Attached just for the record the review of draft-ietf-anima-brski-ae-08 that 
lead to -08.
All issues have nicely been resolved in -09, will now post shepherd writeup.

Thanks a lot
    Toerless

>From eckert Tue Dec  5 16:42:31 2023
Date: Tue, 5 Dec 2023 16:42:31 +0100
To: [email protected]
Subject: Pre: review of draft-ietf-anima-brski-ae-08
Message-ID: <[email protected]>
MIME-Version: 1.0
Content-Type: text/plain; charset=us-ascii
Content-Disposition: inline
rom: Toerless Eckert <[email protected]>
Status: RO
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pre-post to authors, final will go to list.

main two issues which we can hopefully sort out in todays call.
  - title name change 
  - removal of 624-629

Cheers
    Toerless

---
Dear BRSKI-AE authors

Thank you very much for this work. This review is part of the documents
Shepherd review, in which i will refer to this text and which i'll post soon

I think the document is in very good shape with just very few issue left which
i think are easy to fix. Sorry for requesting some knucklehead formalisms,
but they are going to be helpful to novices in the field who will read the RFC.

I will refrain from trying to proof-read the english except for few to me
seemingly obvious cases because i am not a native english speaker either.

Format is idnits.

---

draft-ietf-anima-brski-ae-08.txt:
  == Missing Reference: 'LCMPP' is mentioned on line 465, but not defined

  == Outdated reference: draft-ietf-ace-cmpv2-coap-transport has been
     published as RFC 9482



2       ANIMA WG                                              D. von Oheimb, Ed.
3       Internet-Draft                                                  S. Fries
4       Intended status: Standards Track                            H. Brockhaus
5       Expires: 2 June 2024                                             Siemens
6                                                               30 November 2023

8                 BRSKI-AE: Alternative Enrollment Protocols in BRSKI
9                             draft-ietf-anima-brski-ae-08

11      Abstract

13         This document defines an enhancement of Bootstrapping Remote Secure
14         Key Infrastructure (BRSKI, RFC 8995) that supports alternative
15         certificate enrollment protocols, such as CMP.  This offers the
16         following advantages.

Major: 

During IETF/IESG review of what became RFC9262, we had a reviewer who did not 
like the
target name "Traffic Engineering for BIER" (because of ultimately not too 
shabby arguments),
so we had to have a re-naming contest in the WG and finally renamed it to "Tree 
Engineering".

Now, when i look at "Alternative Enrollment" protocols and read the text, even 
this abstract,
then i am thinking that a significant part of the text is about those protocols 
having to
support authenticate self-contained signed objects. Which does really not 
become clear
from the title and name "alternative". Alternative for example could also 
describe 
a protocol which like EST does NOT meet the the requirements that this document
defines as MUST

So: How about renaming this document to "Advantageous Enrollment Protocols in 
BRSKI",
and simply define "advantageous" to be protocols supporting "authenticated 
self-contained signed objects".
Which pretty much is what this document does anyhow - already in this abstract. 

Aka: Change title, add sentence making it clear this document defines 
advantageous to
men supporting authenticated self-contained signed objects", go through the 
text, replace
all instances of "alternative" with "advantageous" (unless there is a reason in 
specific
instances not to - but i don't think there is such an instance).

18         Using authenticated self-contained signed objects for certification
19         requests and responses, their origin can be authenticated
20         independently of message transfer.  This supports end-to-end
21         authentication (proof of origin) also over multiple hops, as well as
22         asynchronous operation of certificate enrollment.  This in turn
23         provides architectural flexibility where to ultimately authenticate

s/where/where and when/ ??

24         and authorize certification requests while retaining full-strength
25         integrity and authenticity of certification requests.

27      About This Document

29         This note is to be removed before publishing as an RFC.

31         Status information for this document may be found at
32         https://datatracker.ietf.org/doc/draft-ietf-anima-brski-ae/.

34         Source for this draft and an issue tracker can be found at
35         https://github.com/anima-wg/anima-brski-ae.

37      Status of This Memo

39         This Internet-Draft is submitted in full conformance with the
40         provisions of BCP 78 and BCP 79.

42         Internet-Drafts are working documents of the Internet Engineering
43         Task Force (IETF).  Note that other groups may also distribute
44         working documents as Internet-Drafts.  The list of current Internet-
45         Drafts is at https://datatracker.ietf.org/drafts/current/.

47         Internet-Drafts are draft documents valid for a maximum of six months
48         and may be updated, replaced, or obsoleted by other documents at any
49         time.  It is inappropriate to use Internet-Drafts as reference
50         material or to cite them other than as "work in progress."

52         This Internet-Draft will expire on 2 June 2024.

54      Copyright Notice

56         Copyright (c) 2023 IETF Trust and the persons identified as the
57         document authors.  All rights reserved.

59         This document is subject to BCP 78 and the IETF Trust's Legal
60         Provisions Relating to IETF Documents (https://trustee.ietf.org/
61         license-info) in effect on the date of publication of this document.
62         Please review these documents carefully, as they describe your rights
63         and restrictions with respect to this document.  Code Components
64         extracted from this document must include Revised BSD License text as
65         described in Section 4.e of the Trust Legal Provisions and are
66         provided without warranty as described in the Revised BSD License.

68      Table of Contents

70         1.  Introduction  . . . . . . . . . . . . . . . . . . . . . . . .   3
71           1.1.  Supported Scenarios . . . . . . . . . . . . . . . . . . .   4
72           1.2.  List of Application Examples  . . . . . . . . . . . . . .   5
73         2.  Terminology . . . . . . . . . . . . . . . . . . . . . . . . .   5
74         3.  Basic Requirements and Mapping to Solutions . . . . . . . . .   7
75           3.1.  Solution Options for Proof of Possession  . . . . . . . .   7
76           3.2.  Solution Options for Proof of Identity  . . . . . . . . .   8
77         4.  Adaptations to BRSKI  . . . . . . . . . . . . . . . . . . . .   9
78           4.1.  Architecture  . . . . . . . . . . . . . . . . . . . . . .  10
79           4.2.  Message Exchange  . . . . . . . . . . . . . . . . . . . .  14
80             4.2.1.  Pledge - Registrar Discovery  . . . . . . . . . . . .  14
81             4.2.2.  Pledge - Registrar - MASA Voucher Exchange  . . . . .  14
82             4.2.3.  Pledge - Registrar - MASA Voucher Status Telemetry  .  15
83             4.2.4.  Pledge - Registrar - RA/CA Certificate Enrollment . .  15
84             4.2.5.  Pledge - Registrar Enrollment Status Telemetry  . . .  18
85           4.3.  Enhancements to the Endpoint Addressing Scheme of
86                 BRSKI . . . . . . . . . . . . . . . . . . . . . . . . . .  18
87         5.  Instantiation to Existing Enrollment Protocols  . . . . . . .  20
88           5.1.  BRSKI-CMP: Instantiation to CMP . . . . . . . . . . . . .  20
89           5.2.  Support of Other Enrollment Protocols . . . . . . . . . .  22
90         6.  IANA Considerations . . . . . . . . . . . . . . . . . . . . .  22
91         7.  Security Considerations . . . . . . . . . . . . . . . . . . .  22
92         8.  Acknowledgments . . . . . . . . . . . . . . . . . . . . . . .  23
93         9.  References  . . . . . . . . . . . . . . . . . . . . . . . . .  23
94           9.1.  Normative References  . . . . . . . . . . . . . . . . . .  24
95           9.2.  Informative References  . . . . . . . . . . . . . . . . .  24
96         Appendix A.  Application Examples . . . . . . . . . . . . . . . .  27
97           A.1.  Rolling Stock . . . . . . . . . . . . . . . . . . . . . .  27
98           A.2.  Building Automation . . . . . . . . . . . . . . . . . . .  27
99           A.3.  Substation Automation . . . . . . . . . . . . . . . . . .  28
100          A.4.  Electric Vehicle Charging Infrastructure  . . . . . . . .  28
101          A.5.  Infrastructure Isolation Policy . . . . . . . . . . . . .  29
102          A.6.  Sites with Insufficient Level of Operational Security . .  29
103        Appendix B.  History of Changes TBD RFC Editor: please delete . .  29
104        Contributors  . . . . . . . . . . . . . . . . . . . . . . . . . .  38
105        Authors' Addresses  . . . . . . . . . . . . . . . . . . . . . . .  38

107     1.  Introduction

109        BRSKI [RFC8995] is typically used with EST as the enrollment protocol

Please expand on first use (EAFU) every "normal" abbreviation e.g. here 
"Enrollment over Secure Transport",
and provide a reference for it if it exists (e.g.: RFC7030 here). Reference 
should also be included
in the terminology definition of abbreviations.

A normal abbreviation is one which does not have a "*" after it in:

https://www.rfc-editor.org/materials/abbrev.expansion.txt

Those with "*" are considered well-known and don't require expansion or 
references
as far as RFC Editor is concerned. E.g.: HTTP or TLS. Security experts may still
ask you for version numbers of TLS and references for it, but you can let that 
be
a problem of SEC AD review.

If you use an abbreviation that is not in the abbreviation list, please make
a remark for RFC editor to consider adding it if you think it's important 
enough.
If you think there is a specific abbreviation that should be marked as 
well-known,
you can also have that argument with RFC-Editor, likely during AUTH48 (aka: 
some time
away).

(This whole knucklehead details about abbreviations and references brought to 
you
 with kudos to Brian Carpenter, who made me a fan when he asked me for all the 
same
 in RFC8994 ;-))

110        for device certificates employing HTTP over TLS for its message
111        transfer.  BRSKI-AE is a variant using alternative enrollment
112        protocols with authenticated self-contained objects for device
113        certificate enrollment.

115        This specification carries over the main characteristics of BRSKI,
116        namely:

118        *  The pledge is assumed to have got IDevID credentials during its

s/got/received/

EOFU: IDevID, reference is 802.1AR,


119           production.  It uses them to authenticate itself to the MASA, the

reference for MASA: RFC8995

120           Manufacturer Authorized Signing Authority, and to the registrar,
121           the access point of the target domain, and to possibly further
122           components of the domain where it will be operated.

124        *  The pledge first obtains via the voucher exchange a trust anchor

voucher [RFC8366]

125           for authenticating entities in the domain such as the domain
126           registrar.

128        *  The pledge then generates a device private key, called the LDevID

EOFU: LDevID, reference 802.1AR

129           secret, and obtains a domain-specific device certificate, called
130           the LDevID certificate, along with its certificate chain.

132        The goals of BRSKI-AE are to provide an enhancement of BRSKI for
133        LDevID certificate enrollment using, alternatively to EST, a protocol
134        that

136        *  supports end-to-end authentication over multiple hops

138        *  enables secure message exchange over any kind of transfer,
139           including asynchronous delivery.

141        Note: The BRSKI voucher exchange of the pledge with the registrar and
142        MASA uses authenticated self-contained objects, so the voucher
143        exchange already has these properties.

145        The well-known URI approach of BRSKI and EST messages is extended
146        with an additional path element indicating the enrollment protocol
147        being used.

149        Based on the definition of the overall approach and specific
150        endpoints, this specification enables the registrar to offer multiple
151        enrollment protocols, from which pledges and their developers can
152        then pick the most suitable one.

154        Note: BRSKI (RFC 8995) specifies how to use HTTP over TLS, but
155        further variants are known, such as Constrained BRSKI
156        [I-D.ietf-anima-constrained-voucher] using CoAP over DTLS.  In the
157        sequel, 'HTTP' and 'TLS' are just references to the most common case,
158        where variants such as using CoAP and/or DTLS are meant to be
159        subsumed - the differences are not relevant here.

minor:  suggest to add text like the following to make the scope of the 
document clearer.

  This specification is sufficient together with its references
  to support BRSKI with Lightweight CMP Profile (LCMPP) [RFC9483]. Combining
  BRSKI with a protocol or profile other than LCMPP will require additional IANA
  registrations based on the rules specified in this document. It may also
  require additional protocol specifications for details of the protocol/profile
  (similar to [RFC9483]), which are outside the scope of this document.


161     1.1.  Supported Scenarios

163        BRSKI-AE is intended to be used situations like the following.

165        *  pledges and/or the target domain reusing an already established
166           certificate enrollment protocol different from EST, such as CMP

EOFU, reference: CMP

Whow, CMP is not in RFC editor list. Shame on SEC area, please get that fixed.
LCMPP  neither. E.g.: find place at the end , add [RFC-Editor]: please add 
CMP, ..., LCMPP, ... to RFC-editor abbreviations list - This should have been
caught during RFC9483 ;-)

168        *  scenarios indirectly excluding the use of EST for certificate
169           enrollment, such as:

171           -  the RA not being co-located with the registrar while requiring

EAFU: RA, not sure which reference

172              end-to-end authentication of requesters, which EST does not
173              support over multiple hops

175           -  the RA or CA operator requiring auditable proof of origin of

EAFU: CA, not sure which reference.

176              CSRs, which is not possible neither with the transient source
177              authentication provided by TLS.

179           -  certificate requests for types of keys that do not support
180              signing, such as KEM and key agreement keys, which is not

EAFU: KEM

181              supported by EST because it uses PKCS#10 CSRs expecting proof-

EAFU: PKCS#10, CSR...

182              of-possession via a self-signature

184           -  pledge implementations using security libraries not providing
185              EST support or a TLS library that does not support providing
186              the so-called tls-unique value [RFC5929] needed by EST for
187              strong binding of the source authentication

189        *  no full RA functionality being available on-site in the target
190           domain, while connectivity to an off-site RA may be intermittent
191           or entirely offline.

193        *  authoritative actions of a local RA at the registrar being not
194           sufficient for fully and reliably authorizing pledge certification
195           requests, which may be due to missing data access or due to an
196           insufficient level of security, for instance regarding the local
197           storage of private keys

199     1.2.  List of Application Examples

201        Bootstrapping can be handled in various ways, depending on the
202        application domains.  The informative Appendix A provides
203        illustrative examples from various industrial control system
204        environments and operational setups.  They motivate the support of
205        alternative enrollment protocols, based on the following examples of
206        operational environments:

208        *  rolling stock

210        *  building automation

212        *  electrical substation automation

214        *  electric vehicle charging infrastructures

216        *  infrastructure isolation policy

218        *  sites with insufficient level of operational security

220     2.  Terminology

222        The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
223        "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
224        "OPTIONAL" in this document are to be interpreted as described in
225        BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
226        capitals, as shown here.

228        This document relies on the terminology defined in [RFC8995],
229        [RFC5280], and [IEEE_802.1AR-2018].  The following terms are
230        described partly in addition.

232        asynchronous communication:  time-wise interrupted delivery of
233           messages, here between a pledge and the registrar or an RA

235        authenticated self-contained object:  data structure that is
236           cryptographically bound to the identity of its originator by an
237           attached digital signature on the actual object, using a private
238           key of the originator such as the IDevID secret.

240        backend:  placement of a domain component separately from the domain
241           registrar; may be on-site or off-site

243        BRSKI-AE:  BRSKI with *A*lternative *E*nrollment, a variation of
244           BRSKI [RFC8995] in which BRSKI-EST, the enrollment protocol
245           between pledge and the registrar, is replaced by enrollment
246           protocols that support end-to-end authentication of the pledge to
247           the RA, such as Lightweight CMP.

249        local RA (LRA):  a subordinate RA that is close to entities being
250           enrolled and separate from a subsequent RA.  In BRSKI-AE it is
251           needed if a backend RA is used, and in this case the LRA is co-
252           located with the registrar.

254        LCMPP:  Lightweight CMP Profile [RFC9483]

256        on-site:  locality of a component or service or functionality at the
257           site of the registrar

259        off-site:  locality of component or service or functionality, such as
260           RA or CA, not at the site of the registrar.  This may be a central
261           site or a cloud service, to which connection may be intermittent.

263        pledge:  device that is to be bootstrapped to a target domain.  It
264           requests an LDevID, a Locally significant Device IDentifier, using
265           IDevID credentials installed by its manufacturer.

267        RA:  Registration Authority, the PKI component to which a CA
268           typically delegates certificate management functions such as
269           authenticating pledges and performing authorization checks on
270           certification requests

272        registrar:  short for domain registrar

274        site:  the locality where an entity, such as a pledge, registrar, or
275           PKI component is deployed.  The target domain may have multiple
276           sites.

278        synchronous communication:  time-wise uninterrupted delivery of
279           messages, here between a pledge and a registrar or PKI component

281        target domain:  the domain that a pledge is going to be bootstrapped
282           to

s/to/into/

284     3.  Basic Requirements and Mapping to Solutions

286        Based on the intended target scenarios described in Section 1.1 and
287        the application examples described in Appendix A, the following
288        requirements are derived to support authenticated self-contained
289        objects as containers carrying certification requests.

291        At least the following properties are required for a certification
292        request:

294        *  Proof of possession: demonstrates access to the private key
295           corresponding to the public key contained in a certification
296           request.  This is typically achieved by a self-signature using the
297           corresponding private key but can also be achieved indirectly, see
298           [RFC4210], Section 4.3.

300        *  Proof of identity, also called proof of origin: provides data
301           origin authentication of the certification request.  Typically
302           this is achieved by a signature using the pledge IDevID secret
303           over some data, which needs to include a sufficiently strong
304           identifier of the pledge, such as the device serial number
305           typically included in the subject of the IDevID certificate.

307        The rest of this section gives an non-exhaustive list of solution
308        examples, based on existing technology described in IETF documents:

310     3.1.  Solution Options for Proof of Possession

312        Certificate signing request (CSR) objects: CSRs are data structures
313        protecting only the integrity of the contained data and providing
314        proof of possession for a (locally generated) private key.  Important
315        types of CSR data structures are:

317        *  PKCS#10 [RFC2986].  This very common form of CSR is self-signed to
318           protect its integrity and to prove possession of the private key
319           that corresponds to the public key included in the request.


321        *  CRMF [RFC4211].  This less common but more general CSR format

EAFU CRMF

322           supports several ways of integrity protection and proof of
323           possession- Typically a self-signature is used generated over
324           (part of) the structure with the private key corresponding to the
325           included public key.  CRMF also supports further proof-of-
326           possession methods for types of keys that do not have signing
327           capability.  For details see [RFC4211], Section 4.

329        Note: The integrity protection of CSRs includes the public key
330        because it is part of the data signed by the corresponding private
331        key.  Yet this signature does not provide data origin authentication,
332        i.e., proof of identity of the requester because the key pair
333        involved is fresh.

335     3.2.  Solution Options for Proof of Identity

337        Binding a certificate signing request (CSR) to an existing
338        authenticated credential (the BRSKI context, the IDevID certificate)
339        enables proof of origin, which in turn supports an authorization
340        decision on the CSR.

342        The binding of data origin authentication to the CSR is typically
343        delegated to the protocol used for certificate management.  This
344        binding may be achieved through security options in an underlying
345        transport protocol such as TLS if the authorization of the
346        certification request is (sufficiently) done at the next
347        communication hop.  Depending on the key type, the binding can also
348        be done in a stronger, transport-independent way by wrapping the CSR
349        with a signature.

351        This requirement is addressed by existing enrollment protocols in
352        various ways, such as:

354        *  EST [RFC7030], also its variant EST-coaps [RFC9148], utilizes
355           PKCS#10 to encode Certificate Signing Requests (CSRs).  While such
356           a CSR was not designed to include a proof of origin, there is a
357           limited, indirect way of binding it to the source authentication
358           of the underlying TLS session.  This is achieved by including in
359           the CSR the tls-unique value [RFC5929] resulting from the TLS
360           handshake.  As this is optionally supported by the EST
361           "/simpleenroll" endpoint used in BRSKI and the TLS handshake
362           employed in BRSKI includes certificate-based client authentication
363           of the pledge with its IDevID credentials, the proof of pledge
364           identity being an authenticated TLS client can be bound to the
365           CSR.

367           Yet this binding is only valid in the context of the TLS session
368           established with the registrar acting as the EST server and
369           typically also as an RA.  So even such a cryptographic binding of
370           the authenticated pledge identity to the CSR is not visible nor
371           verifiable to authorization points outside the registrar, such as
372           a RA in the backend.  What the registrar must do is to

s/a/a (second)/ ??
(because you start explaning the initial registrar is also RA.)

373           authenticate and pre-authorize the pledge and to indicate this to
374           the RA by signing the forwarded certificate request with its

s/RA/(second) RA/ ?

375           private key and a related certificate that has the id-kp-cmcRA
376           extended key usage attribute.

378           [RFC7030], Section 2.5 sketches wrapping PKCS#10-formatted CSRs
379           with a Full PKI Request message sent to the "/fullcmc" endpoint.
380           This would allow for source authentication at message level, such
381           that the registrar could forward it to external RAs in a
382           meaningful way.  This approach is so far not sufficiently
383           described and likely has not been implemented.

385        *  SCEP [RFC8894] supports using a shared secret (passphrase) or an
386           existing certificate to protect CSRs based on SCEP Secure Message
387           Objects using CMS wrapping ([RFC5652]).  Note that the wrapping
388           using an existing IDevID in SCEP is referred to as 'renewal'.
389           This way SCEP does not rely on the security of the underlying
390           message transfer.

392        *  CMP [RFC4210] supports using a shared secret (passphrase) or an
393           existing certificate, which may be an IDevID credential, to
394           authenticate certification requests via the PKIProtection
395           structure in a PKIMessage.  The certification request is typically
396           encoded utilizing CRMF, while PKCS#10 is supported as an
397           alternative.  Thus, CMP does not rely on the security of the
398           underlying message transfer.

400        *  CMC [RFC5272] also supports utilizing a shared secret (passphrase)
401           or an existing certificate to protect certification requests,
402           which can be either in CRMF or PKCS#10 structure.  The proof of
403           identity can be provided as part of a FullCMCRequest, based on CMS
404           [RFC5652] and signed with an existing IDevID secret.  Thus also
405           CMC does not rely on the security of the underlying message
406           transfer.

This would be a place for a quick summary stating that EST does not meet the
advantageous requirements of this document, but CMP, CMC and SCEP do meet them, 
and maybe
another sentence to say why this document primarily focusses on specifying
details for LCMPP ?

408     4.  Adaptations to BRSKI

410        To enable using alternative certificate enrollment protocols
411        supporting end-to-end authentication, asynchronous enrollment, and
412        more general system architectures, BRSKI-AE provides some
413        generalizations on BRSKI [RFC8995].  This way, authenticated self-
414        contained objects such as those described in Section 3 above can be
415        used for certificate enrollment, and RA functionality can be
416        distributed freely in the target domain.

418        The enhancements needed are kept to a minimum in order to ensure
419        reuse of already defined architecture elements and interactions.  In
420        general, the communication follows the BRSKI model and utilizes the
421        existing BRSKI architecture elements.  In particular, the pledge
422        initiates communication with the domain registrar and interacts with
423        the MASA as usual for voucher request and response processing.

425     4.1.  Architecture

427        The key element of BRSKI-AE is that the authorization of a
428        certification request MUST be performed based on an authenticated
429        self-contained object.  The certification request is bound in a self-
430        contained way to a proof of origin based on the IDevID credentials.
431        Consequently, the certification request may be transferred using any
432        mechanism or protocol.  Authentication and authorization of the
433        certification request can be done by the domain registrar and/or by
434        backend domain components.  As mentioned in Section 1.1, these
435        components may be offline or off-site.  The registrar and other on-
436        site domain components may have no or only temporary (intermittent)
437        connectivity to them.

439        This leads to generalizations in the placement and enhancements of
440        the logical elements as shown in Figure 1.

442                                                 +------------------------+
443           +--------------Drop-Ship------------->| Vendor Service         |
444           |                                     +------------------------+
445           |                                     | M anufacturer|         |
446           |                                     | A uthorized  |Ownership|
447           |                                     | S igning     |Tracker  |
448           |                                     | A uthority   |         |
449           |                                     +--------------+---------+
450           |                                                      ^
451           |                                                      |
452           V                                                      |
453        +--------+     .........................................  |
454        |        |     .                                       .  | BRSKI-
455        |        |     .  +-------+          +--------------+  .  | MASA
456        | Pledge |     .  | Join  |          | Domain       |<----+
457        |        |<------>| Proxy |<-------->| Registrar w/ |  .
458        |        |     .  |.......|          | LRA or RA    |  .
459        | IDevID |     .  +-------+          +--------------+  .
460        |        |   BRSKI-AE over TLS                ^        .
461        +--------+   using, e.g., [LCMPP]             |        .
462                       .                              |        .
463                       ...............................|.........
464                    on-site (local) domain components |
465                                                      | e.g., [LCMPP]
466                                                      |
467         .............................................|..................
468         . Public-Key Infrastructure                  v                 .
469         . +---------+     +------------------------------------------+ .
470         . |         |<----+   Registration Authority                 | .
471         . |    CA   +---->|   RA (unless part of Domain Registrar)   | .
472         . +---------+     +------------------------------------------+ .
473         ................................................................
474                 backend (central or off-site) domain components

476             Figure 1: Architecture Overview Using Backend PKI Components

478        The architecture overview in Figure 1 has the same logical elements
479        as BRSKI, but with more flexible placement of the authentication and
480        authorization checks on certification requests.  Depending on the
481        application scenario, the registrar MAY still do all of these checks
482        (as is the case in BRSKI), or part of them.

484        The following list describes the on-site components in the target
485        domain of the pledge shown in Figure 1.

487        *  Join Proxy: same functionality as described in BRSKI [RFC8995],
488           Section 4

490        *  Domain Registrar including LRA or RA functionality: in BRSKI-AE,
491           the domain registrar has mostly the same functionality as in
492           BRSKI, namely to act as the gatekeeper of the domain for
493           onboarding new devices and to facilitate the communication of
494           pledges with their MASA and the domain PKI.  Yet there are some
495           generalizations and specific requirements:

497           1.  The registrar MUST support at least one certificate enrollment
498               protocol with authenticated self-contained objects for
499               certification requests.  To this end, the URI scheme for
500               addressing endpoints at the registrar is generalized (see
501               Section 4.3).

503           2.  Rather than having full RA functionality, the registrar MAY
504               act as a local registration authority (LRA) and delegate part
505               of its involvement in certificate enrollment to a backend RA,
506               called RA.  In such scenarios the registrar optionally checks
507               certification requests it receives from pledges and forwards
508               them to the RA.  The RA performs the remaining parts of the
509               enrollment request validation and authorization.  Note that to
510               this end the RA may need information regarding the
511               authorization of pledges from the registrar or from other
512               sources.  On the way back, the registrar forwards responses by
513               the PKI to the pledge on the same channel.

515               Note: In order to support end-to-end authentication of the
516               pledge across the registrar to the RA, the certification
517               request structure signed by the pledge needs to be retained by
518               the registrar, and the registrar cannot use for its
519               communication with the PKI a enrollment protocol different to
520               the one used by the pledge.

522           3.  The use of a certificate enrollment protocol with
523               authenticated self-contained objects gives freedom how to
524               transfer enrollment messages between pledge and RA.
525               Regardless how this transfer is protected and how messages are
526               routed, also in case that the RA is not part of the registrar
527               it MUST be guaranteed, like in BRSKI, that the RA accepts
528               certification requests for LDevIDs only with the consent of
529               the registrar.  See Section 7 for details how this can be
530               achieved.

532        Despite of the above generalizations to the enrollment phase, the
533        final step of BRSKI, namely the enrollment status telemetry, is kept
534        as it is.

536        The following list describes the components provided by the vendor or
537        manufacturer outside the target domain.

539        *  MASA: functionality as described in BRSKI [RFC8995].  The voucher
540           exchange with the MASA via the domain registrar is performed as
541           described in BRSKI.

543           Note: From the definition of the interaction with the MASA in
544           [RFC8995], Section 5 follows that it may be synchronous (using
545           voucher request with nonces) or asynchronous (using nonceless
546           voucher requests).

548        *  Ownership tracker: as defined in BRSKI.

550        The following list describes backend target domain components, which
551        may be located on-site or off-site in the target domain.

553        *  RA: performs centralized certificate management functions as a
554           public-key infrastructure for the domain operator.  As far as not
555           already done by the domain registrar, it performs the final
556           validation and authorization of certification requests.
557           Otherwise, the RA co-located with the domain registrar directly
558           connects to the CA.

560        *  CA, also called domain CA: generates domain-specific certificates
561           according to certification requests that have been authenticated
562           and authorized by the registrar and/or and an extra RA.

564        Based on the diagram in BRSKI [RFC8995], Section 2.1 and the
565        architectural changes, the original protocol flow is divided into
566        several phases showing commonalities and differences to the original
567        approach as follows.

569        *  Discovery phase: mostly as in BRSKI step (1).  For details see
570           Section 4.2.1.

572        *  Identification phase: same as in BRSKI step (2).

574        *  Voucher exchange phase: same as in BRSKI steps (3) and (4).

576        *  Voucher status telemetry: same as in BRSKI directly after step
577           (4).

579        *  Certificate enrollment phase: the use of EST in step (5) is
580           changed to employing a certificate enrollment protocol that uses
581           an authenticated self-contained object for requesting the LDevID
582           certificate.

584           For transporting the certificate enrollment request and response
585           messages, the (D)TLS channel established between pledge and
586           registrar is RECOMMENDED to use.  To this end, the enrollment
587           protocol, the pledge, and the registrar need to support the usage
588           of the existing channel for certificate enrollment.  Due to this
589           recommended architecture, typically the pledge does not need to
590           establish additional connections for certificate enrollment and
591           the registrar retains full control over the certificate enrollment
592           traffic.

594        *  Enrollment status telemetry: the final exchange of BRSKI step (5).

596     4.2.  Message Exchange

598        The behavior of a pledge described in BRSKI [RFC8995], Section 2.1 is
599        kept, with one major exception.  After finishing the Imprint step
600        (4), the Enroll step (5) MUST be performed with an enrollment
601        protocol utilizing authenticated self-contained objects, as explained
602        in Section 3.  Section 5 discusses selected suitable enrollment
603        protocols and options applicable.

605        An abstract overview of the BRSKI-AE protocol can be found at
606        [BRSKI-AE-overview].

608     4.2.1.  Pledge - Registrar Discovery

610        Discovery as specified in BRSKI [RFC8995], Section 4 does not support
611        discovery of registrars with enhanced feature sets.  A pledge cannot
612        find out in this way whether discovered registrars support the
613        certificate enrollment protocol it expects, such as CMP.

615        As a more general solution, the BRSKI discovery mechanism can be
616        extended to provide upfront information on the capabilities of
617        registrars.  Future work such as [I-D.eckert-anima-brski-discovery]
618        may provide this.

620        In the absence of such a generally applicable solution, BRSKI-AE
621        deployments may use their particular way of doing discovery.
622        Section 5.1 defines a minimalist approach that MAY be used for CMP.

624        In controlled environments where the specific BRSKI features required
625        by pledges and the features supported by the registrar(s) are known
626        and considered during engineering, also the following optimistic
627        approach MAY be followed.  Each pledge simply assumes that all
628        registrars involved support BRSKI-AE with the enrollment protocol(s)
629        that it requires.

I thought the conclusion of our IETF118 side meeting was to remove paragraph 
624 - 629
in favor of the text from 620-622/section 5.1 for brski-lcmpp. 

Aka: please remove 624-629.

But Feel free to add after 622:

  Similar approaches may be used for other advantageous enrollment protocols.

Aka: Whenever someone wants to use another protocol like SCEP or CMC, and 
brski-discovery
is not ready then, they'd need to specify a new service name. No big deal. Just
not scalable or preferred.



631     4.2.2.  Pledge - Registrar - MASA Voucher Exchange

633        The voucher exchange is performed as specified in [RFC8995].

635     4.2.3.  Pledge - Registrar - MASA Voucher Status Telemetry

637        The voucher status telemetry is performed as specified in [RFC8995],
638        Section 5.7.

640     4.2.4.  Pledge - Registrar - RA/CA Certificate Enrollment

642        This replaces the EST integration for PKI bootstrapping described in
643        [RFC8995], Section 5.9 (while [RFC8995], Section 5.9.4 remains as the
644        final phase, see below).

646        The certificate enrollment phase may involve transmission of several
647        messages.  Details can depend on the application scenario, the
648        employed enrollment protocol, and other factors.

650        The only message exchange REQUIRED is for the actual certificate
651        request and response.  Further message exchanges MAY be performed as
652        needed.

654        Note: The message exchanges marked OPTIONAL in the below Figure 2
655        cover all those supported by the use of EST in BRSKI.  The last
656        OPTIONAL one, namely certificate confirmation, is not supported by
657        EST, but by CMP and other enrollment protocols.

659        +--------+                        +------------+       +------------+
660        | Pledge |                        | Domain     |       | Operator   |
661        |        |                        | Registrar  |       | RA/CA      |
662        |        |                        |  (JRC)     |       | (PKI)      |
663        +--------+                        +------------+       +------------+
664         |                                         |                       |
665         |  [OPTIONAL request of CA certificates]  |                       |
666         |--------- CA Certs Request (1) --------->|                       |
667         |                                         | [OPTIONAL forwarding] |
668         |                                         |---CA Certs Request -->|
669         |                                         |<--CA Certs Response---|
670         |<-------- CA Certs Response (2) ---------|                       |
671         |                                         |                       |
672         |  [OPTIONAL request of attributes        |                       |
673         |   to include in Certificate Request]    |                       |
674         |--------- Attribute Request (3) -------->|                       |
675         |                                         | [OPTIONAL forwarding] |
676         |                                         |--- Attribute Req. --->|
677         |                                         |<-- Attribute Resp. ---|
678         |<-------- Attribute Response (4) --------|                       |
679         |                                         |                       |
680         |  [REQUIRED certificate request]         |                       |
681         |--------- Certificate Request (5) ------>|                       |
682         |                                         | [OPTIONAL forwarding] |
683         |                                         |--- Certificate Req.-->|
684         |                                         |<--Certificate Resp.---|
685         |<-------- Certificate Response (6) ------|                       |
686         |                                         |                       |
687         |  [OPTIONAL certificate confirmation]    |                       |
688         |--------- Certificate Confirm (7) ------>|                       |
689         |                                         | [OPTIONAL forwarding] |
690         |                                         |---Certificate Conf.-->|
691         |                                         |<---- PKI Confirm -----|
692         |<-------- PKI/Registrar Confirm (8) -----|                       |

694                           Figure 2: Certificate Enrollment

696        Note: Connections between the registrar and the PKI components of the
697        operator (RA, CA, etc.) may be intermittent or off-line.  Messages
698        should be sent as soon as sufficient transfer capacity is available.

700        The label [OPTIONAL forwarding] in Figure 2 means that on receiving
701        from a pledge a request message of the given type, the registrar MAY
702        answer the request directly itself.  In this case, it MUST
703        authenticate its responses with the same credentials as used for
704        authenticating itself at TLS level for the voucher exchange.
705        Otherwise the registrar MUST forward the request to the RA and
706        forward any resulting response back to the pledge.

708        Note: The decision whether to forward a request or to answer it
709        directly can depend on various static and dynamic factors.  They
710        include the application scenario, the capabilities of the registrar
711        and of the local RA possibly co-located with the registrar, the
712        enrollment protocol being used, and the specific contents of the
713        request.

715        Note: There are several options how the registrar could be able to
716        directly answer requests for CA certificates or for certificate
717        request attributes.  It could cache responses obtained from the
718        domain PKI and later use their contents for responding to requests
719        asking for the same data.  The contents could also be explicit
720        provisioned at the registrar.

722        Note: Certificate requests typically need to be handled by the
723        backend PKI, but the registrar can answer them directly with an error
724        response in case it determines that such a request should be
725        rejected, for instance because is not properly authenticated or not
726        authorized.
727        Also certificate confirmation messages will usually be forwarded to
728        the backend PKI, but if the registrar knows that they are not needed
729        or wanted there it can acknowledge such messages directly.

731        The following list provides an abstract description of the flow
732        depicted in Figure 2.

734        *  CA Certs Request (1): The pledge optionally requests the latest
735           relevant CA certificates.  This ensures that the pledge has the
736           complete set of current CA certificates beyond the pinned-domain-
737           cert (which is contained in the voucher and may be just the domain
738           registrar certificate).

740        *  CA Certs Response (2): This MUST contain any intermediate CA
741           certificates that the pledge may need to validate certificates and
742           MAY contain the LDevID trust anchor.

744        *  Attribute Request (3): Typically, the automated bootstrapping
745           occurs without local administrative configuration of the pledge.
746           Nevertheless, there are cases in which the pledge may also include
747           additional attributes specific to the target domain into the
748           certification request.  To get these attributes in advance, the
749           attribute request may be used.

751           For example, [RFC8994], Section 6.11.7.2 specifies how the
752           attribute request is used to signal to the pledge the acp-node-
753           name field required for enrollment into an ACP domain.

755        *  Attribute Response (4): This MUST contain the attributes to be
756           included in the subsequent certification request.

758        *  Certificate Request (5): This MUST contain the authenticated self-
759           contained object ensuring both proof of possession of the
760           corresponding private key and proof of identity of the requester.

762        *  Certificate Response (6): This MUST contain on success the
763           requested certificate and MAY include further information, like
764           certificates of intermediate CAs and any additional trust anchors.

766        *  Certificate Confirm (7): An optional confirmation sent after the
767           requested certificate has been received and validated.  If sent,
768           it MUST contain a positive or negative confirmation by the pledge
769           to the PKI whether the certificate was successfully enrolled and
770           fits its needs.

772        *  PKI/Registrar Confirm (8): An acknowledgment by the PKI that MUST
773           be sent on reception of the Cert Confirm.

775        The generic messages described above may be implemented using any
776        certificate enrollment protocol that supports authenticated self-
777        contained objects for the certificate request as described in
778        Section 3.  Examples are available in Section 5.

780        Note that the optional certificate confirmation by the pledge to the
781        PKI described above is independent of the mandatory enrollment status
782        telemetry done between the pledge and the registrar in the final
783        phase of BRSKI-AE, described next.

785     4.2.5.  Pledge - Registrar Enrollment Status Telemetry

787        The enrollment status telemetry is performed as specified in
788        [RFC8995], Section 5.9.4.

790        In BRSKI this is described as part of the certificate enrollment
791        step, but due to the generalization on the enrollment protocol
792        described in this document its regarded as a separate phase here.

794     4.3.  Enhancements to the Endpoint Addressing Scheme of BRSKI

796        BRSKI-AE provides generalizations to the addressing scheme defined in
797        BRSKI [RFC8995], Section 5 to accommodate alternative enrollment
798        protocols that use authenticated self-contained objects for
799        certification requests.  As this is supported by various existing
800        enrollment protocols, they can be employed without modifications to
801        existing RAs/CAs supporting the respective enrollment protocol (see
802        also Section 5).

804        The addressing scheme in BRSKI for certification requests and the
805        related CA certificates and CSR attributes retrieval functions uses
806        the definition from EST [RFC7030], here on the example of simple
807        enrollment: "/.well-known/est/simpleenroll".  This approach is
808        generalized to the following notation: "/.well-known/<enrollment-
809        protocol>/<request>" in which <enrollment-protocol> refers to a
810        certificate enrollment protocol.  Note that enrollment is considered
811        here a message sequence that contains at least a certification
812        request and a certification response.  The following conventions are
813        used to provide maximal compatibility with BRSKI:

815        *  <enrollment-protocol>: MUST reference the protocol being used.
816           Existing values include 'est' [RFC7030] as in BRSKI and 'cmp' as
817           in [RFC9483] and Section 5.1 below.  Values for other existing
818           protocols such as CMC and SCEP, or for newly defined protocols are
819           outside the scope of this document.  For use of the <enrollment-
820           protocol> and <request> URI components, they would need to

s/to/to be/

821           specified in a suitable RFC and placed into the Well-Known URIs
822           registry, like done for EST in [RFC7030].

s/like done/as/

824        *  <request>: if present, this path component MUST describe,
825           depending on the enrollment protocol being used, the operation
826           requested.  Enrollment protocols are expected to define their
827           request endpoints, as done by existing protocols (see also
828           Section 5).

830        Well-known URIs for various endpoints on the domain registrar are
831        already defined as part of the base BRSKI specification or indirectly
832        by EST.  In addition, alternative enrollment endpoints MAY be
833        supported at the registrar.

835        A pledge SHOULD use the endpoints defined for the enrollment
836        protocol(s) that it is capable of and is willing to use.  It will
837        recognize whether its preferred protocol or the request that it tries
838        to perform is understood and supported by the domain registrar by
839        sending a request to its preferred enrollment endpoint according to
840        the above addressing scheme and evaluating the HTTP status code in
841        the response.  If the pledge uses endpoints that are not
842        standardized, it risks that the registrar does not recognize and
843        accept them even if supporting the intended protocol and operation.

845        The following list of endpoints provides an illustrative example for
846        a domain registrar supporting several options for EST as well as for
847        CMP to be used in BRSKI-AE.  The listing contains the supported
848        endpoints to which the pledge may connect for bootstrapping.  This
849        includes the voucher handling as well as the enrollment endpoints.
850        The CMP-related enrollment endpoints are defined as well-known URIs
851        in CMP Updates [RFC9480] and the Lightweight CMP Profile [RFC9483].

853          /.well-known/brski/voucherrequest
854          /.well-known/brski/voucher_status
855          /.well-known/brski/enrollstatus
856          /.well-known/est/cacerts
857          /.well-known/est/csrattrs
858          /.well-known/est/fullcmc
859          /.well-known/cmp/getcacerts
860          /.well-known/cmp/getcertreqtemplate
861          /.well-known/cmp/initialization
862          /.well-known/cmp/p10

864     5.  Instantiation to Existing Enrollment Protocols

866        This section maps the generic requirements to support proof of
867        possession and proof of identity to selected existing certificate
868        enrollment protocols and specifies further aspects of using such
869        enrollment protocols in BRSKI-AE.

871     5.1.  BRSKI-CMP: Instantiation to CMP

873        Instead of referring to CMP as specified in [RFC4210] and [RFC9480],
874        this document refers to the Lightweight CMP Profile (LCMPP) [RFC9483]
875        because the subset of CMP defined there is sufficient for the
876        functionality needed here.

878        When using CMP, adherence to the LCMPP [RFC9483] is REQUIRED.  In
879        particular, the following specific requirements apply (cf.
880        Figure 2).

882        *  CA Certs Request (1) and Response (2):
883           Requesting CA certificates over CMP is OPTIONAL.
884           If supported, it SHALL be implemented as specified in [RFC9483],
885           Section 4.3.1.

887        *  Attribute Request (3) and Response (4):
888           Requesting certificate request attributes over CMP is OPTIONAL.
889           If supported, it SHALL be implemented as specified in [RFC9483],
890           Section 4.3.3.

892           Alternatively, the registrar MAY modify the contents of requested
893           certificate contents as specified in [RFC9483], Section 5.2.3.2.

895        *  Certificate Request (5) and Response (6):
896           Certificates SHALL be requested and provided as specified in the
897           LCMPP [RFC9483], Section 4.1.1 (based on CRMF) or [RFC9483],
898           Section 4.1.4 (based on PKCS#10).

900           Proof of possession SHALL be provided in a way suitable for the
901           key type.  Proof of identity SHALL be provided by signature-based
902           protection of the certification request message as outlined in
903           [RFC9483], Section 3.2 using the IDevID secret.

905           Note: When the registrar forwards a certification request by the
906           pledge to a backend RA, the registrar is recommended to wrap the
907           original certification request in a nested message signed with its
908           own credentials as described in [RFC9483], Section 5.2.2.1.  This
909           explicitly conveys the consent by the registrar to the RA while
910           retaining the certification request with its proof of origin
911           provided by the pledge signature.

913           In case additional trust anchors (besides the pinned-domain-cert)
914           need to be conveyed to the pledge, this SHOULD be done in the
915           caPubs field of the certificate response message rather than in a
916           CA Certs Response.

918        *  Certificate Confirm (7) and PKI/Registrar Confirm (8):
919           Explicit confirmation of new certificates to the RA/CA MAY be used
920           as specified in [RFC9483], Section 4.1.1.

922           Note: Independently of certificate confirmation within CMP,
923           enrollment status telemetry with the registrar will be performed
924           as described in BRSKI [RFC8995], Section 5.9.4.

926        *  If delayed delivery of responses (for instance, to support
927           asynchronous enrollment) within CMP is needed, it SHALL be
928           performed as specified in Section 4.4 and Section 5.1.2 of
929           [RFC9483].

931        Note: The way in which messages are exchanged between the registrar
932        and backend PKI components (i.e., RA or CA) is out of scope of this
933        document.  Due to the general independence of CMP of message
934        transfer, it can be freely chosen according to the needs of the
935        application scenario (e.g., using HTTP), while security
936        considerations apply, see Section 7, and guidance can be found in
937        [RFC9483], Section 6.

939        BRSKI-AE with CMP can also be combined with Constrained BRSKI
940        [I-D.ietf-anima-constrained-voucher], using CoAP for enrollment
941        message transport as described by CoAP Transport for CMP
942        [I-D.ietf-ace-cmpv2-coap-transport].  In this scenario, of course the
943        EST-specific parts of [I-D.ietf-anima-constrained-voucher] do not
944        apply.

946        For BRSKI-AE scenarios where a general solution (cf.  Section 4.2.1)
947        for discovering registrars with CMP support is not available, the
948        following minimalist approach MAY be used.  Perform discovery as
949        defined in BRSKI [RFC8995], Appendix B but using the service name
950        "brski-registrar-cmp" (defined in Section 6) instead of "brski-
951        registrar" (defined in [RFC8995], Section 8.6).  Note that this
952        approach does not support join proxies.

954     5.2.  Support of Other Enrollment Protocols

956        Further instantiations of BRSKI-AE can be done.  They are left for
957        future work.

959        In particular, CMC [RFC5272] (using its in-band source authentication
960        options) and SCEP [RFC8894] (using its 'renewal' option) could be
961        used.

963        The fullCMC variant of EST sketched in [RFC7030], Section 2.5 might
964        also be used here.  For EST-fullCMC further specification is
965        necessary.

967     6.  IANA Considerations

969        This document requires one IANA action: register in the Service Name
970        and Transport Protocol Port Number Registry
971        (https://www.iana.org/assignments/service-names-port-numbers/service-
972        names-port-numbers.xhtml) the following service name.

974        *Service Name:* brski-registrar-cmp
975        *Transport Protocol(s):* tcp
976        *Assignee:* IESG [email protected] (mailto:[email protected])
977        *Contact:* IESG [email protected] (mailto:[email protected])
978        *Description:* Bootstrapping Remote Secure Key Infrastructure
979        registrar with CMP capabilities

Please change the name to brski-registrar-lcmpp and the explanation
accordingly to "...registrar with LCMPP profile [RFC9483]"

980        *Reference:* [THISRFC]

982     7.  Security Considerations

984        The security considerations laid out in BRSKI [RFC8995] apply for the
985        discovery and voucher exchange as well as for the status exchange
986        information.

988        In particular, even if the registrar delegates part or all of its RA
989        role during certificate enrollment to a separate system, it still
990        must be made sure that the registrar takes part in the decision on
991        accepting or declining a request to join the domain, as required in
992        [RFC8995], Section 5.3.  As this pertains also to obtaining a valid
993        domain-specific certificate, it must be made sure that a pledge
994        cannot circumvent the registrar in the decision whether it is granted
995        an LDevID certificate by the CA.  There are various ways how to
996        fulfill this, including:

998        *  implicit consent

1000       *  the registrar signals its consent to the RA out-of-band before or
1001          during the enrollment phase, for instance by entering the pledge
1002          identity in a database.

1004       *  the registrar provides its consent using an extra message that is
1005          transferred on the same channel as the enrollment messages,
1006          possibly in a TLS tunnel.

1008       *  the registrar explicitly states its consent by signing, in
1009          addition to the pledge, the authenticated self-contained
1010          certificate enrollment request message.

1012       Note: If EST was used, the registrar could give implicit consent on a
1013       certification request by forwarding the request to a PKI entity using
1014       a connection authenticated with a certificate containing an id-kp-
1015       cmcRA extension.

1017       When CMP is used, the security considerations laid out in the LCMPP
1018       [RFC9483] apply.

1020       Note that CMP messages are not encrypted.  This may give
1021       eavesdroppers insight on which devices are bootstrapped in the
1022       domain, and this in turn might also be used to selectively block the
1023       enrollment of certain devices.  To prevent this, the underlying
1024       message transport channel can be encrypted, for instance by employing
1025       TLS.  On the link between the pledge and the registrar this is easily
1026       achieved by reusing the existing TLS channel between them.

1028    8.  Acknowledgments

1030       We thank Eliot Lear for his contributions as a co-author at an
1031       earlier draft stage.

1033       We thank Brian E.  Carpenter, Michael Richardson, and Giorgio
1034       Romanenghi for their input and discussion on use cases and call
1035       flows.

1037       Moreover, we thank Toerless Eckert, Barry Leiba, Michael Richardson,
1038       Rajeev Ranjan, and Rufus Buschart for their reviews with suggestions
1039       for improvements.

Btw: I have started for my latest drafts to put the role under which review was 
done into parenthesis,
helps others to checkmark what type of reviews have been done, e.g.: Barry 
Leiba (SECdir review).
Haven't finished any RFC with that approach yet, so maybe someone will find a 
process reason to
remove such parenthesis again, but just wanted to give the suggestion (ignore 
if you like).


1041    9.  References
1042    9.1.  Normative References

1044       [IEEE_802.1AR-2018]
1045                  IEEE, "IEEE Standard for Local and Metropolitan Area
1046                  Networks - Secure Device Identity", IEEE 802.1AR-2018,
1047                  DOI 10.1109/IEEESTD.2018.8423794, August 2018,
1048                  <https://ieeexplore.ieee.org/document/8423794>.

1050       [RFC2119]  Bradner, S., "Key words for use in RFCs to Indicate
1051                  Requirement Levels", BCP 14, RFC 2119,
1052                  DOI 10.17487/RFC2119, March 1997,
1053                  <https://www.rfc-editor.org/rfc/rfc2119>.

1055       [RFC4210]  Adams, C., Farrell, S., Kause, T., and T. Mononen,
1056                  "Internet X.509 Public Key Infrastructure Certificate
1057                  Management Protocol (CMP)", RFC 4210,
1058                  DOI 10.17487/RFC4210, September 2005,
1059                  <https://www.rfc-editor.org/rfc/rfc4210>.

1061       [RFC5280]  Cooper, D., Santesson, S., Farrell, S., Boeyen, S.,
1062                  Housley, R., and W. Polk, "Internet X.509 Public Key
1063                  Infrastructure Certificate and Certificate Revocation List
1064                  (CRL) Profile", RFC 5280, DOI 10.17487/RFC5280, May 2008,
1065                  <https://www.rfc-editor.org/rfc/rfc5280>.

1067       [RFC8174]  Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
1068                  2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
1069                  May 2017, <https://www.rfc-editor.org/rfc/rfc8174>.

1071       [RFC8995]  Pritikin, M., Richardson, M., Eckert, T., Behringer, M.,
1072                  and K. Watsen, "Bootstrapping Remote Secure Key
1073                  Infrastructure (BRSKI)", RFC 8995, DOI 10.17487/RFC8995,
1074                  May 2021, <https://www.rfc-editor.org/rfc/rfc8995>.

1076       [RFC9480]  Brockhaus, H., von Oheimb, D., and J. Gray, "Certificate
1077                  Management Protocol (CMP) Updates", RFC 9480,
1078                  DOI 10.17487/RFC9480, November 2023,
1079                  <https://www.rfc-editor.org/rfc/rfc9480>.

1081       [RFC9483]  Brockhaus, H., von Oheimb, D., and S. Fries, "Lightweight
1082                  Certificate Management Protocol (CMP) Profile", RFC 9483,
1083                  DOI 10.17487/RFC9483, November 2023,
1084                  <https://www.rfc-editor.org/rfc/rfc9483>.

1086    9.2.  Informative References

1088       [BRSKI-AE-overview]
1089                  S. Fries and D. von Oheimb, "BRSKI-AE Protocol Overview",
1090                  March 2023,
1091                  <https://datatracker.ietf.org/meeting/116/materials/
1092                  slides-116-anima-update-on-brski-ae-alternative-
1093                  enrollment-protocols-in-brski-00>.  Graphics on slide 4 of
1094                  the BRSKI-AE draft 04 status update at IETF 116.

1096       [I-D.eckert-anima-brski-discovery]
1097                  Eckert, T. T., von Oheimb, D., and E. Dijk, "Discovery for
1098                  BRSKI variations", Work in Progress, Internet-Draft,
1099                  draft-eckert-anima-brski-discovery-01, 23 October 2023,
1100                  <https://datatracker.ietf.org/doc/html/draft-eckert-anima-
1101                  brski-discovery-01>.

1103       [I-D.ietf-ace-cmpv2-coap-transport]
1104                  Sahni, M. and S. Tripathi, "Constrained Application
1105                  Protocol (CoAP) Transfer for the Certificate Management
1106                  Protocol", Work in Progress, Internet-Draft, draft-ietf-
1107                  ace-cmpv2-coap-transport-10, 15 May 2023,
1108                  <https://datatracker.ietf.org/doc/html/draft-ietf-ace-
1109                  cmpv2-coap-transport-10>.

1111       [I-D.ietf-anima-constrained-voucher]
1112                  Richardson, M., Van der Stok, P., Kampanakis, P., and E.
1113                  Dijk, "Constrained Bootstrapping Remote Secure Key
1114                  Infrastructure (BRSKI)", Work in Progress, Internet-Draft,
1115                  draft-ietf-anima-constrained-voucher-22, 21 November 2023,
1116                  <https://datatracker.ietf.org/doc/html/draft-ietf-anima-
1117                  constrained-voucher-22>.

1119       [IEC-62351-9]
1120                  International Electrotechnical Commission, "IEC 62351 -
1121                  Power systems management and associated information
1122                  exchange - Data and communications security - Part 9:
1123                  Cyber security key management for power system equipment",
1124                  IEC 62351-9, May 2017.

1126       [ISO-IEC-15118-2]
1127                  International Standardization Organization / International
1128                  Electrotechnical Commission, "ISO/IEC 15118-2 Road
1129                  vehicles - Vehicle-to-Grid Communication Interface - Part
1130                  2: Network and application protocol requirements", ISO/
1131                  IEC 15118-2, April 2014.

1133       [NERC-CIP-005-5]
1134                  North American Reliability Council, "Cyber Security -
1135                  Electronic Security Perimeter", CIP 005-5, December 2013.

1137       [OCPP]     Open Charge Alliance, "Open Charge Point Protocol 2.0.1
1138                  (Draft)", December 2019.

1140       [RFC2986]  Nystrom, M. and B. Kaliski, "PKCS #10: Certification
1141                  Request Syntax Specification Version 1.7", RFC 2986,
1142                  DOI 10.17487/RFC2986, November 2000,
1143                  <https://www.rfc-editor.org/rfc/rfc2986>.

1145       [RFC4211]  Schaad, J., "Internet X.509 Public Key Infrastructure
1146                  Certificate Request Message Format (CRMF)", RFC 4211,
1147                  DOI 10.17487/RFC4211, September 2005,
1148                  <https://www.rfc-editor.org/rfc/rfc4211>.

1150       [RFC5272]  Schaad, J. and M. Myers, "Certificate Management over CMS
1151                  (CMC)", RFC 5272, DOI 10.17487/RFC5272, June 2008,
1152                  <https://www.rfc-editor.org/rfc/rfc5272>.

1154       [RFC5652]  Housley, R., "Cryptographic Message Syntax (CMS)", STD 70,
1155                  RFC 5652, DOI 10.17487/RFC5652, September 2009,
1156                  <https://www.rfc-editor.org/rfc/rfc5652>.

1158       [RFC5929]  Altman, J., Williams, N., and L. Zhu, "Channel Bindings
1159                  for TLS", RFC 5929, DOI 10.17487/RFC5929, July 2010,
1160                  <https://www.rfc-editor.org/rfc/rfc5929>.

1162       [RFC7030]  Pritikin, M., Ed., Yee, P., Ed., and D. Harkins, Ed.,
1163                  "Enrollment over Secure Transport", RFC 7030,
1164                  DOI 10.17487/RFC7030, October 2013,
1165                  <https://www.rfc-editor.org/rfc/rfc7030>.

1167       [RFC8894]  Gutmann, P., "Simple Certificate Enrolment Protocol",
1168                  RFC 8894, DOI 10.17487/RFC8894, September 2020,
1169                  <https://www.rfc-editor.org/rfc/rfc8894>.

1171       [RFC8994]  Eckert, T., Ed., Behringer, M., Ed., and S. Bjarnason, "An
1172                  Autonomic Control Plane (ACP)", RFC 8994,
1173                  DOI 10.17487/RFC8994, May 2021,
1174                  <https://www.rfc-editor.org/rfc/rfc8994>.

1176       [RFC9148]  van der Stok, P., Kampanakis, P., Richardson, M., and S.
1177                  Raza, "EST-coaps: Enrollment over Secure Transport with
1178                  the Secure Constrained Application Protocol", RFC 9148,
1179                  DOI 10.17487/RFC9148, April 2022,
1180                  <https://www.rfc-editor.org/rfc/rfc9148>.

1182       [UNISIG-Subset-137]
1183                  UNISIG, "Subset-137; ERTMS/ETCS On-line Key Management
1184                  FFFIS; V1.0.0", December 2015,
1185                  <https://www.era.europa.eu/sites/default/files/filesystem/
1186                  ertms/ccs_tsi_annex_a_-_mandatory_specifications/
1187                  set_of_specifications_3_etcs_b3_r2_gsm-r_b1/index083_-
1188                  _subset-137_v100.pdf>.
1189                  http://www.kmc-subset137.eu/index.php/download/

1191    Appendix A.  Application Examples

1193       This informative annex provides some detail to the application
1194       examples listed in Section 1.2.

1196    A.1.  Rolling Stock

1198       Rolling stock or railroad cars contain a variety of sensors,
1199       actuators, and controllers, which communicate within the railroad car
1200       but also exchange information between railroad cars forming a train,
1201       with track-side equipment, and/or possibly with backend systems.
1202       These devices are typically unaware of backend system connectivity.
1203       Enrolling certificates may be done during maintenance cycles of the
1204       railroad car, but can already be prepared during operation.  Such
1205       asynchronous enrollment will include generating certification
1206       requests, which are collected and later forwarded for processing
1207       whenever the railroad car gets connectivity with the backend PKI of
1208       the operator.  The authorization of the certification request is then
1209       done based on the operator's asset/inventory information in the
1210       backend.

1212       UNISIG has included a CMP profile for enrollment of TLS client and
1213       server X.509 certificates of on-board and track-side components in
1214       the Subset-137 specifying the ETRAM/ETCS online key management for
1215       train control systems [UNISIG-Subset-137].

1217    A.2.  Building Automation

1219       In building automation scenarios, a detached building or the basement
1220       of a building may be equipped with sensors, actuators, and
1221       controllers that are connected with each other in a local network but
1222       with only limited or no connectivity to a central building management
1223       system.  This problem may occur during installation time but also
1224       during operation.  In such a situation a service technician collects
1225       the necessary data and transfers it between the local network and the
1226       central building management system, e.g., using a laptop or a mobile
1227       phone.  This data may comprise parameters and settings required in
1228       the operational phase of the sensors/actuators, like a component
1229       certificate issued by the operator to authenticate against other
1230       components and services.

1232       The collected data may be provided by a domain registrar already
1233       existing in the local network.  In this case connectivity to the
1234       backend PKI may be facilitated by the service technician's laptop.
1235       Alternatively, the data can also be collected from the pledges
1236       directly and provided to a domain registrar deployed in a different
1237       network as preparation for the operational phase.  In this case,
1238       connectivity to the domain registrar may also be facilitated by the
1239       service technician's laptop.

1241    A.3.  Substation Automation

1243       In electrical substation automation scenarios, a control center
1244       typically hosts PKI services to issue certificates for Intelligent
1245       Electronic Devices operated in a substation.  Communication between
1246       the substation and control center is performed through a
1247       proxy/gateway/DMZ, which terminates protocol flows.  Note that
1248       [NERC-CIP-005-5] requires inspection of protocols at the boundary of
1249       a security perimeter (the substation in this case).  In addition,
1250       security management in substation automation assumes central support
1251       of several enrollment protocols in order to support the various
1252       capabilities of IEDs from different vendors.  The IEC standard
1253       IEC62351-9 [IEC-62351-9] specifies for the infrastructure side
1254       mandatory support of two enrollment protocols: SCEP [RFC8894] and EST
1255       [RFC7030], while an Intelligent Electronic Device may support only
1256       one of them.

1258    A.4.  Electric Vehicle Charging Infrastructure

1260       For electric vehicle charging infrastructure, protocols have been
1261       defined for the interaction between the electric vehicle and the
1262       charging point (e.g., ISO 15118-2 [ISO-IEC-15118-2]) as well as
1263       between the charging point and the charging point operator (e.g.
1264       OCPP [OCPP]).  Depending on the authentication model, unilateral or
1265       mutual authentication is required.  In both cases the charging point
1266       uses an X.509 certificate to authenticate itself in TLS channels
1267       between the electric vehicle and the charging point.  The management
1268       of this certificate depends, among others, on the selected backend
1269       connectivity protocol.  In the case of OCPP, this protocol is meant
1270       to be the only communication protocol between the charging point and
1271       the backend, carrying all information to control the charging
1272       operations and maintain the charging point itself.  This means that
1273       the certificate management needs to be handled in-band of OCPP.  This
1274       requires the ability to encapsulate the certificate management
1275       messages in a transport-independent way.  Authenticated self-
1276       containment will support this by allowing the transport without a
1277       separate enrollment protocol, binding the messages to the identity of
1278       the communicating endpoints.

1280    A.5.  Infrastructure Isolation Policy

1282       This refers to any case in which network infrastructure is normally
1283       isolated from the Internet as a matter of policy, most likely for
1284       security reasons.  In such a case, limited access to external PKI
1285       services will be allowed in carefully controlled short periods of
1286       time, for example when a batch of new devices is deployed, and
1287       forbidden or prevented at other times.

1289    A.6.  Sites with Insufficient Level of Operational Security

1291       The RA performing (at least part of) the authorization of a
1292       certification request is a critical PKI component and therefore
1293       requires higher operational security than components utilizing the
1294       issued certificates for their security features.  CAs may also demand
1295       higher security in the registration procedures from RAs, which domain
1296       registrars with co-located RAs may not be able to fulfill.
1297       Especially the CA/Browser forum currently increases the security
1298       requirements in the certificate issuance procedures for publicly
1299       trusted certificates, i.e., those placed in trust stores of browsers,
1300       which may be used to connect with devices in the domain.  In case the
1301       on-site components of the target domain cannot be operated securely
1302       enough for the needs of an RA, this service should be transferred to
1303       an off-site backend component that has a sufficient level of
1304       security.

1306    Appendix B.  History of Changes TBD RFC Editor: please delete

1308       List of reviewers:

1310       *  Toerless Eckert (document shepherd)

1312       *  Barry Leiba (SECDIR)

1314       *  Michael Richardson

1316       *  Rajeev Ranjan, Siemens

1318       *  Rufus Buschart, Siemens

1320       *  YANGDOCTORS Early review of 2021-08-15
1321          (https://datatracker.ietf.org/doc/review-ietf-anima-brski-async-
1322          enroll-03-yangdoctors-early-rahman-2021-08-15/) referred to the
1323          PRM aspect of draft-ietf-anima-brski-async-enroll-03
1324          (https://datatracker.ietf.org/doc/draft-ietf-anima-brski-async-
1325          enroll/03/).  This has been carved out of the draft to a different
1326          one and thus is no more applicable here.

1328       IETF draft ae-07 -> ae-08:

1330       *  Update references to service names in Section 5.1

1332       IETF draft ae-06 -> ae-07:

1334       *  Update subsections on discovery according to discussion in the
1335          design team

1337       *  In Section 5.1, replace 'mandatory' by 'REQUIRED' regarding
1338          adherence to LCMPP,
1339          in response to SECDIR Last Call Review of ae-06 by Barry Leiba

1341       IETF draft ae-05 -> ae-06:

1343       *  Extend section on discovery according to discussion in the design
1344          team

1346       *  Make explicit that MASA voucher status telemetry is as in BRSKI

1348       *  Add note that on delegation, RA may need info on pledge
1349          authorization

1351       IETF draft ae-04 -> ae-05:

1353       *  Remove entries from the terminology section that should be clear
1354          from BRSKI

1356       *  Tweak use of the terms IDevID and LDevID and replace PKI RA/CA by
1357          RA/CA

1359       *  Add the abbreviation 'LCMPP' for Lightweight CMP Profile to the
1360          terminology section

1362       *  State clearly in Section 5.1 that LCMPP is mandatory when using
1363          CMP

1365       *  Change URL of BRSKI-AE-overview graphics to slide on IETF 116
1366          meeting material

1368       IETF draft ae-03 -> ae-04:

1370       *  In response to SECDIR Early Review of ae-03 by Barry Leiba,

1372          -  replace 'end-to-end security' by the more clear 'end-to-end
1373             authentication'

1375          -  restrict the meaning of the abbreviation 'AE' to 'Alternative
1376             Enrollment'

1378          -  replace 'MAY' by 'may' in requirement on delegated registrar
1379             actions

1381          -  re-phrase requirement on certificate request exchange, avoiding
1382             MANDATORY

1384          -  mention that further protocol names need be put in Well-Known
1385             URIs registry

1387          -  explain consequence of using non-standard endpoints, not
1388             following SHOULD

1390          -  remove requirement that 'caPubs' field in CMP responses SHOULD
1391             NOT be used

1393          -  add paragraph in security considerations on additional use of
1394             TLS for CMP

1396       *  In response to further internal reviews and suggestions for
1397          generalization,

1399          -  significantly cut down the introduction because the original
1400             motivations and most explanations are no more needed and would
1401             just make it lengthy to read

1403          -  sort out asynchronous vs. offline transfer, offsite vs. backend
1404             components

1406          -  improve description of CSRs and proof of possession vs. proof
1407             of origin

1409          -  clarify that the channel between pledge and registrar is not
1410             restricted to TLS, but in connection with constrained BRSKI may
1411             also be DTLS.  Also move the references to Constrained BRSKI
1412             and CoAPS to better contexts.

1414          -  clarify that the registrar must not be circumvented in the
1415             decision to grant and LDevID, and give hints and
1416             recommendations how to make sure this

1418          -  clarify that the cert enrollment phase may involve additional
1419             messages and that BRSKI-AE replaces [RFC8995], Section 5.9
1420             (except Section 5.9.4)

1422          -  the certificate enrollment protocol needs to support transport
1423             over (D)TLS only as far as its messages are transported between
1424             pledge and registrar.

1426          -  the certificate enrollment protocol chosen between pledge and
1427             registrar needs to be used also for the upstream enrollment
1428             exchange with the PKI only if end-to-end authentication shall
1429             be achieved across the registrar to the PKI.

1431          -  add that with CMP, further trust anchors SHOULD be transported
1432             via caPubs

1434          -  remove the former Appendix A: "Using EST for Certificate
1435             Enrollment", moving relevant points to the list of scenarios in
1436             Section 1.1: "Supported Scenarios",

1438          -  streamline the item on EST in Section 3.2: "Solution Options
1439             for Proof of Identity",

1441          -  various minor editorial improvements like making the wording
1442             more consistent

1444       IETF draft ae-02 -> ae-03:

1446       *  In response to review by Toerless Eckert,

1448          -  many editorial improvements and clarifications as suggested,
1449             such as the comparison to plain BRSKI, the description of
1450             offline vs. synchronous message transfer and enrollment, and
1451             better differentiation of RA flavors.

1453          -  clarify that for transporting certificate enrollment messages
1454             between pledge and registrar, the TLS channel established
1455             between these two (via the join proxy) is used and the
1456             enrollment protocol MUST support this.

1458          -  clarify that the enrollment protocol chosen between pledge and
1459             registrar MUST also be used for the upstream enrollment
1460             exchange with the PKI.

1462          -  extend the description and requirements on how during the
1463             certificate enrollment phase the registrar MAY handle requests
1464             by the pledge itself and otherwise MUST forward them to the PKI
1465             and forward responses to the pledge.

1467       *  Change "The registrar MAY offer different enrollment protocols" to
1468          "The registrar MUST support at least one certificate enrollment
1469          protocol ..."

1471       *  In response to review by Michael Richardson,

1473          -  slightly improve the structuring of the Message Exchange
1474             Section 4.2 and add some detail on the request/response
1475             exchanges for the enrollment phase

1477          -  merge the 'Enhancements to the Addressing Scheme' Section 4.3
1478             with the subsequent one: 'Domain Registrar Support of
1479             Alternative Enrollment Protocols'

1481          -  add reference to SZTP (RFC 8572)

1483          -  extend venue information

1485          -  convert output of ASCII-art figures to SVG format

1487          -  various small other text improvements as suggested/provided

1489       *  Remove the tentative informative instantiation to EST-fullCMC

1491       *  Move Eliot Lear from co-author to contributor, add him to the
1492          acknowledgments

1494       *  Add explanations for terms such as 'target domain' and 'caPubs'

1496       *  Fix minor editorial issues and update some external references

1498       IETF draft ae-01 -> ae-02:

1500       *  Architecture: clarify registrar role including RA/LRA/enrollment
1501          proxy

1503       *  CMP: add reference to CoAP Transport for CMPV2 and Constrained
1504          BRSKI

1506       *  Include venue information

1508       From IETF draft 05 -> IETF draft ae-01:

1510       *  Renamed the repo and files from anima-brski-async-enroll to anima-
1511          brski-ae

1513       *  Added graphics for abstract protocol overview as suggested by
1514          Toerless Eckert

1516       *  Balanced (sub-)sections and their headers

1518       *  Added details on CMP instance, now called BRSKI-CMP
1519       From IETF draft 04 -> IETF draft 05:

1521       *  David von Oheimb became the editor.

1523       *  Streamline wording, consolidate terminology, improve grammar, etc.

1525       *  Shift the emphasis towards supporting alternative enrollment
1526          protocols.

1528       *  Update the title accordingly - preliminary change to be approved.

1530       *  Move comments on EST and detailed application examples to
1531          informative annex.

1533       *  Move the remaining text of section 3 as two new sub-sections of
1534          section 1.

1536       From IETF draft 03 -> IETF draft 04:

1538       *  Moved UC2-related parts defining the pledge in responder mode to a
1539          separate document.  This required changes and adaptations in
1540          several sections.  Main changes concerned the removal of the
1541          subsection for UC2 as well as the removal of the YANG model
1542          related text as it is not applicable in UC1.

1544       *  Updated references to the Lightweight CMP Profile (LCMPP).

1546       *  Added David von Oheimb as co-author.

1548       From IETF draft 02 -> IETF draft 03:

1550       *  Housekeeping, deleted open issue regarding YANG voucher-request in
1551          UC2 as voucher-request was enhanced with additional leaf.

1553       *  Included open issues in YANG model in UC2 regarding assertion
1554          value agent-proximity and CSR encapsulation using SZTP sub
1555          module).

1557       From IETF draft 01 -> IETF draft 02:

1559       *  Defined call flow and objects for interactions in UC2.  Object
1560          format based on draft for JOSE signed voucher artifacts and
1561          aligned the remaining objects with this approach in UC2 .

1563       *  Terminology change: issue #2 pledge-agent -> registrar-agent to
1564          better underline agent relation.

1566       *  Terminology change: issue #3 PULL/PUSH -> pledge-initiator-mode
1567          and pledge-responder-mode to better address the pledge operation.

1569       *  Communication approach between pledge and registrar-agent changed
1570          by removing TLS-PSK (former section TLS establishment) and
1571          associated references to other drafts in favor of relying on
1572          higher layer exchange of signed data objects.  These data objects
1573          are included also in the pledge-voucher-request and lead to an
1574          extension of the YANG module for the voucher-request (issue #12).

1576       *  Details on trust relationship between registrar-agent and
1577          registrar (issue #4, #5, #9) included in UC2.

1579       *  Recommendation regarding short-lived certificates for registrar-
1580          agent authentication towards registrar (issue #7) in the security
1581          considerations.

1583       *  Introduction of reference to agent signing certificate using SKID
1584          in agent signed data (issue #11).

1586       *  Enhanced objects in exchanges between pledge and registrar-agent
1587          to allow the registrar to verify agent-proximity to the pledge
1588          (issue #1) in UC2.

1590       *  Details on trust relationship between registrar-agent and pledge
1591          (issue #5) included in UC2.

1593       *  Split of use case 2 call flow into sub sections in UC2.

1595       From IETF draft 00 -> IETF draft 01:

1597       *  Update of scope in Section 1.1 to include in which the pledge acts
1598          as a server.  This is one main motivation for use case 2.

1600       *  Rework of use case 2 to consider the transport between the pledge
1601          and the pledge-agent.  Addressed is the TLS channel establishment
1602          between the pledge-agent and the pledge as well as the endpoint
1603          definition on the pledge.

1605       *  First description of exchanged object types (needs more work)

1607       *  Clarification in discovery options for enrollment endpoints at the
1608          domain registrar based on well-known endpoints in Section 4.3 do
1609          not result in additional /.well-known URIs.  Update of the
1610          illustrative example.  Note that the change to /brski for the
1611          voucher-related endpoints has been taken over in the BRSKI main
1612          document.

1614       *  Updated references.

1616       *  Included Thomas Werner as additional author for the document.

1618       From individual version 03 -> IETF draft 00:

1620       *  Inclusion of discovery options of enrollment endpoints at the
1621          domain registrar based on well-known endpoints in Section 4.3 as
1622          replacement of section 5.1.3 in the individual draft.  This is
1623          intended to support both use cases in the document.  An
1624          illustrative example is provided.

1626       *  Missing details provided for the description and call flow in
1627          pledge-agent use case UC2, e.g. to accommodate distribution of CA
1628          certificates.

1630       *  Updated CMP example in Section 5 to use Lightweight CMP instead of
1631          CMP, as the draft already provides the necessary /.well-known
1632          endpoints.

1634       *  Requirements discussion moved to separate section in Section 3.
1635          Shortened description of proof-of-identity binding and mapping to
1636          existing protocols.

1638       *  Removal of copied call flows for voucher exchange and registrar
1639          discovery flow from [RFC8995] in Section 4 to avoid doubling or
1640          text or inconsistencies.

1642       *  Reworked abstract and introduction to be more crisp regarding the
1643          targeted solution.  Several structural changes in the document to
1644          have a better distinction between requirements, use case
1645          description, and solution description as separate sections.
1646          History moved to appendix.

1648       From individual version 02 -> 03:

1650       *  Update of terminology from self-contained to authenticated self-
1651          contained object to be consistent in the wording and to underline
1652          the protection of the object with an existing credential.  Note
1653          that the naming of this object may be discussed.  An alternative
1654          name may be attestation object.

1656       *  Simplification of the architecture approach for the initial use
1657          case having an offsite PKI.

1659       *  Introduction of a new use case utilizing authenticated self-
1660          contain objects to onboard a pledge using a commissioning tool
1661          containing a pledge-agent.  This requires additional changes in
1662          the BRSKI call flow sequence and led to changes in the
1663          introduction, the application example,and also in the related
1664          BRSKI-AE call flow.

1666       *  Update of provided examples of the addressing approach used in
1667          BRSKI to allow for support of multiple enrollment protocols in
1668          Section 4.3.

1670       From individual version 01 -> 02:

1672       *  Update of introduction text to clearly relate to the usage of
1673          IDevID and LDevID.

1675       *  Definition of the addressing approach used in BRSKI to allow for
1676          support of multiple enrollment protocols in Section 4.3.  This
1677          section also contains a first discussion of an optional discovery
1678          mechanism to address situations in which the registrar supports
1679          more than one enrollment approach.  Discovery should avoid that
1680          the pledge performs a trial and error of enrollment protocols.

1682       *  Update of description of architecture elements and changes to
1683          BRSKI in Section 4.1.

1685       *  Enhanced consideration of existing enrollment protocols in the
1686          context of mapping the requirements to existing solutions in
1687          Section 3 and in Section 5.

1689       From individual version 00 -> 01:

1691       *  Update of examples, specifically for building automation as well
1692          as two new application use cases in Appendix A.

1694       *  Deletion of asynchronous interaction with MASA to not complicate
1695          the use case.  Note that the voucher exchange can already be
1696          handled in an asynchronous manner and is therefore not considered
1697          further.  This resulted in removal of the alternative path the
1698          MASA in Figure 1 and the associated description in Section 4.1.

1700       *  Enhancement of description of architecture elements and changes to
1701          BRSKI in Section 4.1.

1703       *  Consideration of existing enrollment protocols in the context of
1704          mapping the requirements to existing solutions in Section 3.

1706       *  New section starting Section 5 with the mapping to existing
1707          enrollment protocols by collecting boundary conditions.

1709    Contributors

1711       Eliot Lear
1712       Cisco Systems
1713       Richtistrasse 7
1714       CH-8304 Wallisellen
1715       Switzerland
1716       Phone: +41 44 878 9200
1717       Email: [email protected]

1719    Authors' Addresses

1721       David von Oheimb (editor)
1722       Siemens AG
1723       Otto-Hahn-Ring 6
1724       81739 Munich
1725       Germany
1726       Email: [email protected]
1727       URI:   https://www.siemens.com/

1729       Steffen Fries
1730       Siemens AG
1731       Otto-Hahn-Ring 6
1732       81739 Munich
1733       Germany
1734       Email: [email protected]
1735       URI:   https://www.siemens.com/

1737       Hendrik Brockhaus
1738       Siemens AG
1739       Otto-Hahn-Ring 6
1740       81739 Munich
1741       Germany
1742       Email: [email protected]
1743       URI:   https://www.siemens.com/

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