Hi Rachel:

Nice talking to you.  I enjoyed our no-nonsense chat.  I am attaching my resume for 
your review.  I am working on two projects right now, both here in Boston area, full 
time on a HIPAA testing project at Tufts Health Plan and part time with WorldCare 
Clinical in the FDA regulatory affairs compliance project for a clinical trial for TAP 
pharmaceuticals...

I have more than 12 years of experience in SQA and am fairly conversant and 
comfortable(knowledgeable?) with HIPAA and FDA regulatory affairs and compliance 
issues.  As you can see, my word document is a pure text of no-nonsense statement of 
what I did and know.

If you get some project you can't handle let me know.  If I do I'll pass them to you.

Independent of all this, I think we can contribute through WEDI/SNIP to evolving a 
definition of certification that will be more widely accepted by the healthcare 
industry.

Have a HAPPY THANKGS GIVING.  Talk to you sometime.  I know time is a scarce resource 
for most of us, but you please feel free to call me if you want/need to anytime.  
We'll be in touch.

Best Regards,

Rama.
--

-----Original Message-----
From:     "Rachel Foerster" <[EMAIL PROTECTED]>
Sent:     Wed, 27 Nov 2002 12:54:43 -0600
To:       "WEDI SNIP Testing Subworkgroup List" <[EMAIL PROTECTED]>
Subject:  RE: RE: VALIDATION or Certification

Marcallee,

I would take this one step further. But first, in the X12 domain, the
correct and proper term is "transaction set" rather than transaction, since
many of the X12 transaction sets can actually convey many individual
"business transactions." (Reference Section 3.8 of the X12.6 Application
Control Structure standard.)

Additionally, I think we should move away from talking only about a claim,
since many of the HIPAA IG's allow multiple "business transactions" to be
included within a single transaction set, e.g., the 270 eligibility request
can convey one or more individual business transactions, as well as the 276,
etc.

For any document or work, it's imperative that a glossary of terms with
definitions be established at the outset so that there are no semantic
disconnects.

Rachel Foerster


-----Original Message-----
From: Marcallee Jackson [mailto:[EMAIL PROTECTED]]
Sent: Tuesday, November 26, 2002 6:37 PM
To: WEDI SNIP Testing Subworkgroup List
Subject: RE: RE: VALIDATION or Certification


OK - so a transaction and claim will be interchangeable and a
transaction set will equal the envelope.

-----Original Message-----
From: Rachel Foerster [mailto:[EMAIL PROTECTED]]
Sent: Tuesday, November 26, 2002 1:36 PM
To: WEDI SNIP Testing Subworkgroup List
Subject: RE: RE: VALIDATION or Certification

Yes. I believe that a more accurate use of terms would be thus:

The ST/SE envelope contains a "transaction set", i.e. a set of
transactions
The 2300 loop contains a business transaction, i.e. a claim

Rachel Foerster

-----Original Message-----
From: Marcallee Jackson [mailto:[EMAIL PROTECTED]]
Sent: Tuesday, November 26, 2002 8:27 AM
To: WEDI SNIP Testing Subworkgroup List
Subject: RE: RE: VALIDATION or Certification


I would suggest, for the purpose of our discussion, we call a claim each
of the 2300 loops and a transaction each ST-SE segment.  Don't know if I
did that in previous messages or not.  Anyone on the list object?

-----Original Message-----
From:     "Marcallee Jackson" <[EMAIL PROTECTED]>
Sent:     Mon, 25 Nov 2002 22:57:00 -0800
To:       "WEDI SNIP Testing Subworkgroup List"
<[EMAIL PROTECTED]>
Subject:  RE: VALIDATION or Certification

OK so if I understand correctly:

Certification services should go beyond certification of HIPAA
compliance and move into business use of the transaction; analyzing
errors more likely due to data entry errors than to programming or file
production issues.  An interesting exercise but unless the submitter was
planning on using an editor in their front end, is this helpful in terms
of compliance in the production environment?

Does a failure to produce a Date Last Seen when the procedure involves a
diabetic foot exam result in a failed test or a failed certification?

If it is up to the industry to set their own thresholds for compliance,
does that mean all certified entities should be required to publish the
statistics on their certification in terms of number of transactions
certified, percentage of pass/fail, etc?

If the number of claims should reach one week's worth of data, how do we
decide what that volume is for a particular entity?

The press announcements I see related to certification are most often
vendor related, not provider or payer.  Since a mechanism for
certification exists and "certification" has been recommended by SNIP,
there is an expectation that a vendor will certify, even if in the end
this certification is nearly meaningless.  Is a clearinghouse that
certifies itself as compliant assuring its non-standard submitters of
anything other than its ability to hand a certification authority a file
the authority deems to be compliant?

More questions to come, I'm certain.





-----Original Message-----
From: Kepa Zubeldia [mailto:[EMAIL PROTECTED]]
Sent: Monday, November 25, 2002 10:15 PM
To: WEDI SNIP Testing Subworkgroup List; Marcallee Jackson
Subject: Re: VALIDATION or Certification

Marcallee,

Thank you.  Now we are getting back on track. Let me address your
points.

1. and 2.  There are a number of good reasons why transactions that are
correct from the EDI perspective and from the HIPAA IG perspective will
fail
the business use of the transaction.  For instance, if the dates are out
of
"sequence", there will be no HIPAA errors detected (HIPAA does not
require
that the date of birth be before the date of death) but the transaction
could
very well fail the business logic.  A transaction without HIPAA errors
is not
necessarily a good business transaction.  If you are interested, I can
get you
more specifics out of band.  The example was just that, an example, but
you
get the feel, right?

3. What is a claim?  Is it the entire 837 with hundreds of 2300 loops,
or is
it each one of the 2300 loops?  From the business perspective of
healthcare,
it is each one of the 2300 loops.  From the EDI perspective, it could
well be
the entire 837.  It would be nice to get a clarification from HHS on
this, as
it could very well affect the penalties.  I believe the covered entities
are
required to have perfect claims, but we need to know the scope of a
claim.
See point #4.  As for the certification, both should be measured, how
many
2300 loops are good and how many ST-SE transactions are good.  The
number of
2300 loops per ST-SE is another important metric.  Of course, I am
assuming
that all transactions must at least be compliant with X12 syntax or the
whole
ST-SE would be bad.  But, will a bad ZIP code cause an entire 837 to be
bad
even if it only happens in one out of 10,000 claims?  I say that is too
drastic a position.

4. Excellent point.  What is the threshold to claim "compliance" ?  Can
I
claim compliance because 1% of my claims are correct?  How high should
it
get?  Can I claim compliance if my correct claim percentage is 50%, 75%,
85%,
90%, 95%, 97%, 99%?  I just picked some numbers.  Who has the answer to
this
one?  Currently the industry operates at around 95% - 97% correct
claims.  In
fact, when a provider tests with Medicare they are supposed to be at
least
95% clean before going to production.  So, is that the threshold?  Or
has
HIPAA become 100% clean or nothing?  I would like to suggest that SNIP
makes
some consensus recommendations in this area.  Lacking an industry
consensus,
it will be left up to the trading partners to set their own thresholds.

5. How do we know the certified entity used real data?  First they
should be
required to only use real data by contract.  Then the certification
should
disclose how they obtained the certification.  How many transactions
they
certified?  Was it only a handful, or was it a real substantial number
of
transactions.  It is very difficult to create large numbers of test
claims
(large being a relative measure, depending on the entity)  My gut
feeling
(not very scientific) tells me that the number of claims certified
should
correspond to about one week worth of business or more.  Then, if the
tested
transactions were artificially created, they will probably be
monotonous, and
that should be reflected in the details of the certification.  The
details of
the certification should represent a real live situation for that
provider,
including the quantity and types of claims (quality) that represents
that
specific provider.  If the certification discloses these facts, then
cheating
the system by certifying concocted data becomes self defeating.

Do we have other assertions?

Kepa





On Monday 25 November 2002 10:16 pm, Marcallee Jackson wrote:
> Rachel - My first message was my way of saying "cool it".  I know that
> you know there are few on the list that enjoy a good debate the way I
> do, so I'm not going to take your comments on that personally.  I'm
also
> not going to beat a dead horse so let's move on to the issue of
> "certification". Separating product from process, if I understand the
> assertion being made for certification, it is that:
>
> 1.  Certification summarizes for the tester the results of the
business
> scenarios included in the test.
> 2.  Certification allows an aggregate report of capabilities, thereby
> protecting PHI.
> 3.  Certification assumes a less than 100% compliant file is to be
> expected and so the pass rate should be identified and clients should
be
> certified if even one transaction proves to be compliant.
>
> But I don't understand a few things:
>
> 1.  In the example given earlier, the provider was able to produce
HIPAA
> compliant primary claims but not secondary claims.  Shouldn't the
> secondary claims have failed the test?
> 2.  89% of consultations failed certification.  Shouldn't those have
> failed the test?
> 3.  Is it OK to be compliant with some of the transactions you send,
or
> are CE's required under the law to be fully compliant?
> 4.  If in fact an entity with a less than 1% pass rate can announce to
> the
> World that it has met "certification" requirements through a third
party
> testing and certification authority, what does that mean for the
> industry?
> 5.  Doesn't certification imply some independent analysis and
> verification of validity?  If so, how do we know that the certifying
> entity used real data?  What's to stop a vendor, provider or payer
from
> building rather than producing a compliant transaction and certifying
> it?
>
> Hope this sets an example of vendor free jargon and assists in the
> discussion on this topic.
>
> Marcallee



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