Ron -
 
Thanks very much for this decision.
 
Moya T. Davenport Gray, JD
1283 Honokahua Street
Honolulu, Hawaii 96825
808-396-6731
808-381-3732
-----Original Message-----
From: Ron Moore [mailto:[EMAIL PROTECTED]
Sent: Monday, November 10, 2003 10:10 AM
To: WEDI SNIP Security Workgroup List
Subject: Re: HIPAA and Schools

All,
you may be interested in reviewing a Supreme Court decision that could have an impact on what constitutes educational records under HIPAA.   I've attached the decision for you convenience. I am not offering an opinion - rather just providing information. 
 
The Supreme Court decision that addresses the issue of what constitutes an "education record" under FERPA.  Records that may be impacted include those maintained by the school nurse or other medical services personnel (e.g. speech and hearing therapist, school psychologist, trainers). 
 
Within HIPAA - Section 164.501 Definitions of the Privacy Rule states:
(2) Protected health information excludes individually identifiable health information in:
    (i) Education records covered by the Family Educational Right and Privacy Act, as amended, 20 U.S.C. 1232g;
 
Of particular interest in the Supreme Court Ruling are the following statements:
 
From the bottom Page 4
(b) Petitioners and the United States contend that education records include only institutional records, .g. student grade point averages, standardized test scores, and records of disciplinary actions.
 
And continued on Page 5
:Maintain" suggest FERPA records will be kept in a file in a school's record room or on a secure database, ...
 
From Page 9
FERPA implies that educational records are institutional records kept by a single central custodian, such as a registrar, ...
 
From bottom of Page 10
As the Court acknowledges, ..., Congress expressly excluded from the coverage of FERPA records of ... instructional ... personnel ... which are in the sole possession of the maker thereof and which are not accessible or revealed to any other person except a substitute. 
 
reference for statement on page 10 of the ruling -
20 U.S.C. Section 1232g(a)(4)(B)
"the term 'education records' does not include - (i) records of instructional, supervisory, and administrative personnel and educational personnel ancillary thereto which are in the sole possession of the maker thereof and which are not accessible or revealed to any other person except a substitute."
 
It is possible to conclude, based on the court decision, that most if not all records maintained by a school nurse or other health care services provider in his or her office are not educational records as defined in FERPA and are, therefore, subject to HIPAA.
 
Of course additional guidance from OCR, CMS and DOE would be helpful.
 

Ron Moore, D.B.A.
State HIPAA Coordinator
1201 Main Street, Suite 850
Columbia, SC   29201
Phone:   803-737-0627
[EMAIL PROTECTED]
www.hipaa.state.sc.us
 

 
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