nsivabalan commented on code in PR #11514:
URL: https://github.com/apache/hudi/pull/11514#discussion_r1663022140


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rfc/rfc-78/rfc-78.md:
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+# RFC-76: [Bridge release for 1.x]
+
+## Proposers
+
+- @nsivabalan
+- @vbalaji
+
+## Approvers
+ - @yihua
+ - @codope
+
+## Status
+
+JIRA: https://issues.apache.org/jira/browse/HUDI-7882
+
+> Please keep the status updated in `rfc/README.md`.
+
+## Abstract
+
+[Hudi 
1.x](https://github.com/apache/hudi/blob/ae1ee05ab8c2bd732e57bee11c8748926b05ec4b/rfc/rfc-69/rfc-69.md)
 is a powerful 
+re-imagination of the transactional database layer in Hudi to power continued 
innovation across the community in the coming 
+years. It introduces lot of differentiating features for Apache Hudi. We 
released beta releases which was meant for 
+enthusiastic developers/users to give a try of advanced features. But as we 
are working towards 1.0 GA, we are proposing 
+a bridge release (0.16.0) for smoother migration for existing hudi users. 
+
+## Objectives 
+Goal is to have a smooth migration experience for the users from 0.x to 1.0. 
We plan to have a 0.16.0 bridge release asking everyone to first migrate to 
0.16.0 before they can upgrade to 1.x.
+
+- 1.x reader should be able to read 0.16.x tables w/o any loss in 
functionality and no data inconsistencies.
+- 0.16.x should have read capability for 1.x tables w/ some limitations. For 
features ported over from 0.x, no loss in functionality should be guaranteed. 
But for new features that was introduced in 1.x, we may not be able to support 
all of them. Will be calling out which new features may not work with 0.16.x 
reader. In this case, we explicitly request users to not turn on these features 
till readers are completely in 1.x.
+- Document upgrade steps from 0.16.x to 1.x with limited user perceived 
latency. This will be auto upgrade, but document clearly what needs to be done.
+- Downgrade from 1.x to 0.16.x documented with call outs on any functionality.
+
+### Considerations when choosing Migration strategy
+- While migration is happening, we want to allow readers to continue reading 
data. This means, we cannot employ a stop-the-world strategy when we are 
migrating. 
+All the actions that we are performing as part of table upgrade should not 
have any side-effects of breaking snapshot isolation for readers.
+- Also, users should have migrated to 0.16.x before upgrading to 1.x. We do 
not want to add read support for very old versions of hudi in 1.x(for eg 
0.7.0). 
+- So, in an effort to bring everyone to latest hudi versions, 1.x reader will 
have full read capabilities for 0.16.x, but for older hudi versions, 1.x reader 
may not have full reader support. 
+The reocmmended guideline is to upgrade all readers and writers to 0.16.x. and 
then slowly start upgrading to 1.x(readers followed by writers). 
+
+Before we dive in further, lets understand the format changes:
+
+## Format changes
+### Table properties
+- Payload class ➝ payload type.
+- New metadata partitions could be added (optionally enabled)
+
+### MDT changes
+- New MDT partitions are available in 1.x. MDT schema upgraded.
+- RLI schema is upgraded to hold row position
+
+### Timeline:
+- [storage changes] Completed write commits have completed times in the file 
name.
+- [storage changes] Completed and inflight write commits are in avro format 
which were json in 0.x.
+- We are switching the action type for clustering from “replace commit” to 
“cluster”.
+- Similarly, for completed compaction, we are switching from “commit” to 
“compaction” in an effort to standardize actions for a given write operation.
+- [storage changes] Timeline ➝ LST timeline. There is no archived timeline in 
1.x
+- [In-memory changes] HoodieInstant changes due to presence of completion time 
for completed HoodieInstants.
+
+### Filegroup/FileSlice changes:
+- Log files contain delta commit time instead of base instant time.
+- Log appends are disabled in 1.x. In other words, each log block is already 
appended to a new log file.
+- File Slice determination logic for log files changed (in 0.x, we have base 
instant time in log files and its straight forward. In 1.x, we find completion 
time for a log file and find the base instant time (parsed from base files) 
which has the highest value lesser than the completion time of the log file).
+- Log file ordering within a file slice. (in 0.x, we use base instant time ➝l 
log file versions ➝ write token) to order diff log files. in 1.x, we will be 
using completion time to order).
+
+### Log format changes:
+- We have added new header types in 1.x. (IS_PARTIAL)
+
+## Changes to be ported over 0.16.x to support reading 1.x tables
+### What will be supported
+- For features introduced in 0.x, and tables written in 1.x, 0.16.0 reader 
should be able to provide consistent reads w/o any breakage.
+### What will not be supported
+- A 0.16 writer cannot write to a table that has been upgraded-to/created 
using 1.x without downgrading to 0.16
+- For new features introduced in 1.x, we might call out that 0.16.x reader may 
not support reads.
+- if deletion vector is enabled, 0.16.0 reader should fallback to key based 
merges, giving up on the performance optimization. 
+- if partial updates are enabled, 0.16.0 reader should fallback to key based 
merges, giving up on the performance optimization.
+- 0.16.x reader may not support functional indexes built in 1.x. Read may not 
break, just that the optimization may not kick in.
+- 0.16.x reader may not support secondary indexes built in 1.x. Read may not 
break, just that the optimization may not kick in.
+- 0.16.x reader may not support Completion time based log file ordering while 
reading log files/blocks. 
+  So, if you are looking to enable NBCC for your 1.x tables, would recommend 
to upgrade the readers to 1.x before tuning the feature on.  
+
+#### Completion time based read in FileGroup/FileSlice initialization and log 
block reads
+- If we were to make MDT NBCC default in 1.0, we have to support completion 
time based apis and implementations in 0.16. ??
+- If not, we still have a chance to not support completion time based reads 
with 0.16.0.
+- What's the impact if not for this support:
+  - For users having single writer mode or OCC in 1.x, 0.16.0 reader w/o 
supporting completion time based read should still be ok. Both 1.x reader and 
0.16.0 reader should have same behavior.
+  - But only if someone has NBCC writes and have log files in different 
ordering written compared to the log file versions, 0.16.0 reader might result 
in data consistency issues. but we can call out 0.16.0 is a bridge release and 
recommend users to migrate all the readers to 1.x fully before starting to 
enable any new features for 1.x tables.
+  - Example scenarios. say, we have lf1_10_25, lf2_15_20(format 
"logfile[index]_[starttime]_[completiontime]") for a file slice. In 1.x reader, 
we will order and read it as lf2 followed by lf1. w/o this support in 0.16.0, 
we might read lf1 followed by lf2. Just to re-iterate this might only impact 
users who have enabled NBCC and having multi writers writing log files in 
different ordering. Even if they were using OCC, one of the writers is expected 
to have failed (on the writer side) since data is overlapping for two writers 
in 1.x writer.
+  
+### Timeline
+- Timeline read of 1.x need to be supported.
+- Commit instants w/ completion time should be readable.
+- We could ignore the completion time semantics since we don’t plan to support 
completion time based log file ordering in 0.16.0. But reads should not break.
+- Commit metadata in avro instead of json should be readable.
+   - More details on this under Implementation section.
+- Clustering commits using “cluster” action should be readable in 0.16.0 
reader.
+- A completed compaction using “compaction” as action instead of “commit” 
should be readable with 0.16.0 reader.
+- HoodieDefaultTimeline should be able to support both 0.x timeline and 1.x 
timeline.
+   - More details on this under Implementation section.
+- HoodieInstant parsing logic to parse completion time should be ported over
+- Completion time based APIs might be ignored or unavailable with 0.x reader. 
If we were to make MDT NBCC default in 1.0, we have to support completion time 
based apis and implementations. For now, we are assuming we are not supporting 
completion time based read in 0.16.0.
+- Support ignoring partially failed log files from FSV. In 0.16.0, from FSV 
standpoint, all log files(including partially failed) are valid. We let the log 
record reader ignore the partially failed log files. But 
+in 1.x, log files could be rolledback (deleted) by a concurrent rollback. So, 
the FSV should ensure it ignores the uncommitted log files. 
+
+
+### FileSystemView:
+- FSV building/reading should account for commit instants in both 0.x and 1.x 
formats. Since completion time log file ordering is not supported in 0.16.0 
(that’s our current assumption), we may not need to support exactly how a FSV 
in 1.x reader supports. But below items should be supported.
+    - File slicing should be intact. For a single writer and OCC based writer 
in 1.x, the mapping of log files to base instant time or file slice should be 
same across 1.x reader and 0.16.0 reader.
+    - Log file ordering will follow 0.16.0 logic. I.e. log version followed by 
write token based comparator. Even if there are log files which completed in 
different order using 1.x writer, since we don’t plan to support that feature 
in 0.16.0 reader, we can try to maintain parity with 0.16.0 reader or log file 
ordering.
+    - We might have to revisit this if we plan to make NBCC default with MDT 
in 1.x
+- If not for completion time based read support, what will break, check 
[here](#Completion time based read in FileGroup/FileSlice initialization and 
log block reads) 
+
+### Table properties
+- payload type inference from payload class need to be ported.
+
+### MDT changes:
+- MDT schema changes need to be ported.
+
+### Log format changes:
+- New log header type need to be ported.
+- For unsupported features, meaningful errors should be thrown. For eg, if DV 
or partial update has been enabled and if those log files are read using 0.16.0 
reader, we should fail and throw a meaningful error.
+
+### Incremental reads and time travel query: 
+- Incremental reads in 1.x is expected to have some changes and design is not 
fully out. So, until then we have to wait to design 0.16.x read support for 1.x 
tables for incremental queries. 
+- Time travel query: I don't see any changes in 1.x wrt time travel query. So, 
as per master, we are still using commit time(i.e not completed time) to serve 
time travel query. Until we make any changes to that, we do not need to add any 
additional support to 0.16.x reader. But if we plan to make changes in 1.x, we 
might have to revisit this. 

Review Comment:
   not yet. from what I see, we have not made any changes to 1.x reader for 
time travel. So, unless we make changes to that logic, I don't expect we need 
to port anything back to 0.16x. (the file slice determination, log file 
ordering logic anyways will be ported. just that no new changes specific to 
time travel) 



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