Thanks everyone. Summarizing where the thread landed:

1. Add "none" to X-Iceberg-Access-Delegation, meaning the client does not
need delegated access from the catalog (Dan's suggestion, +1 from Yufei and
Dmitri).
2. Clarify the header description so that failing the request is explicitly
allowed: "The server may choose to supply access via any or none of the
requested mechanisms, or fail the request."

Unless someone objects, I am happy to open a spec PR with these two changes
so the discussion can continue on concrete wording.

Youngrae Kim

2026년 10월 8일 (목) 오전 8:03, Dmitri Bourlatchkov <[email protected]>님이 작성:

> Hi Alex, Dan,
>
> Thanks for proposing this change. "None" sounds like a good idea to me. It
> is certainly clearer than "local" in the
> context of X-Iceberg-Access-Delegation.
>
> Cheers,
> Dmitri.
>
> On Mon, Oct 5, 2026 at 4:18 PM Daniel Weeks <[email protected]> wrote:
>
>> Alex,
>>
>> Rather than 'local', I think I would prefer 'none'.  Rather than saying
>> what the client is intending to do, express that the client isn't asking
>> for or doesn't need credentials/access from the catalog.
>>
>> At least then, the catalog could skip the generation.
>>
>> -Dan
>>
>> On Mon, Oct 5, 2026 at 12:51 AM Alex Dutra <[email protected]> wrote:
>>
>>> Hi all,
>>>
>>> How about at least introducing a new enum constant "local" in the
>>> X-Iceberg-Access-Delegation header? If the intent of that header was
>>> to express capabilities, this new constant would convey the notion of
>>> "I can work with my own credentials" more firmly than letting the
>>> server second-guess. E.g.: "local,remote-signing,vended-credentials"
>>> would mean the client can either work with vended credentials, remote
>>> signing, or its own credentials.
>>>
>>> Thanks,
>>> Alex
>>>
>>> On Tue, Sep 29, 2026 at 4:08 AM youngrae kim <[email protected]>
>>> wrote:
>>> >
>>> > Thanks Dan and Alex.
>>> >
>>> > Dan, that background is helpful, and I take the point: with
>>> storage-credentials and remote-signing-config
>>> > the catalog can state what it provides, so the spec does not need to
>>> mandate a failure when the requested
>>> > mechanisms cannot be provided. Polaris will keep its current behavior
>>> as an implementation choice,
>>> > documented as such, and I will report that outcome on the Polaris list.
>>> >
>>> > The one thing I would still find useful is Alex's narrower point: a
>>> sentence saying whether the
>>> > header is a capability statement or a requirement, and what an absent
>>> header means.
>>> > That does not constrain what the catalog decides to provide; it only
>>> tells servers and clients how to read the header.
>>> > If there is appetite for that I am happy to draft it; otherwise I am
>>> fine leaving the wording as is and
>>> > letting the catalog-driven model evolve with the File type work.
>>> >
>>> > Thanks,
>>> > Youngrae Kim
>>> >
>>> > 2026년 9월 29일 (화) 오전 6:28, Daniel Weeks <[email protected]>님이 작성:
>>> >>
>>> >> I'm not sure I agree with the model of a client bringing its own
>>> credentials if the catalog is also responsible for controlling access
>>> (can't really stop people from using that model, but as I said above, it
>>> feels like an anti-pattern).
>>> >>
>>> >> The current wording in the spec was intentionally loose so that the
>>> catalog can make decisions without being forced into specific
>>> security/access decisions.  I still don't think that updating the wording
>>> would be flexible enough.
>>> >>
>>> >> I'm not sure what all catalogs do, but I can say that it's always
>>> safe for the catalog to return credentials/remote config even if the client
>>> was externally configured to use its own.  The current reference
>>> implementation bypasses that, I believe, but conceptually a client does not
>>> need to use the mechanism provided by the catalog. This again feels like a
>>> bit of an anti-pattern: if there's a reason to bring sidecar credentials,
>>> it implies a gap in the delegation model that we should be looking into
>>> addressing.
>>> >>
>>> >> Dan
>>> >>
>>> >> On Mon, Sep 28, 2026 at 10:00 AM Alex Dutra <[email protected]>
>>> wrote:
>>> >>>
>>> >>> Hi all,
>>> >>>
>>> >>> > The delegation header intended to allow the client to communicate
>>> its capabilities, but we've aligned more clearly on catalogs controlling
>>> access as opposed to clients defining behavior.
>>> >>>
>>> >>> IMO, this header isn't ideal for communicating client capabilities.
>>> >>> Notably, it fails to represent a key capability: that of using the
>>> >>> client's own storage credentials to bypass access delegation
>>> entirely.
>>> >>> Right now, the only way to imply this capability is by omitting the
>>> >>> header altogether, which introduces ambiguity into the specification.
>>> >>> Put simply, a client cannot explicitly communicate e.g.: "I can
>>> >>> function either without access delegation or using vended
>>> credentials,
>>> >>> but I do not support remote signing."
>>> >>>
>>> >>> Therefore, Apache Polaris today treats this header as an explicit
>>> >>> requirement rather than just a capability statement. IOW, it treats
>>> >>> the header presence as an indication that the client cannot function
>>> >>> without access delegation, and that at least one specified mode must
>>> >>> be satisfied.
>>> >>>
>>> >>> I would be interested to hear how other catalog implementations are
>>> >>> approaching this.
>>> >>>
>>> >>> In any case, I still think that a minor spec clarification would be
>>> >>> welcome, if for nothing else, at least to lift the ambiguity around
>>> >>> what it means when the header is absent and clarify whether the
>>> header
>>> >>> is a capability statement, or a requirement.
>>> >>>
>>> >>> Thanks,
>>> >>> Alex
>>> >>>
>>> >>>
>>> >>> On Mon, Sep 28, 2026 at 5:03 PM Daniel Weeks <[email protected]>
>>> wrote:
>>> >>> >
>>> >>> > Youngrae,
>>> >>> >
>>> >>> > I think the issue with #2 above is that it's a bit of an
>>> anti-pattern for the client to concurrently own access.  Either the catalog
>>> should be the authority on access or it shouldn't.  Security around the
>>> physical data shouldn't really be a negotiation between the client and the
>>> server.  If the catalog is delegating access to the data, it should be the
>>> sole source of truth.
>>> >>> >
>>> >>> > It feels like we're trying to make this a negotiation between the
>>> catalog and client, but the catalog should be responsible for access
>>> delegation in a secure environment.
>>> >>> >
>>> >>> > The background on this header is important:  The original access
>>> control mechanism was remote signing only, which was not originally part of
>>> the REST protocol (it was separate and S3 specific).  We later introduced
>>> vended credentials, but only through the config payload.  Since then, a lot
>>> has changed: we introduced the Storage Credentials and now the Remote
>>> Signing Config, which means that we're in a much better position for the
>>> catalog to clearly indicate which mechanism the client should use.  The
>>> mechanisms are more standardized, and clients should be able to report if
>>> they cannot support what the catalog has provided.
>>> >>> >
>>> >>> > While there may be some residual value in the client signaling its
>>> capabilities, I'm not convinced we need to change the wording in the spec
>>> and we need to improve the other mechanisms as we evolve to support new
>>> functionality like File type, which may mix different modes of access.
>>> >>> >
>>> >>> > The behavior you describe in Polaris is perfectly fine as an
>>> implementation choice, but I don't think catalogs SHOULD fail if they
>>> cannot provide any requested mechanism.  The catalog can provide an
>>> alternative (e.g. you requested signing, but I'm only providing
>>> credentials), which the client can error on if it does not understand.
>>> Alternatively, the catalog could reject all requested forms and return only
>>> the metadata, effectively signaling that the client can only see the
>>> metadata, but has no access to the physical data.
>>> >>> >
>>> >>> > -Dan
>>> >>> >
>>> >>> >
>>> >>> > On Fri, Sep 25, 2026 at 8:18 PM youngrae kim <
>>> [email protected]> wrote:
>>> >>> >>
>>> >>> >> Thanks Alex, Yufei and Dan.
>>> >>> >>
>>> >>> >> Dan, I think the catalog-controlled direction and Alex's wording
>>> are compatible, and it may help to separate the two roles the header plays
>>> today:
>>> >>> >>
>>> >>> >> 1. Which mechanism to use.
>>> >>> >> That is already the catalog's decision in Polaris: the server
>>> picks among the mechanisms
>>> >>> >> it supports for that catalog and storage, and the header only
>>> tells it  which ones the client can consume.
>>> >>> >> Nothing in the proposed sentence changes that.
>>> >>> >>
>>> >>> >> 2. Whether the client can access the data at all without
>>> delegation. Today the header is the
>>> >>> >> only signal a client has for "I have no storage credentials of my
>>> own".
>>> >>> >> If the catalog cannot provide any mechanism the client can
>>> consume, the request cannot succeed in any
>>> >>> >> useful sense, and the question is only where the failure
>>> surfaces: at load time with a
>>> >>> >> message naming the cause, or at the first data access with a
>>> storage error.
>>> >>> >>
>>> >>> >> The proposed SHOULD covers exactly the empty-intersection case in
>>> (2); a server that knows its
>>> >>> >> clients carry their own credentials can still return the table,
>>> which is why SHOULD rather than MUST seems right.
>>> >>> >>
>>> >>> >> If the longer-term direction is to rely less on the header, I
>>> would be interested in how a
>>> >>> >> catalog-driven model would express (2), for example the client
>>> learning from /v1/config which
>>> >>> >> mechanisms the catalog offers, so it can decide before loading a
>>> table. That seems like a
>>> >>> >> larger change than the clarification this thread started with, so
>>> I would suggest landing the
>>> >>> >> one-sentence clarification for the current header and taking the
>>> catalog-driven model as a
>>> >>> >> separate discussion, unless you see a conflict between the two.
>>> >>> >>
>>> >>> >> Thanks,
>>> >>> >> Youngrae Kim
>>> >>> >>
>>> >>> >> 2026년 9월 26일 (토) 오전 8:52, Daniel Weeks <[email protected]>님이 작성:
>>> >>> >>>
>>> >>> >>> I'm not convinced that we're thinking about this the right way.
>>> >>> >>>
>>> >>> >>> The delegation header intended to allow the client to
>>> communicate its capabilities, but we've aligned more clearly on catalogs
>>> controlling access as opposed to clients defining behavior.
>>> >>> >>>
>>> >>> >>> If we leaned more into that direction, then access would be
>>> determined by the catalog based on the availability of vented credentials
>>> or the new remote signing configuration.
>>> >>> >>>
>>> >>> >>> There may be an opportunity here to rely less on the header and
>>> give responsibility back on th e catalog to determine the access model.
>>> >>> >>>
>>> >>> >>> -Dan
>>> >>> >>>
>>> >>> >>> On Fri, Sep 25, 2026, 4:39 PM Yufei Gu <[email protected]>
>>> wrote:
>>> >>> >>>>
>>> >>> >>>> I tend to agree with Alex and Youngrae. A fail-fast approach
>>> provides a clear behavioral contract between the server and clients, while
>>> the current spec introduces ambiguity.
>>> >>> >>>>
>>> >>> >>>> I am not sure if this ambiguity was intentional. Please chime
>>> in if you can provide more context; otherwise, I suggest we update the spec
>>> to eliminate it.
>>> >>> >>>>
>>> >>> >>>> Yufei
>>> >>> >>>>
>>> >>> >>>>
>>> >>> >>>> On Thu, Sep 24, 2026 at 10:12 AM Alex Dutra <[email protected]>
>>> wrote:
>>> >>> >>>>>
>>> >>> >>>>> Hi Youngrae,
>>> >>> >>>>>
>>> >>> >>>>> Thanks for starting this thread!
>>> >>> >>>>>
>>> >>> >>>>> I believe the phrase "via any or none of the requested
>>> mechanisms"
>>> >>> >>>>> requires clarification.
>>> >>> >>>>>
>>> >>> >>>>> If a client requests modes A and B, a server returning only
>>> mode B is
>>> >>> >>>>> perfectly acceptable. However, returning a 200 OK response with
>>> >>> >>>>> neither mode A nor B represents an ambiguous outcome.
>>> >>> >>>>>
>>> >>> >>>>> The current wording likely assumes the client could
>>> theoretically
>>> >>> >>>>> proceed using its own fallback storage credentials. In
>>> practice,
>>> >>> >>>>> operators configure clients intentionally; requesting access
>>> >>> >>>>> delegation "just in case" is unrealistic. A fail-fast error is
>>> a
>>> >>> >>>>> better outcome, as opposed to letting the client proceed, only
>>> to see
>>> >>> >>>>> it fail later on.
>>> >>> >>>>>
>>> >>> >>>>> I propose updating the specification to mandate an error
>>> response when
>>> >>> >>>>> no requested mechanism is available, while also clarifying
>>> whether
>>> >>> >>>>> providing multiple delegation modes is supported:
>>> >>> >>>>>
>>> >>> >>>>> "The server MAY supply access via any or all of the requested
>>> >>> >>>>> mechanisms. If none of the requested mechanisms is available,
>>> the
>>> >>> >>>>> server SHOULD return an HTTP 400 (Bad Request) response."
>>> >>> >>>>>
>>> >>> >>>>> Thanks,
>>> >>> >>>>> Alex
>>> >>> >>>>>
>>> >>> >>>>> On Wed, Sep 23, 2026 at 11:14 AM youngrae kim <
>>> [email protected]> wrote:
>>> >>> >>>>> >
>>> >>> >>>>> > Hi all,
>>> >>> >>>>> > The REST catalog spec describes X-Iceberg-Access-Delegation
>>> as an "optional signal to the server that the client supports delegated
>>> access via a comma-separated list of access mechanisms. The server may
>>> choose to supply access via any or none of the requested mechanisms." [1]
>>> >>> >>>>> >
>>> >>> >>>>> > In Apache Polaris we recently discussed what a server should
>>> do when the header is present but it can satisfy none of the requested
>>> mechanisms, for example vended-credentials against an S3-compatible store
>>> without STS, or remote-signing on a server that does not implement it [2].
>>> >>> >>>>> >
>>> >>> >>>>> > Polaris fails such requests with HTTP 400 and a message
>>> naming the reason, because in these cases the inability is a static
>>> property of the catalog and a 200 without credentials would only move the
>>> failure to the first data access.
>>> >>> >>>>> >
>>> >>> >>>>> > Two readings of "any or none" came up and the text does not
>>> settle which is intended:
>>> >>> >>>>> >   (a) "none" means the server returns 200 with the table and
>>> no delegated access, and the client detects this from the response: an
>>> empty storage-credentials (and, we understand, an empty
>>> remote-signing-config once that field lands in 1.12), falling back to the
>>> config map for older servers [3].
>>> >>> >>>>> >
>>> >>> >>>>> >   (b) "none" also permits the server to reject the request
>>> when it cannot provide any of the requested mechanisms.
>>> >>> >>>>> >
>>> >>> >>>>> > Questions for the community:
>>> >>> >>>>> >   1. Is rejecting the request a permitted server choice
>>> under the current text, or is (a) the only intended behavior?
>>> >>> >>>>> >   2. If rejection is permitted, is there a preferred status
>>> code and error type, so clients can distinguish "delegation unavailable"
>>> from other 400s?
>>> >>> >>>>> >   3. If (a) is the intended behavior, should the spec state
>>> explicitly that the absence of credentials in both storage-credentials and
>>> config (and of remote-signing-config) is the signal that no delegation was
>>> applied?
>>> >>> >>>>> >
>>> >>> >>>>> > I'm happy to draft a clarification to the parameter
>>> description once there is agreement.
>>> >>> >>>>> >
>>> >>> >>>>> > [1]
>>> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L2151-L2161
>>> >>> >>>>> > [2]
>>> https://lists.apache.org/thread/9oyv4v0vk3t8stv9832npl8t0yyp4j8r
>>> >>> >>>>> > [3]
>>> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L4246-L4249
>>> >>> >>>>> >
>>> >>> >>>>> > Thanks,
>>> >>> >>>>> > Youngrae Kim
>>>
>>

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