Thanks for the summary, Alex.

Agreed on all points.
For the record, the merged docs change (#5591) describes the 400 as a
Polaris implementation choice rather than spec-mandated behavior,
so the distinction you mention is already captured for users.

Youngrae Kim

2026년 10월 2일 (금) 오후 6:01, Alex Dutra <[email protected]>님이 작성:

> Hi all,
>
> The recent discussion on the Iceberg mailing list highlighted an
> interesting perspective: some view the delegation header primarily as
> a capability statement rather than a strict requirement.
>
> Under that approach, delegation decisions rely mainly on internal
> catalog configurations (such as warehouse-level allowed modes). The
> header merely serves as an optional hint, making error responses
> unnecessary.
>
> By contrast, Polaris has treated the header as a mandatory requirement
> from the start. The server attempts to fulfill it by finding the
> intersection between supported capabilities and client preferences,
> returning an error if no common mode is available.
>
> Daniel Weeks confirmed that the Polaris model is perfectly valid.
> Consequently, no changes are required on our end, though we should
> keep in mind that Polaris may be taking a distinct path with its
> interpretation of the spec, relative to what other catalogs may be
> doing.
>
> Thanks,
> Alex
>
>
> On Tue, Sep 29, 2026 at 4:11 AM youngrae kim <[email protected]>
> wrote:
> >
> > Thanks Prithvi.
> >
> > Closing the loop on the Iceberg side [1]: Dan Weeks (spec author) prefers
> > to keep the header
> > wording intentionally loose so that the catalog stays the sole authority
> on
> > access delegation.
> > He considers the Polaris fail-fast behavior fine as an implementation
> > choice but does not want the spec
> > to say catalogs SHOULD fail; a catalog may also provide an alternative
> > mechanism or return metadata only.
> > Alex asked for a narrower clarification (capability statement vs
> > requirement, meaning of an absent header),
> > which is still open there.
> >
> > For Polaris nothing changes: we keep the 400 with the two messages,
> > documented in #5591 as our behavior.
> > If the Iceberg thread later lands a clarification I will follow up here.
> >
> > [1] https://lists.apache.org/thread/6zspb6cpb6j2po5lm57mq1sgcp2hppkf
> >
> > Thanks,
> > Youngrae Kim
> >
> > 2026년 9월 25일 (금) 오전 6:25, Prithvi S <[email protected]>님이 작성:
> >
> > > Hi all,
> > >
> > > I agree with failing the request when the server can supply none of the
> > > requested mechanisms, and with Alex's SHOULD.
> > >
> > > In Polaris the two cases we discussed are static properties of the
> catalog.
> > > stsUnavailable will not start working on a later load, and remote
> signing
> > > is not implemented. A 200 with no delegated access only moves the
> failure
> > > to the first data access, where it is much harder to diagnose. We kept
> the
> > > 400 and wrote down both messages, and what the client should change, in
> > > https://github.com/apache/polaris/pull/5591.
> > >
> > > SHOULD is the right strength for the spec. It records the behavior
> > > operators can diagnose, and a server that knows its clients carry
> storage
> > > credentials can still return the table. Polaris does not take that
> path.
> > > The header is often a shared client setting: PyIceberg documents
> > > vended-credentials as the default (
> > > https://py.iceberg.apache.org/configuration/), so a client can send it
> > > without anyone having decided that this catalog should vend.
> > >
> > > The 400 sentence is the clarification this thread needs. Whether one
> > > response may carry more than one mechanism is a separate change.
> Polaris
> > > selects a single mechanism, and that can stay as it is until a server
> > > returns both.
> > >
> > > HTTP 400 with the existing Bad Request error is enough. Clients already
> > > fail the load on it. The message is what tells the operator which
> mechanism
> > > was missing, and to drop the header or configure storage credentials
> on the
> > > client. A distinct error type can wait until a client needs to branch
> on
> > > this case in code.
> > >
> > > Thanks,
> > > Prithvi S
> > >
> > > On Wed, Sep 23, 2026 at 2:11 PM youngrae kim <[email protected]>
> > > wrote:
> > >
> > > > Thanks Alex, that's helpful context. The backwards-compatibility
> reading
> > > of
> > > > "must first check"
> > > > makes sense, and the upcoming remote-signing-config field in Iceberg
> 1.12
> > > > following the
> > > > same dual-location pattern is a good reason to get the "delegation
> not
> > > > provided" semantics
> > > > written down before more mechanisms are added.
> > > >
> > > > Since Ayush, Yufei and you all favor asking upstream, I'll open the
> > > > dev@iceberg thread now
> > > > and link it here. I'll frame it as a clarification request: whether
> "any
> > > or
> > > > none" permits
> > > > rejecting the request, and whether an empty storage-credentials
> (and, in
> > > > 1.12,
> > > > remote-signing-config) is the intended signal when the server
> returns 200
> > > > without delegation.
> > > >
> > > > The Polaris documentation side is done:
> > > > - issue: https://github.com/apache/polaris/issues/5579
> > > > - PR: https://github.com/apache/polaris/pull/5591
> > > >
> > > > Thanks,
> > > > Youngrae Kim
> > > >
> > > > 2026년 9월 23일 (수) 오전 1:53, Alex Dutra <[email protected]>님이 작성:
> > > >
> > > > > And to complicate things further, there is a new field coming in
> > > > > Iceberg 1.12: LoadTableResponse.remoteSigningConfig().
> > > > >
> > > > > The idea is roughly the same as for the storage-credentials field:
> > > > > clients should search for remote signing properties either in the
> new
> > > > > remote-signing-config field, or in the config field for backwards
> > > > > compatibility with older servers. If the client explicitly
> requested
> > > > > remote signing, the absence of remote signing properties in both
> > > > > places would in theory mean that the server didn't allow the
> client to
> > > > > perform remote signing.
> > > > >
> > > > > But that doesn't change the overall feeling that a fail-fast
> solution
> > > > > would be more appropriate, I think.
> > > > >
> > > > > Thanks,
> > > > > Alex
> > > > >
> > > > >
> > > > > On Tue, Sep 22, 2026 at 6:27 PM Alex Dutra <[email protected]>
> wrote:
> > > > > >
> > > > > > Hi all,
> > > > > >
> > > > > > I'm also supportive of Option 1 (fail-fast), and also supportive
> of
> > > > > > asking the Iceberg community to provide a spec clarification.
> > > > > >
> > > > > > @Ayush:
> > > > > >
> > > > > > > The spec does have a signal for "delegation not applied": [...]
> > > > > "Clients must first check whether the respective credentials exist
> in
> > > the
> > > > > storage-credentials field before checking the config for
> credentials".
> > > > > >
> > > > > > I think this sentence is there for backwards compatibility with
> older
> > > > > > clients that do not know about the (relatively recent)
> > > > > > storage-credentials field. That's why Polaris vends credentials
> in
> > > > > > *both* places [1]; the "must first check" imperative is there
> only to
> > > > > > force clients to prefer the ones in the storage-credentials
> field.
> > > > > >
> > > > > > In any case, the absence of credentials in *both* places *could*
> be
> > > > > > interpreted as a signal that the server wasn't able to perform
> access
> > > > > > delegation – but again, failing fast appears to me as a much
> cleaner
> > > > > > behavior.
> > > > > >
> > > > > > Thanks,
> > > > > > Alex
> > > > > >
> > > > > > [1]:
> > > > >
> > > >
> > >
> https://github.com/apache/polaris/blob/e6aacf350fb7464f001f9778b9b678ed80709dcb/runtime/service/src/main/java/org/apache/polaris/service/catalog/iceberg/IcebergCatalogHandler.java#L1246-L1250
> > > > > >
> > > > > >
> > > > > > On Tue, Sep 22, 2026 at 8:00 AM youngrae kim <
> [email protected]
> > > >
> > > > > wrote:
> > > > > > >
> > > > > > > Thanks Yufei.
> > > > > > >
> > > > > > > Agreed that the spec text is ambiguous and worth clarifying
> > > upstream.
> > > > > I'll
> > > > > > > focus on the Polaris documentation first; if nobody else picks
> up
> > > the
> > > > > > > Iceberg-side question, I can raise it on dev@iceberg
> afterwards
> > > and
> > > > > link
> > > > > > > back to this thread.
> > > > > > >
> > > > > > > For the documentation, I'll open the Polaris issue as planned:
> the
> > > > > > > vended-credentials page and the S3 stsUnavailable section will
> > > > describe
> > > > > > > what a client sees when delegation cannot be satisfied (HTTP
> 400
> > > and
> > > > > the
> > > > > > > two messages), and recommend omitting the header, or
> configuring
> > > > > storage
> > > > > > > credentials on the client, for catalogs that cannot vend.
> > > > > > >
> > > > > > > I'll post the link to the issue here once it is up.
> > > > > > >
> > > > > > > Thanks,
> > > > > > > Youngrae Kim
> > > > > > >
> > > > > > > 2026년 9월 22일 (화) 오전 2:59, Yufei Gu <[email protected]>님이
> 작성:
> > > > > > >
> > > > > > > > I support keeping fail-fast in Polaris and documenting it.
> > > > > > > >
> > > > > > > > I’d still suggest a discussion in the Iceberg community. The
> spec
> > > > > > > > <
> > > > > > > >
> > > > >
> > > >
> > >
> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L2151-L2161
> > > > > > > > >
> > > > > > > > says the server may provide “any or none” of the requested
> access
> > > > > > > > mechanisms, but it’s unclear whether that includes rejecting
> the
> > > > > request.
> > > > > > > > Clarifying this would help clients work consistently across
> > > > catalogs.
> > > > > > > >
> > > > > > > > This can happen alongside the Polaris documentation update.
> > > > > > > > Yufei
> > > > > > > >
> > > > > > > >
> > > > > > > > On Fri, Sep 18, 2026 at 5:01 PM youngrae kim <
> > > > [email protected]
> > > > > >
> > > > > > > > wrote:
> > > > > > > >
> > > > > > > > > Thanks Ayush and Dmitri.
> > > > > > > > >
> > > > > > > > > Ayush, you're right about storage-credentials: the signal
> is
> > > > there,
> > > > > > > > > and the real objection to option 2 is that clients aren't
> > > > reliably
> > > > > > > > checking
> > > > > > > > > it.
> > > > > > > > > And the point that both failure cases are static
> properties of
> > > > the
> > > > > > > > catalog
> > > > > > > > > is what settles it for me as well:
> > > > > > > > > there is nothing a later request could do differently, so a
> > > clear
> > > > > error
> > > > > > > > at
> > > > > > > > > load time loses nothing.
> > > > > > > > >
> > > > > > > > > So the direction is option 1: keep fail-fast, and document
> it.
> > > > > > > > > Unless there are objections in the next couple of days,
> I'll
> > > open
> > > > > an
> > > > > > > > issue
> > > > > > > > > to update the docs,
> > > > > > > > > covering the vended-credentials-only and remote-signing
> cases,
> > > > > what the
> > > > > > > > > client sees,
> > > > > > > > > and the recommendation to omit the header (or configure
> storage
> > > > > > > > > credentials) for catalogs that cannot vend.
> > > > > > > > >
> > > > > > > > > On the Iceberg spec: I'll leave it aside for now,
> > > > > > > > > given Dmitri's point that the current text already permits
> > > > > refusing,
> > > > > > > > > and revisit only if someone hits the ambiguity in practice.
> > > > > > > > >
> > > > > > > > > Thanks,
> > > > > > > > > Youngrae Kim
> > > > > > > > >
> > > > > > > > > 2026년 9월 19일 (토) 오전 12:05, Dmitri Bourlatchkov <
> > > [email protected]
> > > > >님이
> > > > > 작성:
> > > > > > > > >
> > > > > > > > > > Hi All,
> > > > > > > > > >
> > > > > > > > > > I agree with option 1.
> > > > > > > > > >
> > > > > > > > > > The basic question is whether the client should use local
> > > > > credentials
> > > > > > > > or
> > > > > > > > > > get vended credentials from Polaris. I do not think it
> is a
> > > > > runtime
> > > > > > > > > choice.
> > > > > > > > > > I believe it is a fundamental design decision that
> > > > administrators
> > > > > > > > should
> > > > > > > > > > resolve at deployment time.
> > > > > > > > > >
> > > > > > > > > > Consequently, the client should either delegate access
> > > controls
> > > > > to
> > > > > > > > > Polaris
> > > > > > > > > > via X-Iceberg-Access-Delegation or not use that header at
> > > all.
> > > > > > > > > >
> > > > > > > > > > From another angle, if the client already has access
> > > > > credentials, what
> > > > > > > > > > could be the rationale for also requesting different
> access
> > > > > channels
> > > > > > > > > > via X-Iceberg-Access-Delegation? I do not see any :)
> > > > > > > > > >
> > > > > > > > > > With that in mind, I think Polaris can interpret the
> presence
> > > > > > > > > > of X-Iceberg-Access-Delegation as a strong request for
> > > > > > > > server-controlled
> > > > > > > > > > access methods (request signing or cred. vending). If the
> > > > server
> > > > > cannot
> > > > > > > > > > provide any, it is effectively a deployment /
> configuration
> > > > > mistake,
> > > > > > > > so a
> > > > > > > > > > clear error response is quite appropriate from my POV.
> > > > > > > > > >
> > > > > > > > > > General non-vending Polaris configuration is considered
> > > > > deprecated per
> > > > > > > > > > earlier discussion [1]. The only case when Polaris cannot
> > > vend
> > > > > > > > > credentials
> > > > > > > > > > is when the Storage System does not support it.
> > > > > > > > > >
> > > > > > > > > > Re: Iceberg spec discussion, I'm not sure it is worth the
> > > > > trouble. The
> > > > > > > > > IRC
> > > > > > > > > > spec clearly opted for the most lenient interpretation
> > > > > > > > > > of X-Iceberg-Access-Delegation that does not impose any
> > > strong
> > > > > > > > > > protocol-level requirements on either the client or the
> > > server.
> > > > > I do
> > > > > > > > not
> > > > > > > > > > think it would be wise for the IRC spec to venture into
> > > > > > > > deployment-level
> > > > > > > > > > recommendations because it defines a protocol, not an
> > > > end-to-end
> > > > > > > > system.
> > > > > > > > > I
> > > > > > > > > > think the current IRC spec allows the behaviour proposed
> by
> > > > > option 1 in
> > > > > > > > > > Polaris. This is just my personal opinion, feel free to
> open
> > > an
> > > > > Iceberg
> > > > > > > > > > discussion on this if you prefer.
> > > > > > > > > >
> > > > > > > > > > [1]
> > > > > https://lists.apache.org/thread/1trcnbm04zzqztpxkzrzs1pvrlyd49bg
> > > > > > > > > >
> > > > > > > > > > Cheers,
> > > > > > > > > > Dmitri.
> > > > > > > > > >
> > > > > > > > > >
> > > > > > > > > >
> > > > > > > > > > On Fri, Sep 18, 2026 at 7:40 AM Ayush Saxena <
> > > > > [email protected]>
> > > > > > > > > > wrote:
> > > > > > > > > >
> > > > > > > > > > > Hi Youngrae,
> > > > > > > > > > >
> > > > > > > > > > > +1 to option 1, with one correction to the premise.
> > > > > > > > > > >
> > > > > > > > > > > The spec does have a signal for "delegation not
> applied":
> > > > > > > > > LoadTableResult
> > > > > > > > > > > carries storage-credentials, and clients are obliged to
> > > look
> > > > > at it —
> > > > > > > > > > > "Clients must first check whether the respective
> > > credentials
> > > > > exist in
> > > > > > > > > the
> > > > > > > > > > > storage-credentials field before checking the config
> for
> > > > > credentials"
> > > > > > > > > > [1].
> > > > > > > > > > > An empty storage-credentials on a 200 is observable.
> The
> > > > > practical
> > > > > > > > > > > objection to option 2 is that "must check" isn't "does
> > > > check",
> > > > > not
> > > > > > > > that
> > > > > > > > > > the
> > > > > > > > > > > information is missing.
> > > > > > > > > > >
> > > > > > > > > > > What decides it for me is that in Polaris both failure
> > > cases
> > > > > are
> > > > > > > > static
> > > > > > > > > > > properties of the catalog: stsUnavailable is
> configuration
> > > > and
> > > > > remote
> > > > > > > > > > > signing is unimplemented, so neither will start
> working on
> > > a
> > > > > later
> > > > > > > > > > request
> > > > > > > > > > > or for a different table. The usual case for returning
> 200
> > > > > without
> > > > > > > > > > > delegation is that the server might satisfy it some
> other
> > > > time
> > > > > — that
> > > > > > > > > > > doesn't apply here, so failing at load with a message
> > > naming
> > > > > the
> > > > > > > > reason
> > > > > > > > > > is
> > > > > > > > > > > strictly more diagnosable and nothing is lost.
> > > > > > > > > > >
> > > > > > > > > > > Raising the ambiguity upstream sounds worthwhile either
> > > way —
> > > > > "any or
> > > > > > > > > > > none" doesn't say whether refusing the request is a
> > > permitted
> > > > > choice,
> > > > > > > > > and
> > > > > > > > > > > that's the real gap.
> > > > > > > > > > >
> > > > > > > > > > > -Ayush
> > > > > > > > > > >
> > > > > > > > > > > [1]
> > > > > > > > > > >
> > > > > > > > > >
> > > > > > > > >
> > > > > > > >
> > > > >
> > > >
> > >
> https://github.com/apache/iceberg/blob/778d103c0fa802be5e85e4cb2e4e4b4bcd8ac891/open-api/rest-catalog-open-api.yaml#L4246-L4249
> > > > > > > > > > >
> > > > > > > > > > >
> > > > > > > > > > > On 2026/09/18 08:44:49 김영래 wrote:
> > > > > > > > > > > > Hi all,
> > > > > > > > > > > >
> > > > > > > > > > > > This came out of the review of PR #5473 (merged),
> where
> > > > > Dmitri
> > > > > > > > > > > > suggested moving the spec-alignment question to the
> list.
> > > > > Short
> > > > > > > > > > version:
> > > > > > > > > > > > today Polaris fails a request whose
> > > > > X-Iceberg-Access-Delegation
> > > > > > > > > header
> > > > > > > > > > > > cannot be satisfied, while the Iceberg REST spec
> reads as
> > > > if
> > > > > the
> > > > > > > > > server
> > > > > > > > > > > may
> > > > > > > > > > > > instead return the table without delegated access.
> I'd
> > > like
> > > > > to
> > > > > > > > agree
> > > > > > > > > on
> > > > > > > > > > > the
> > > > > > > > > > > > intended behavior and document it.
> > > > > > > > > > > >
> > > > > > > > > > > > Current behavior (main, after #5473):
> > > > > > > > > > > >
> > > > > > > > > > > > - "vended-credentials" against a catalog that cannot
> vend
> > > > > > > > credentials
> > > > > > > > > > > (e.g.
> > > > > > > > > > > > S3 with stsUnavailable=true) fails with 400
> "Credential
> > > > > vending was
> > > > > > > > > > > > requested ... but no credentials are available".
> > > > > > > > > > > > - Anything that resolves to remote signing (not
> > > > implemented)
> > > > > fails
> > > > > > > > > with
> > > > > > > > > > > 400
> > > > > > > > > > > > "This catalog cannot vend credentials or sign
> requests;
> > > > > request
> > > > > > > > > without
> > > > > > > > > > > > X-Iceberg-Access-Delegation and configure storage
> > > > > credentials on
> > > > > > > > the
> > > > > > > > > > > > client". This covers "remote-signing" alone
> > > > > > > > > > > > and "vended-credentials,remote-signing" when vending
> is
> > > not
> > > > > > > > possible.
> > > > > > > > > > > >
> > > > > > > > > > > > What the spec says
> (iceberg-rest-catalog-open-api.yaml,
> > > > > parameter
> > > > > > > > > > > > X-Iceberg-Access-Delegation):
> > > > > > > > > > > >     "Optional signal to the server that the client
> > > supports
> > > > > > > > > > > > delegated access via a comma-separated list of access
> > > > > mechanisms.
> > > > > > > > The
> > > > > > > > > > > > server may choose to supply access via any or none
> of the
> > > > > requested
> > > > > > > > > > > > mechanisms."
> > > > > > > > > > > >
> > > > > > > > > > > > Arguments raised in the PR review:
> > > > > > > > > > > > - For fail-fast (current): a client that asks for
> > > > delegation
> > > > > > > > usually
> > > > > > > > > > has
> > > > > > > > > > > no
> > > > > > > > > > > > storage credentials of its own, so a 200 without
> > > > credentials
> > > > > only
> > > > > > > > > moves
> > > > > > > > > > > the
> > > > > > > > > > > > failure to the first data access, where it is much
> harder
> > > > to
> > > > > > > > > diagnose.
> > > > > > > > > > It
> > > > > > > > > > > > is also consistent with how "vended-credentials"
> alone
> > > has
> > > > > always
> > > > > > > > > > > behaved.
> > > > > > > > > > > > - For following the spec literally: the header is a
> hint,
> > > > and
> > > > > > > > clients
> > > > > > > > > > > that
> > > > > > > > > > > > do have their own storage credentials (instance
> profile,
> > > > > > > > environment
> > > > > > > > > > > > variables) but send the header as a shared setting
> would
> > > > > simply
> > > > > > > > work.
> > > > > > > > > > > >
> > > > > > > > > > > > Options:
> > > > > > > > > > > > 1. Keep fail-fast and document it explicitly. The
> docs
> > > > > currently
> > > > > > > > only
> > > > > > > > > > say
> > > > > > > > > > > > to omit the header for stsUnavailable catalogs.
> > > > > > > > > > > > 2. Follow the spec literally and return the table
> without
> > > > > delegated
> > > > > > > > > > > access.
> > > > > > > > > > > > The spec has no field to signal "delegation not
> applied",
> > > > so
> > > > > > > > clients
> > > > > > > > > > > would
> > > > > > > > > > > > only find out at data access time.
> > > > > > > > > > > > 3. Make it configurable per realm or catalog (feature
> > > flag,
> > > > > default
> > > > > > > > > > > > fail-fast) for deployments that know their clients
> carry
> > > > > storage
> > > > > > > > > > > > credentials.
> > > > > > > > > > > >
> > > > > > > > > > > > I lean towards option 1 unless someone has a concrete
> > > > client
> > > > > that
> > > > > > > > > > depends
> > > > > > > > > > > > on option 2. If there is interest, I can also raise
> the
> > > > > ambiguity
> > > > > > > > on
> > > > > > > > > > the
> > > > > > > > > > > > Iceberg side, since the spec text leaves the choice
> to
> > > the
> > > > > server.
> > > > > > > > > > > >
> > > > > > > > > > > > Context: issue #5472, PR #5473 (see the CHANGELOG
> review
> > > > > thread),
> > > > > > > > and
> > > > > > > > > > the
> > > > > > > > > > > > earlier threads "[DISCUSS] S3 Credential vending
> without
> > > > > STS" (July
> > > > > > > > > > 2025)
> > > > > > > > > > > > and "[DISCUSS] S3 Remote Signing" (August 2025).
> > > > > > > > > > > >
> > > > > > > > > > > > Thanks,
> > > > > > > > > > > > Youngrae Kim
> > > > > > > > > > > >
> > > > > > > > > > >
> > > > > > > > > >
> > > > > > > > >
> > > > > > > >
> > > > >
> > > >
> > >
>

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