Well I think this has been a good discussion. I must confess first that
there have been so many contributions that I have not been able to read them
all completely. But it seems that there is still a connection missing
(please correct me if I have missed something here), one which I Iooked into
a bit a couple of years ago.

The US National Electrical Code (NEC) requirements have been well and
accurately stated (Thanks, Rich N. et al). But from what I have seen, it
seems to me that the NEC never goes that final step and proclaims "YOU MUST
LIST YOUR PRODUCT" in clear and absolute terms (LISTED being equivalent to
CERTIFIED for those not familiar with US terms). Actually, that is not the
role of the NEC itself. It is the responsibility of the Authorities Having
Jurisdiction (AHJ) to mandate that, or not. The NEC in fact acknowledges
that specoifically, though I can't seem to put my fnger on the exact
paragraph right now (maybe someone could help me with that).  These
authorities must adopt the NEC for it to become a legal requirement in their
jurisdiction.

What this really means is that laws requiring approved products can be
passed at the federal level, or at the state level, or by any city, county,
parish, township, village, commonwealth, or whatever, as long as they have
legal authority to make law within specified geographical boundaries. 

I called several local electrical building inspectors around the country
(about 2 years ago now). I asked them directly if they believed that it was
necessary for a product to have a safety approval to be sold in their
jurisdiction. I spoke with a couple in Florida, a couple in Illinois,  one
guy in Chicago, another at the State of Oregon, and the manager of the
building inspector's office at the City of Los Angeles. Chicago, Oregon and
LA each have their own specific requirements that products be approved.
These are requiremetns beyond what the NEC has.

For those inspectors who basically relied on the NEC and local adoption of
it or some variant, I asked them for their specific reference in the NEC.
They referred me to the same paragraphs that have already been covered
previously in this discussion. 

In every case, the inspectors believed that those paragraphs DID IN FACT
require approval of products, and that the NEC requirements did apply within
their jurisdiction (I understood because the NEC had been at some point
officially adopted by that jurisdiction).

In every case, they agreed that an NRTL Listing (to the appropriate product
category) would almost always be acceptable. They never wanted to commit
absolutely, just to not rule out that one odd-ball situation.

In some cases, they would also do their own evaluation to determine if a
product is acceptable as an alternative to an NRTL Listing (for a fee).
Others did not even want to attempt such a thing. They do not have the
resources to do it. They would refer me to an NRTL (usually UL was the main
one they were familair with).

When CSA applied to be accepted as an NRTL (at least this is the story they
have told me) they not only went to OSHA for accreditation, they also went
almost every legal jurisdiction in the US. The number I have heard quoted is
40,000 jurisdictions.

It seems to me that the practical answer for a business that wants to market
its product across the US and feel reasonably confident that it meets the
legal requirements of all these local jurisdictions is to get an NRTL
approval.


Just my 2 cents worth,

Richard Payne
Tektronix,  Inc.










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