites (Optional). A cipher suite is a 
named combination of authentication, encryption, MAC and key exchange algorithm 
used to negotiate the security settings for a network connection using TLS or 
SSL network protocol.</li>
+                    <li>ssl.enabled.protocols=TLSv1.2,TLSv1.1,TLSv1. It should 
list at least one of the protocols configured on the broker side</li>
+                    <li>ssl.truststore.type=JKS</li>
+                    <li>ssl.keystore.type=JKS</li>
+                </ol>
+    <br>
+            Examples using console-producer and console-consumer:
+            <pre>
+            kafka-console-producer.sh --broker-list localhost:9093 --topic 
test --producer.config client-ssl.properties
+            kafka-console-consumer.sh --bootstrap-server localhost:9093 
--topic test --consumer.config client-ssl.properties</pre>
+        </li>
+    </ol>
+    <h3><a id="security_sasl" href="#security_sasl">7.3 Authentication using 
SASL</a></h3>
+
+    <ol>
+    <li><h4><a id="security_sasl_jaasconfig" 
href="#security_sasl_jaasconfig">JAAS configuration</a></h4>
+    <p>Kafka uses the Java Authentication and Authorization Service
+    (<a 
href="https://docs.oracle.com/javase/8/docs/technotes/guides/security/jaas/JAASRefGuide.html";>JAAS</a>)
+    for SASL configuration.</p>
+        <ol>
+        <li><h5><a id="security_jaas_broker"
+            href="#security_jaas_broker">JAAS configuration for Kafka 
brokers</a></h5>
+
+            <p><tt>KafkaServer</tt> is the section name in the JAAS file used 
by each
+            KafkaServer/Broker. This section provides SASL configuration 
options
+            for the broker including any SASL client connections made by the 
broker
+            for inter-broker communication.</p>
+
+            <p><tt>Client</tt> section is used to authenticate a SASL 
connection with
+            zookeeper. It also allows the brokers to set SASL ACL on zookeeper
+            nodes which locks these nodes down so that only the brokers can
+            modify it. It is necessary to have the same principal name across 
all
+            brokers. If you want to use a section name other than Client, set 
the
+            system property <tt>zookeeper.sasl.client</tt> to the appropriate
+            name (<i>e.g.</i>, <tt>-Dzookeeper.sasl.client=ZkClient</tt>).</p>
+
+            <p>ZooKeeper uses "zookeeper" as the service name by default. If 
you
+            want to change this, set the system property
+            <tt>zookeeper.sasl.client.username</tt> to the appropriate name
+            (<i>e.g.</i>, 
<tt>-Dzookeeper.sasl.client.username=zk</tt>).</p></li>
+
+        <li><h5><a id="security_jaas_client"
+            href="#security_jaas_client">JAAS configuration for Kafka 
clients</a></h5>
+
+            <p>Clients may configure JAAS using the client configuration 
property
+            <a href="#security_client_dynamicjaas">sasl.jaas.config</a>
+            or using the <a href="#security_client_staticjaas">static JAAS 
config file</a>
+            similar to brokers.</p>
+
+            <ol>
+            <li><h6><a id="security_client_dynamicjaas"
+                href="#security_client_dynamicjaas">JAAS configuration using 
client configuration property</a></h6>
+                <p>Clients may specify JAAS configuration as a producer or 
consumer property without
+                creating a physical configuration file. This mode also enables 
different producers
+                and consumers within the same JVM to use different credentials 
by specifying
+                different properties for each client. If both static JAAS 
configuration system property
+                <code>java.security.auth.login.config</code> and client 
property <code>sasl.jaas.config</code>
+                are specified, the client property will be used.</p>
+
+                <p>See <a href="#security_sasl_kerberos_clientconfig">GSSAPI 
(Kerberos)</a>,
+                <a href="#security_sasl_plain_clientconfig">PLAIN</a> or
+                <a href="#security_sasl_scram_clientconfig">SCRAM</a> for 
example configurations.</p></li>
+
+                <li><h6><a id="security_client_staticjaas" 
href="#security_client_staticjaas">JAAS configuration using static config 
file</a></h6>
+                To configure SASL authentication on the clients using static 
JAAS config file:
+                <ol>
+                <li>Add a JAAS config file with a client login section named 
<tt>KafkaClient</tt>. Configure
+                    a login module in <tt>KafkaClient</tt> for the selected 
mechanism as described in the examples
+                    for setting up <a 
href="#security_sasl_kerberos_clientconfig">GSSAPI (Kerberos)</a>,
+                    <a href="#security_sasl_plain_clientconfig">PLAIN</a> or
+                    <a href="#security_sasl_scram_clientconfig">SCRAM</a>.
+                    For example, <a 
href="#security_sasl_gssapi_clientconfig">GSSAPI</a>
+                    credentials may be configured as:
+                    <pre>
+        KafkaClient {
+        com.sun.security.auth.module.Krb5LoginModule required
+        useKeyTab=true
+        storeKey=true
+        keyTab="/etc/security/keytabs/kafka_client.keytab"
+        principal="kafka-clien...@example.com";
+    };</pre>
+                </li>
+                <li>Pass the JAAS config file location as JVM parameter to 
each client JVM. For example:
+                    <pre>    
-Djava.security.auth.login.config=/etc/kafka/kafka_client_jaas.conf</pre></li>
+       </ol>
+                </li>
+            </ol>
+            </li>
+        </ol>
+    </li>
+    <li><h4><a id="security_sasl_config"
+        href="#security_sasl_config">SASL configuration</a></h4>
+
+        <p>SASL may be used with PLAINTEXT or SSL as the transport layer using 
the
+        security protocol SASL_PLAINTEXT or SASL_SSL respectively. If SASL_SSL 
is
+        used, then <a href="#security_ssl">SSL must also be configured</a>.</p>
+
+        <ol>
+        <li><h5><a id="security_sasl_mechanism"
+            href="#security_sasl_mechanism">SASL mechanisms</a></h5>
+            Kafka supports the following SASL mechanisms:
+            <ul>
+                <li><a href="#security_sasl_kerberos">GSSAPI</a> 
(Kerberos)</li>
+                <li><a href="#security_sasl_plain">PLAIN</a></li>
+                <li><a href="#security_sasl_scram">SCRAM-SHA-256</a></li>
+                <li><a href="#security_sasl_scram">SCRAM-SHA-512</a></li>
+            </ul>
+        </li>
+        <li><h5><a id="security_sasl_brokerconfig"
+            href="#security_sasl_brokerconfig">SASL configuration for Kafka 
brokers</a></h5>
+            <ol>
+            <li>Configure a SASL port in server.properties, by adding at least 
one of
+                SASL_PLAINTEXT or SASL_SSL to the <i>listeners</i> parameter, 
which
+                contains one or more comma-separated values:
+                <pre>    listeners=SASL_PLAINTEXT://host.name:port</pre>
+                If you are only configuring a SASL port (or if you want
+                the Kafka brokers to authenticate each other using SASL) then 
make sure
+                you set the same SASL protocol for inter-broker communication:
+                <pre>    security.inter.broker.protocol=SASL_PLAINTEXT (or 
SASL_SSL)</pre></li>
+            <li>Select one or more  <a 
href="#security_sasl_mechanism">supported mechanisms</a>
+                to enable in the broker and follow the steps to configure SASL 
for the mechanism.
+                To enable multiple mechanisms in the broker, follow the steps
+                <a href="#security_sasl_multimechanism">here</a>.</li>
+            </ol>
+        </li>
+        <li><h5><a id="security_sasl_clientconfig"
+            href="#security_sasl_clientconfig">SASL configuration for Kafka 
clients</a></h5>
+            <p>SASL authentication is only supported for the new Java Kafka 
producer and
+            consumer, the older API is not supported.</p>
+
+            <p>To configure SASL authentication on the clients, select a SASL
+            <a href="#security_sasl_mechanism">mechanism</a> that is enabled in
+            the broker for client authentication and follow the steps to 
configure SASL
+            for the selected mechanism.</p></li>
+        </ol>
+    </li>
+    <li><h4><a id="security_sasl_kerberos" 
href="#security_sasl_kerberos">Authentication using SASL/Kerberos</a></h4>
+        <ol>
+        <li><h5><a id="security_sasl_kerberos_prereq" 
href="#security_sasl_kerberos_prereq">Prerequisites</a></h5>
+        <ol>
+            <li><b>Kerberos</b><br>
+            If your organization is already using a Kerberos server (for 
example, by using Active Directory), there is no need to install a new server 
just for Kafka. Otherwise you will need to install one, your Linux vendor 
likely has packages for Kerberos and a short guide on how to install and 
configure it (<a href="https://help.ubuntu.com/community/Kerberos";>Ubuntu</a>, 
<a 
href="https://access.redhat.com/documentation/en-US/Red_Hat_Enterprise_Linux/6/html/Managing_Smart_Cards/installing-kerberos.html";>Redhat</a>).
 Note that if you are using Oracle Java, you will need to download JCE policy 
files for your Java version and copy them to $JAVA_HOME/jre/lib/security.</li>
+            <li><b>Create Kerberos Principals</b><br>
+            If you are using the organization's Kerberos or Active Directory 
server, ask your Kerberos administrator for a principal for each Kafka broker 
in your cluster and for every operating system user that will access Kafka with 
Kerberos authentication (via clients and tools).</br>
+            If you have installed your own Kerberos, you will need to create 
these principals yourself using the following commands:
+                <pre>
+        sudo /usr/sbin/kadmin.local -q 'addprinc -randkey 
kafka/{hostname}@{REALM}'
+        sudo /usr/sbin/kadmin.local -q "ktadd -k 
/etc/security/keytabs/{keytabname}.keytab kafka/{hostname}@{REALM}"</pre></li>
+            <li><b>Make sure all hosts can be reachable using hostnames</b> - 
it is a Kerberos requirement that all your hosts can be resolved with their 
FQDNs.</li>
+        </ol>
+        <li><h5><a id="security_sasl_kerberos_brokerconfig" 
href="#security_sasl_kerberos_brokerconfig">Configuring Kafka Brokers</a></h5>
+        <ol>
+            <li>Add a suitably modified JAAS file similar to the one below to 
each Kafka broker's config directory, let's call it kafka_server_jaas.conf for 
this example (note that each broker should have its own keytab):
+            <pre>
+        KafkaServer {
+            com.sun.security.auth.module.Krb5LoginModule required
+            useKeyTab=true
+            storeKey=true
+            keyTab="/etc/security/keytabs/kafka_server.keytab"
+            principal="kafka/kafka1.hostname....@example.com";
+        };
+
+        // Zookeeper client authentication
+        Client {
+        com.sun.security.auth.module.Krb5LoginModule required
+        useKeyTab=true
+        storeKey=true
+        keyTab="/etc/security/keytabs/kafka_server.keytab"
+        principal="kafka/kafka1.hostname....@example.com";
+        };</pre>
+
+            </li>
+            <tt>KafkaServer</tt> section in the JAAS file tells the broker 
which principal to use and the location of the keytab where this principal is 
stored. It
+            allows the broker to login using the keytab specified in this 
section. See <a href="#security_sasl_brokernotes">notes</a> for more details on 
Zookeeper SASL configuration.
+            <li>Pass the JAAS and optionally the krb5 file locations as JVM 
parameters to each Kafka broker (see <a 
href="https://docs.oracle.com/javase/8/docs/technotes/guides/security/jgss/tutorials/KerberosReq.html";>here</a>
 for more details):
+                <pre>    -Djava.security.krb5.conf=/etc/kafka/krb5.conf
+        
-Djava.security.auth.login.config=/etc/kafka/kafka_server_jaas.conf</pre>
+            </li>
+            <li>Make sure the keytabs configured in the JAAS file are readable 
by the operating system user who is starting kafka broker.</li>
+            <li>Configure SASL port and SASL mechanisms in server.properties 
as described <a href="#security_sasl_brokerconfig">here</a>.</pre> For example:
+            <pre>    listeners=SASL_PLAINTEXT://host.name:port
+        security.inter.broker.protocol=SASL_PLAINTEXT
+        sasl.mechanism.inter.broker.protocol=GSSAPI
+        sasl.enabled.mechanisms=GSSAPI
+            </pre>
+            </li>We must also configure the service name in server.properties, 
which should match the principal name of the kafka brokers. In the above 
example, principal is "kafka/kafka1.hostname....@example.com", so:
+            <pre>    sasl.kerberos.service.name=kafka</pre>
+
+        </ol></li>
+        <li><h5><a id="security_sasl_kerberos_clientconfig" 
href="#security_kerberos_sasl_clientconfig">Configuring Kafka Clients</a></h5>
+            To configure SASL authentication on the clients:
+            <ol>
+                <li>
+                    Clients (producers, consumers, connect workers, etc) will 
authenticate to the cluster with their
+                    own principal (usually with the same name as the user 
running the client), so obtain or create
+                    these principals as needed. Then configure the JAAS 
configuration property for each client.
+                    Different clients within a JVM may run as different users 
by specifiying different principals.
+                    The property <code>sasl.jaas.config</code> in 
producer.properties or consumer.properties describes
+                    how clients like producer and consumer can connect to the 
Kafka Broker. The following is an example
+                    configuration for a client using a keytab (recommended for 
long-running processes):
+                <pre>
+    sasl.jaas.config=com.sun.security.auth.module.Krb5LoginModule required \
+        useKeyTab=true \
+        storeKey=true  \
+        keyTab="/etc/security/keytabs/kafka_client.keytab" \
+        principal="kafka-clien...@example.com";</pre>
+
+                   For command-line utilities like kafka-console-consumer or 
kafka-console-producer, kinit can be used
+                   along with "useTicketCache=true" as in:
+                <pre>
+    sasl.jaas.config=com.sun.security.auth.module.Krb5LoginModule required \
+        useTicketCache=true;</pre>
+
+                   JAAS configuration for clients may alternatively be 
specified as a JVM parameter similar to brokers
+                   as described <a 
href="#security_client_staticjaas">here</a>. Clients use the login section named
+                   <tt>KafkaClient</tt>. This option allows only one user for 
all client connections from a JVM.</li>
+                <li>Make sure the keytabs configured in the JAAS configuration 
are readable by the operating system user who is starting kafka client.</li>
+                </li>
+                <li>Optionally pass the krb5 file locations as JVM parameters 
to each client JVM (see <a 
href="https://docs.oracle.com/javase/8/docs/technotes/guides/security/jgss/tutorials/KerberosReq.html";>here</a>
 for more details):
+                <pre>    
-Djava.security.krb5.conf=/etc/kafka/krb5.conf</pre></li>
+                <li>Configure the following properties in producer.properties 
or consumer.properties:
+                <pre>
+    security.protocol=SASL_PLAINTEXT (or SASL_SSL)
+    sasl.mechanism=GSSAPI
+    sasl.kerberos.service.name=kafka</pre></li>
+            </ol>
+        </li>
+        </ol>
+    </li>
+
+    <li><h4><a id="security_sasl_plain" 
href="#security_sasl_plain">Authentication using SASL/PLAIN</a></h4>
+        <p>SASL/PLAIN is a simple username/password authentication mechanism 
that is typically used with TLS for encryption to implement secure 
authentication.
+        Kafka supports a default implementation for SASL/PLAIN which can be 
extended for production use as described <a 
href="#security_sasl_plain_production">here</a>.</p>
+        The username is used as the authenticated <code>Principal</code> for 
configuration of ACLs etc.
+        <ol>
+        <li><h5><a id="security_sasl_plain_brokerconfig" 
href="#security_sasl_plain_brokerconfig">Configuring Kafka Brokers</a></h5>
+            <ol>
+            <li>Add a suitably modified JAAS file similar to the one below to 
each Kafka broker's config directory, let's call it kafka_server_jaas.conf for 
this example:
+                <pre>
+        KafkaServer {
+            org.apache.kafka.common.security.plain.PlainLoginModule required
+            username="admin"
+            password="admin-secret"
+            user_admin="admin-secret"
+            user_alice="alice-secret";
+        };</pre>
+                This configuration defines two users (<i>admin</i> and 
<i>alice</i>). The properties <tt>username</tt> and <tt>password</tt>
+                in the <tt>KafkaServer</tt> section are used by the broker to 
initiate connections to other brokers. In this example,
+                <i>admin</i> is the user for inter-broker communication. The 
set of properties <tt>user_<i>userName</i></tt> defines
+                the passwords for all users that connect to the broker and the 
broker validates all client connections including
+                those from other brokers using these properties.</li>
+            <li>Pass the JAAS config file location as JVM parameter to each 
Kafka broker:
+                <pre>    
-Djava.security.auth.login.config=/etc/kafka/kafka_server_jaas.conf</pre></li>
+            <li>Configure SASL port and SASL mechanisms in server.properties 
as described <a href="#security_sasl_brokerconfig">here</a>.</pre> For example:
+                <pre>    listeners=SASL_SSL://host.name:port
+        security.inter.broker.protocol=SASL_SSL
+        sasl.mechanism.inter.broker.protocol=PLAIN
+        sasl.enabled.mechanisms=PLAIN</pre></li>
+            </ol>
+        </li>
+
+        <li><h5><a id="security_sasl_plain_clientconfig" 
href="#security_sasl_plain_clientconfig">Configuring Kafka Clients</a></h5>
+            To configure SASL authentication on the clients:
+            <ol>
+            <li>Configure the JAAS configuration property for each client in 
producer.properties or consumer.properties.
+                The login module describes how the clients like producer and 
consumer can connect to the Kafka Broker.
+                The following is an example configuration for a client for the 
PLAIN mechanism:
+                <pre>
+    sasl.jaas.config=org.apache.kafka.common.security.plain.PlainLoginModule 
required \
+        username="alice" \
+        password="alice-secret";</pre>
+                <p>The options <tt>username</tt> and <tt>password</tt> are 
used by clients to configure
+                the user for client connections. In this example, clients 
connect to the broker as user <i>alice</i>.
+                Different clients within a JVM may connect as different users 
by specifying different user names
+                and passwords in <code>sasl.jaas.config</code>.</p>
+
+                <p>JAAS configuration for clients may alternatively be 
specified as a JVM parameter similar to brokers
+                as described <a href="#security_client_staticjaas">here</a>. 
Clients use the login section named
+                <tt>KafkaClient</tt>. This option allows only one user for all 
client connections from a JVM.</p></li>
+            <li>Configure the following properties in producer.properties or 
consumer.properties:
+                <pre>
+    security.protocol=SASL_SSL
+    sasl.mechanism=PLAIN</pre></li>
+            </ol>
+        </li>
+        <li><h5><a id="security_sasl_plain_production" 
href="#security_sasl_plain_production">Use of SASL/PLAIN in production</a></h5>
+            <ul>
+            <li>SASL/PLAIN should be used only with SSL as transport layer to 
ensure that clear passwords are not transmitted on the wire without 
encryption.</li>
+            <li>The default implementation of SASL/PLAIN in Kafka specifies 
usernames and passwords in the JAAS configuration file as shown
+                <a href="#security_sasl_plain_brokerconfig">here</a>. To avoid 
storing passwords on disk, you can plug in your own implementation of
+                <code>javax.security.auth.spi.LoginModule</code> that provides 
usernames and passwords from an external source. The login module 
implementation should
+                provide username as the public credential and password as the 
private credential of the <code>Subject</code>. The default implementation
+                
<code>org.apache.kafka.common.security.plain.PlainLoginModule</code> can be 
used as an example.</li>
+            <li>In production systems, external authentication servers may 
implement password authentication. Kafka brokers can be integrated with these 
servers by adding
+                your own implementation of 
<code>javax.security.sasl.SaslServer</code>. The default implementation 
included in Kafka in the package
+                <code>org.apache.kafka.common.security.plain</code> can be 
used as an example to get started.
+                <ul>
+                <li>New providers must be installed and registered in the JVM. 
Providers can be installed by adding provider classes to
+                the normal <tt>CLASSPATH</tt> or bundled as a jar file and 
added to <tt><i>JAVA_HOME</i>/lib/ext</tt>.</li>
+                <li>Providers can be registered statically by adding a 
provider to the security properties file
+                <tt><i>JAVA_HOME</i>/lib/security/java.security</tt>.
+                <pre>    security.provider.n=providerClassName</pre>
+                where <i>providerClassName</i> is the fully qualified name of 
the new provider and <i>n</i> is the preference order with
+                lower numbers indicating higher preference.</li>
+                <li>Alternatively, you can register providers dynamically at 
runtime by invoking <code>Security.addProvider</code> at the beginning of the 
client
+                application or in a static initializer in the login module. 
For example:
+                <pre>    Security.addProvider(new 
PlainSaslServerProvider());</pre></li>
+                <li>For more details, see <a 
href="http://docs.oracle.com/javase/8/docs/technotes/guides/security/crypto/CryptoSpec.html";>JCA
 Reference</a>.</li>
+                </ul>
+            </li>
+            </ul>
+        </li>
+        </ol>
+    </li>
+
+    <li><h4><a id="security_sasl_scram" 
href="#security_sasl_scram">Authentication using SASL/SCRAM</a></h4>
+        <p>Salted Challenge Response Authentication Mechanism (SCRAM) is a 
family of SASL mechanisms that
+        addresses the security concerns with traditional mechanisms that 
perform username/password authentication
+        like PLAIN and DIGEST-MD5. The mechanism is defined in <a 
href="https://tools.ietf.org/html/rfc5802";>RFC 5802</a>.
+        Kafka supports <a 
href="https://tools.ietf.org/html/rfc7677";>SCRAM-SHA-256</a> and SCRAM-SHA-512 
which
+        can be used with TLS to perform secure authentication. The username is 
used as the authenticated
+        <code>Principal</code> for configuration of ACLs etc. The default 
SCRAM implementation in Kafka
+        stores SCRAM credentials in Zookeeper and is suitable for use in Kafka 
installations where Zookeeper
+        is on a private network. Refer to <a 
href="#security_sasl_scram_security">Security Considerations</a>
+        for more details.</p>
+        <ol>
+        <li><h5><a id="security_sasl_scram_credentials" 
href="#security_sasl_scram_credentials">Creating SCRAM Credentials</a></h5>
+        <p>The SCRAM implementation in Kafka uses Zookeeper as credential 
store. Credentials can be created in
+        Zookeeper using <tt>kafka-configs.sh</tt>. For each SCRAM mechanism 
enabled, credentials must be created
+        by adding a config with the mechanism name. Credentials for 
inter-broker communication must be created
+        before Kafka brokers are started. Client credentials may be created 
and updated dynamically and updated
+        credentials will be used to authenticate new connections.</p>
+        <p>Create SCRAM credentials for user <i>alice</i> with password 
<i>alice-secret</i>:
+        <pre>
+    bin/kafka-configs.sh --zookeeper localhost:2181 --alter --add-config 
'SCRAM-SHA-256=[iterations=8192,password=alice-secret],SCRAM-SHA-512=[password=alice-secret]'
 --entity-type users --entity-name alice
+        </pre>
+        <p>The default iteration count of 4096 is used if iterations are not 
specified. A random salt is created
+        and the SCRAM identity consisting of salt, iterations, StoredKey and 
ServerKey are stored in Zookeeper.
+        See <a href="https://tools.ietf.org/html/rfc5802";>RFC 5802</a> for 
details on SCRAM identity and the individual fields.
+        <p>The following examples also require a user <i>admin</i> for 
inter-broker communication which can be created using:
+        <pre>
+    bin/kafka-configs.sh --zookeeper localhost:2181 --alter --add-config 
'SCRAM-SHA-256=[password=admin-secret],SCRAM-SHA-512=[password=admin-secret]' 
--entity-type users --entity-name admin
+        </pre>
+        <p>Existing credentials may be listed using the <i>--describe</i> 
option:
+        <pre>
+   bin/kafka-configs.sh --zookeeper localhost:2181 --describe --entity-type 
users --entity-name alice
+        </pre>
+        <p>Credentials may be deleted for one or more SCRAM mechanisms using 
the <i>--delete</i> option:
+        <pre>
+   bin/kafka-configs.sh --zookeeper localhost:2181 --alter --delete-config 
'SCRAM-SHA-512' --entity-type users --entity-name alice
+        </pre>
+        </li>
+        <li><h5><a id="security_sasl_scram_brokerconfig" 
href="#security_sasl_scram_brokerconfig">Configuring Kafka Brokers</a></h5>
+            <ol>
+            <li>Add a suitably modified JAAS file similar to the one below to 
each Kafka broker's config directory, let's call it kafka_server_jaas.conf for 
this example:
+                <pre>
+    KafkaServer {
+        org.apache.kafka.common.security.scram.ScramLoginModule required
+        username="admin"
+        password="admin-secret"
+    };</pre>
+                The properties <tt>username</tt> and <tt>password</tt> in the 
<tt>KafkaServer</tt> section are used by
+                the broker to initiate connections to other brokers. In this 
example, <i>admin</i> is the user for
+                inter-broker communication.</li>
+            <li>Pass the JAAS config file location as JVM parameter to each 
Kafka broker:
+                <pre>    
-Djava.security.auth.login.config=/etc/kafka/kafka_server_jaas.conf</pre></li>
+            <li>Configure SASL port and SASL mechanisms in server.properties 
as described <a href="#security_sasl_brokerconfig">here</a>.</pre> For example:
+                <pre>
+    listeners=SASL_SSL://host.name:port
+    security.inter.broker.protocol=SASL_SSL
+    sasl.mechanism.inter.broker.protocol=SCRAM-SHA-256 (or SCRAM-SHA-512)
+    sasl.enabled.mechanisms=SCRAM-SHA-256 (or SCRAM-SHA-512)</pre></li>
+            </ol>
+        </li>
+
+        <li><h5><a id="security_sasl_scram_clientconfig" 
href="#security_sasl_scram_clientconfig">Configuring Kafka Clients</a></h5>
+            To configure SASL authentication on the clients:
+            <ol>
+           <li>Configure the JAAS configuration property for each client in 
producer.properties or consumer.properties.
+                The login module describes how the clients like producer and 
consumer can connect to the Kafka Broker.
+               The following is an example configuration for a client for the 
SCRAM mechanisms:
+                <pre>
+   sasl.jaas.config=org.apache.kafka.common.security.scram.ScramLoginModule 
required \
+        username="alice" \
+        password="alice-secret";</pre>
+
+                <p>The options <tt>username</tt> and <tt>password</tt> are 
used by clients to configure
+                the user for client connections. In this example, clients 
connect to the broker as user <i>alice</i>.
+                Different clients within a JVM may connect as different users 
by specifying different user names
+                and passwords in <code>sasl.jaas.config</code>.</p>
+
+                <p>JAAS configuration for clients may alternatively be 
specified as a JVM parameter similar to brokers
+                as described <a href="#security_client_staticjaas">here</a>. 
Clients use the login section named
+                <tt>KafkaClient</tt>. This option allows only one user for all 
client connections from a JVM.</p></li>
+            </li>
+            <li>Configure the following properties in producer.properties or 
consumer.properties:
+                <pre>
+    security.protocol=SASL_SSL
+    sasl.mechanism=SCRAM-SHA-256 (or SCRAM-SHA-512)</pre></li>
+            </ol>
+        </li>
+        <li><h5><a id="security_sasl_scram_security" 
href="#security_sasl_scram_security">Security Considerations for 
SASL/SCRAM</a></h5>
+            <ul>
+            <li>The default implementation of SASL/SCRAM in Kafka stores SCRAM 
credentials in Zookeeper. This
+            is suitable for production use in installations where Zookeeper is 
secure and on a private network.</li>
+            <li>Kafka supports only the strong hash functions SHA-256 and 
SHA-512 with a minimum iteration count
+            of 4096. Strong hash functions combined with strong passwords and 
high iteration counts protect
+            against brute force attacks if Zookeeper security is 
compromised.</li>
+            <li>SCRAM should be used only with TLS-encryption to prevent 
interception of SCRAM exchanges. This
+            protects against dictionary or brute force attacks and against 
impersonation if Zookeeper is compromised.</li>
+            <li>The default SASL/SCRAM implementation may be overridden using 
custom login modules in installations
+            where Zookeeper is not secure. See <a 
href="#security_sasl_plain_production">here</a> for details.</li>
+            <li>For more details on security considerations, refer to
+            <a href="https://tools.ietf.org/html/rfc5802#section-9";>RFC 
5802</a>.
+            </ul>
+        </li>
+        </ol>
+    </li>
+
+    <li><h4><a id="security_sasl_multimechanism" 
href="#security_sasl_multimechanism">Enabling multiple SASL mechanisms in a 
broker</a></h4>
+        <ol>
+        <li>Specify configuration for the login modules of all enabled 
mechanisms in the <tt>KafkaServer</tt> section of the JAAS config file. For 
example:
+            <pre>
+        KafkaServer {
+            com.sun.security.auth.module.Krb5LoginModule required
+            useKeyTab=true
+            storeKey=true
+            keyTab="/etc/security/keytabs/kafka_server.keytab"
+            principal="kafka/kafka1.hostname....@example.com";
+
+            org.apache.kafka.common.security.plain.PlainLoginModule required
+            username="admin"
+            password="admin-secret"
+            user_admin="admin-secret"
+            user_alice="alice-secret";
+        };</pre></li>
+        <li>Enable the SASL mechanisms in server.properties: <pre>    
sasl.enabled.mechanisms=GSSAPI,PLAIN,SCRAM-SHA-256,SCRAM-SHA-512</pre></li>
+        <li>Specify the SASL security protocol and mechanism for inter-broker 
communication in server.properties if required:
+            <pre>
+    security.inter.broker.protocol=SASL_PLAINTEXT (or SASL_SSL)
+    sasl.mechanism.inter.broker.protocol=GSSAPI (or one of the other enabled 
mechanisms)</pre></li>
+        <li>Follow the mechanism-specific steps in <a 
href="#security_sasl_kerberos_brokerconfig">GSSAPI (Kerberos)</a>,
+            <a href="#security_sasl_plain_brokerconfig">PLAIN</a> and <a 
href="#security_sasl_scram_brokerconfig">SCRAM</a>
+            to configure SASL for the enabled mechanisms.</li>
+        </ol>
+    </li>
+    <li><h4><a id="saslmechanism_rolling_upgrade" 
href="#saslmechanism_rolling_upgrade">Modifying SASL mechanism in a Running 
Cluster</a></h4>
+        <p>SASL mechanism can be modified in a running cluster using the 
following sequence:</p>
+        <ol>
+        <li>Enable new SASL mechanism by adding the mechanism to 
<tt>sasl.enabled.mechanisms</tt> in server.properties for each broker. Update 
JAAS config file to include both
+            mechanisms as described <a 
href="#security_sasl_multimechanism">here</a>. Incrementally bounce the cluster 
nodes.</li>
+        <li>Restart clients using the new mechanism.</li>
+        <li>To change the mechanism of inter-broker communication (if this is 
required), set <tt>sasl.mechanism.inter.broker.protocol</tt> in 
server.properties to the new mechanism and
+            incrementally bounce the cluster again.</li>
+        <li>To remove old mechanism (if this is required), remove the old 
mechanism from <tt>sasl.enabled.mechanisms</tt> in server.properties and remove 
the entries for the
+            old mechanism from JAAS config file. Incrementally bounce the 
cluster again.</li>
+        </ol>
+    </li>
+    </ol>
+
+    <h3><a id="security_authz" href="#security_authz">7.4 Authorization and 
ACLs</a></h3>
+    Kafka ships with a pluggable Authorizer and an out-of-box authorizer 
implementation that uses zookeeper to store all the acls. Kafka acls are 
defined in the general format of "Principal P is [Allowed/Denied] Operation O 
From Host H On Resource R". You can read more about the acl structure on 
KIP-11. In order to add, remove or list acls you can use the Kafka authorizer 
CLI. By default, if a Resource R has no associated acls, no one other than 
super users is allowed to access R. If you want to change that behavior, you 
can include the following in broker.properties.
+    <pre>allow.everyone.if.no.acl.found=true</pre>
+    One can also add super users in broker.properties like the following (note 
that the delimiter is semicolon since SSL user names may contain comma).
+    <pre>super.users=User:Bob;User:Alice</pre>
+    By default, the SSL user name will be of the form 
"CN=writeuser,OU=Unknown,O=Unknown,L=Unknown,ST=Unknown,C=Unknown". One can 
change that by setting a customized PrincipalBuilder in broker.properties like 
the following.
+    <pre>principal.builder.class=CustomizedPrincipalBuilderClass</pre>
+    By default, the SASL user name will be the primary part of the Kerberos 
principal. One can change that by setting 
<code>sasl.kerberos.principal.to.local.rules</code> to a customized rule in 
broker.properties.
+    The format of <code>sasl.kerberos.principal.to.local.rules</code> is a 
list where each rule works in the same way as the auth_to_local in <a 
href="http://web.mit.edu/Kerberos/krb5-latest/doc/admin/conf_files/krb5_conf.html";>Kerberos
 configuration file (krb5.conf)</a>. Each rules starts with RULE: and contains 
an expression in the format [n:string](regexp)s/pattern/replacement/g. See the 
kerberos documentation for more details. An example of adding a rule to 
properly translate u...@mydomain.com to user while also keeping the default 
rule in place is:
+    
<pre>sasl.kerberos.principal.to.local.rules=RULE:[1:$1@$0](.*@MYDOMAIN.COM)s/@.*//,DEFAULT</pre>
+
+    <h4><a id="security_authz_cli" href="#security_authz_cli">Command Line 
Interface</a></h4>
+    Kafka Authorization management CLI can be found under bin directory with 
all the other CLIs. The CLI script is called <b>kafka-acls.sh</b>. Following 
lists all the options that the script supports:
+    <p></p>
+    <table class="data-table">
+        <tr>
+            <th>Option</th>
+            <th>Description</th>
+            <th>Default</th>
+            <th>Option type</th>
+        </tr>
+        <tr>
+            <td>--add</td>
+            <td>Indicates to the script that user is trying to add an acl.</td>
+            <td></td>
+            <td>Action</td>
+        </tr>
+        <tr>
+            <td>--remove</td>
+            <td>Indicates to the script that user is trying to remove an 
acl.</td>
+            <td></td>
+            <td>Action</td>
+        </tr>
+        <tr>
+            <td>--list</td>
+            <td>Indicates to the script that user is trying to list acls.</td>
+            <td></td>
+            <td>Action</td>
+        </tr>
+        <tr>
+            <td>--authorizer</td>
+            <td>Fully qualified class name of the authorizer.</td>
+            <td>kafka.security.auth.SimpleAclAuthorizer</td>
+            <td>Configuration</td>
+        </tr>
+        <tr>
+            <td>--authorizer-properties</td>
+            <td>key=val pairs that will be passed to authorizer for 
initialization. For the default authorizer the example values are: 
zookeeper.connect=localhost:2181</td>
+            <td></td>
+            <td>Configuration</td>
+        </tr>
+        <tr>
+            <td>--cluster</td>
+            <td>Specifies cluster as resource.</td>
+            <td></td>
+            <td>Resource</td>
+        </tr>
+        <tr>
+            <td>--topic [topic-name]</td>
+            <td>Specifies the topic as resource.</td>
+            <td></td>
+            <td>Resource</td>
+        </tr>
+        <tr>
+            <td>--group [group-name]</td>
+            <td>Specifies the consumer-group as resource.</td>
+            <td></td>
+            <td>Resource</td>
+        </tr>
+        <tr>
+            <td>--allow-principal</td>
+            <td>Principal is in PrincipalType:name format that will be added 
to ACL with Allow permission. <br>You can specify multiple --allow-principal in 
a single command.</td>
+            <td></td>
+            <td>Principal</td>
+        </tr>
+        <tr>
+            <td>--deny-principal</td>
+            <td>Principal is in PrincipalType:name format that will be added 
to ACL with Deny permission. <br>You can specify multiple --deny-principal in a 
single command.</td>
+            <td></td>
+            <td>Principal</td>
+        </tr>
+        <tr>
+            <td>--allow-host</td>
+            <td>IP address from which principals listed in --allow-principal 
will have access.</td>
+            <td> if --allow-principal is specified defaults to * which 
translates to "all hosts"</td>
+            <td>Host</td>
+        </tr>
+        <tr>
+            <td>--deny-host</td>
+            <td>IP address from which principals listed in --deny-principal 
will be denied access.</td>
+            <td>if --deny-principal is specified defaults to * which 
translates to "all hosts"</td>
+            <td>Host</td>
+        </tr>
+        <tr>
+            <td>--operation</td>
+            <td>Operation that will be allowed or denied.<br>
+                Valid values are : Read, Write, Create, Delete, Alter, 
Describe, ClusterAction, All</td>
+            <td>All</td>
+            <td>Operation</td>
+        </tr>
+        <tr>
+            <td>--producer</td>
+            <td> Convenience option to add/remove acls for producer role. This 
will generate acls that allows WRITE,
+                DESCRIBE on topic and CREATE on cluster.</td>
+            <td></td>
+            <td>Convenience</td>
+        </tr>
+        <tr>
+            <td>--consumer</td>
+            <td> Convenience option to add/remove acls for consumer role. This 
will generate acls that allows READ,
+                DESCRIBE on topic and READ on consumer-group.</td>
+            <td></td>
+            <td>Convenience</td>
+        </tr>
+        <tr>
+            <td>--force</td>
+            <td> Convenience option to assume yes to all queries and do not 
prompt.</td>
+            <td></td>
+            <td>Convenience</td>
+        </tr>
+    </tbody></table>
+
+    <h4><a id="security_authz_examples" 
href="#security_authz_examples">Examples</a></h4>
+    <ul>
+        <li><b>Adding Acls</b><br>
+    Suppose you want to add an acl "Principals User:Bob and User:Alice are 
allowed to perform Operation Read and Write on Topic Test-Topic from IP 
198.51.100.0 and IP 198.51.100.1". You can do that by executing the CLI with 
following options:
+            <pre>bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --add --allow-principal User:Bob 
--allow-principal User:Alice --allow-host 198.51.100.0 --allow-host 
198.51.100.1 --operation Read --operation Write --topic Test-topic</pre>
+            By default, all principals that don't have an explicit acl that 
allows access for an operation to a resource are denied. In rare cases where an 
allow acl is defined that allows access to all but some principal we will have 
to use the --deny-principal and --deny-host option. For example, if we want to 
allow all users to Read from Test-topic but only deny User:BadBob from IP 
198.51.100.3 we can do so using following commands:
+            <pre>bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --add --allow-principal User:* --allow-host * 
--deny-principal User:BadBob --deny-host 198.51.100.3 --operation Read --topic 
Test-topic</pre>
+            Note that ``--allow-host`` and ``deny-host`` only support IP 
addresses (hostnames are not supported).
+            Above examples add acls to a topic by specifying --topic 
[topic-name] as the resource option. Similarly user can add acls to cluster by 
specifying --cluster and to a consumer group by specifying --group 
[group-name].</li>
+
+        <li><b>Removing Acls</b><br>
+                Removing acls is pretty much the same. The only difference is 
instead of --add option users will have to specify --remove option. To remove 
the acls added by the first example above we can execute the CLI with following 
options:
+            <pre> bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --remove --allow-principal User:Bob 
--allow-principal User:Alice --allow-host 198.51.100.0 --allow-host 
198.51.100.1 --operation Read --operation Write --topic Test-topic </pre></li>
+
+        <li><b>List Acls</b><br>
+                We can list acls for any resource by specifying the --list 
option with the resource. To list all acls for Test-topic we can execute the 
CLI with following options:
+                <pre>bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --list --topic Test-topic</pre></li>
+
+        <li><b>Adding or removing a principal as producer or consumer</b><br>
+                The most common use case for acl management are 
adding/removing a principal as producer or consumer so we added convenience 
options to handle these cases. In order to add User:Bob as a producer of  
Test-topic we can execute the following command:
+            <pre> bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --add --allow-principal User:Bob --producer 
--topic Test-topic</pre>
+                Similarly to add Alice as a consumer of Test-topic with 
consumer group Group-1 we just have to pass --consumer option:
+            <pre> bin/kafka-acls.sh --authorizer-properties 
zookeeper.connect=localhost:2181 --add --allow-principal User:Bob --consumer 
--topic test-topic --group Group-1 </pre>
+                Note that for consumer option we must also specify the 
consumer group.
+                In order to remove a principal from producer or consumer role 
we just need to pass --remove option. </li>
+        </ul>
+
+    <h3><a id="security_rolling_upgrade" href="#security_rolling_upgrade">7.5 
Incorporating Security Features in a Running Cluster</a></h3>
+        You can secure a running cluster via one or more of the supported 
protocols discussed previously. This is done in phases:
+        <p></p>
+        <ul>
+            <li>Incrementally bounce the cluster nodes to open additional 
secured port(s).</li>
+            <li>Restart clients using the secured rather than PLAINTEXT port 
(assuming you are securing the client-broker connection).</li>
+            <li>Incrementally bounce the cluster again to enable 
broker-to-broker security (if this is required)</li>
+            <li>A final incremental bounce to close the PLAINTEXT port.</li>
+        </ul>
+        <p></p>
+        The specific steps for configuring SSL and SASL are described in 
sections <a href="#security_ssl">7.2</a> and <a href="#security_sasl">7.3</a>.
+        Follow these steps to enable security for your desired protocol(s).
+        <p></p>
+        The security implementation lets you configure different protocols for 
both broker-client and broker-broker communication.
+        These must be enabled in separate bounces. A PLAINTEXT port must be 
left open throughout so brokers and/or clients can continue to communicate.
+        <p></p>
+
+        When performing an incremental bounce stop the brokers cleanly via a 
SIGTERM. It's also good practice to wait for restarted replicas to return to 
the ISR list before moving onto the next node.
+        <p></p>
+        As an example, say we wish to encrypt both broker-client and 
broker-broker communication with SSL. In the first incremental bounce, a SSL 
port is opened on each node:
+            <pre>
+            listeners=PLAINTEXT://broker1:9091,SSL://broker1:9092</pre>
+
+        We then restart the clients, changing their config to point at the 
newly opened, secured port:
+
+            <pre>
+            bootstrap.servers = [broker1:9092,...]
+            security.protocol = SSL
+            ...etc</pre>
+
+        In the second incremental server bounce we instruct Kafka to use SSL 
as the broker-broker protocol (which will use the same SSL port):
+
+            <pre>
+            listeners=PLAINTEXT://broker1:9091,SSL://broker1:9092
+            security.inter.broker.protocol=SSL</pre>
+
+        In the final bounce we secure the cluster by closing the PLAINTEXT 
port:
+
+            <pre>
+            listeners=SSL://broker1:9092
+            security.inter.broker.protocol=SSL</pre>
+
+        Alternatively we might choose to open multiple ports so that different 
protocols can be used for broker-broker and broker-client communication. Say we 
wished to use SSL encryption throughout (i.e. for broker-broker and 
broker-client communication) but we'd like to add SASL authentication to the 
broker-client connection also. We would achieve this by opening two additional 
ports during the first bounce:
+
+            <pre>
+            
listeners=PLAINTEXT://broker1:9091,SSL://broker1:9092,SASL_SSL://broker1:9093</pre>
+
+        We would then restart the clients, changing their config to point at 
the newly opened, SASL & SSL secured port:
+
+            <pre>
+            bootstrap.servers = [broker1:9093,...]
+            security.protocol = SASL_SSL
+            ...etc</pre>
+
+        The second server bounce would switch the cluster to use encrypted 
broker-broker communication via the SSL port we previously opened on port 9092:
+
+            <pre>
+            
listeners=PLAINTEXT://broker1:9091,SSL://broker1:9092,SASL_SSL://broker1:9093
+            security.inter.broker.protocol=SSL</pre>
+
+        The final bounce secures the cluster by closing the PLAINTEXT port.
+
+            <pre>
+        listeners=SSL://broker1:9092,SASL_SSL://broker1:9093
+        security.inter.broker.protocol=SSL</pre>
+
+        ZooKeeper can be secured independently of the Kafka cluster. The steps 
for doing this are covered in section <a href="#zk_authz_migration">7.6.2</a>.
+
+
+    <h3><a id="zk_authz" href="#zk_authz">7.6 ZooKeeper Authentication</a></h3>
+    <h4><a id="zk_authz_new" href="#zk_authz_new">7.6.1 New clusters</a></h4>
+    To enable ZooKeeper authentication on brokers, there are two necessary 
steps:
+    <ol>
+        <li> Create a JAAS login file and set the appropriate system property 
to point to it as described above</li>
+        <li> Set the configuration property <tt>zookeeper.set.acl</tt> in each 
broker to true</li>
+    </ol>
+
+    The metadata stored in ZooKeeper for the Kafka cluster is world-readable, 
but can only be modified by the brokers. The rationale behind this decision is 
that the data stored in ZooKeeper is not sensitive, but inappropriate 
manipulation of that data can cause cluster disruption. We also recommend 
limiting the access to ZooKeeper via network segmentation (only brokers and 
some admin tools need access to ZooKeeper if the new Java consumer and producer 
clients are used).
+
+    <h4><a id="zk_authz_migration" href="#zk_authz_migration">7.6.2 Migrating 
clusters</a></h4>
+    If you are running a version of Kafka that does not support security or 
simply with security disabled, and you want to make the cluster secure, then 
you need to execute the following steps to enable ZooKeeper authentication with 
minimal disruption to your operations:
+    <ol>
+        <li>Perform a rolling restart setting the JAAS login file, which 
enables brokers to authenticate. At the end of the rolling restart, brokers are 
able to manipulate znodes with strict ACLs, but they will not create znodes 
with those ACLs</li>
+        <li>Perform a second rolling restart of brokers, this time setting the 
configuration parameter <tt>zookeeper.set.acl</tt> to true, which enables the 
use of secure ACLs when creating znodes</li>
+        <li>Execute the ZkSecurityMigrator tool. To execute the tool, there is 
this script: <tt>./bin/zookeeper-security-migration.sh</tt> with 
<tt>zookeeper.acl</tt> set to secure. This tool traverses the corresponding 
sub-trees changing the ACLs of the znodes</li>
+    </ol>
+    <p>It is also possible to turn off authentication in a secure cluster. To 
do it, follow these steps:</p>
+    <ol>
+        <li>Perform a rolling restart of brokers setting the JAAS login file, 
which enables brokers to authenticate, but setting <tt>zookeeper.set.acl</tt> 
to false. At the end of the rolling restart, brokers stop creating znodes with 
secure ACLs, but are still able to authenticate and manipulate all znodes</li>
+        <li>Execute the ZkSecurityMigrator tool. To execute the tool, run this 
script <tt>./bin/zookeeper-security-migration.sh</tt> with 
<tt>zookeeper.acl</tt> set to unsecure. This tool traverses the corresponding 
sub-trees changing the ACLs of the znodes</li>
+        <li>Perform a second rolling restart of brokers, this time omitting 
the system property that sets the JAAS login file</li>
+    </ol>
+    Here is an example of how to run the migration tool:
+    <pre>
+    ./bin/zookeeper-security-migration --zookeeper.acl=secure 
--zookeeper.connection=localhost:2181
+    </pre>
+    <p>Run this to see the full list of parameters:</p>
+    <pre>
+    ./bin/zookeeper-security-migration --help
+    </pre>
+    <h4><a id="zk_authz_ensemble" href="#zk_authz_ensemble">7.6.3 Migrating 
the ZooKeeper ensemble</a></h4>
+    It is also necessary to enable authentication on the ZooKeeper ensemble. 
To do it, we need to perform a rolling restart of the server and set a few 
properties. Please refer to the ZooKeeper documentation for more detail:
+    <ol>
+        <li><a 
href="http://zookeeper.apache.org/doc/r3.4.9/zookeeperProgrammers.html#sc_ZooKeeperAccessControl";>Apache
 ZooKeeper documentation</a></li>
+        <li><a 
href="https://cwiki.apache.org/confluence/display/ZOOKEEPER/Zookeeper+and+SASL";>Apache
 ZooKeeper wiki</a></li>
+    </ol>
+</script>
+
+<div class="p-security"></div>

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