Hi Tania:

Thanks, this is very interesting (and well stated as your comments usually
are). Particularly section 90-4 and the summary document you refer to.


Let me take this opportunity to present another point for anyone who cares
to give it some thought.

The NEC and/or local electrical requirements come into play because the
product connects to the local electrical supply.

What about battery operated products ?  Is there then nothing that says that
a battery operated product needs any third-party safety approvals ? 


Richard Payne
Tektronix, Inc.




> -----Original Message-----
> From: Grant, Tania (Tania) [SMTP:[email protected]]
> Sent: Thursday, September 17, 1998 11:37 AM
> To:   [email protected]; Payne, Richard
> Subject:      RE: US NRTL required ?
> 
> Richard,
> 
> The sections in the NEC you are looking for might be the following,
> including the definition section.  (References are to the 1996 NEC.)
> 
> Labeled:  Equipment or materials to which has been attached a label,
> symbol, or other identifying mark of an organization that is acceptable
> to the authority having jurisdiction and concerned with product
> evaluation that maintains periodic inspection of production of labeled
> equipment or materials and by whose labeling the manufacturer indicates
> compliance with appropriate standards or performance in a specified
> manner.
> 
> Listed:  Equipment or materials included in a list published by an
> organization acceptable to the authority having jurisdiction and
> concerned with product evaluation, that maintains periodic inspection of
> production of listed equipment or materials, and whose listing states
> either that the equipment or material meets appropriate designated
> standards or has been tested and found suitable for use in a specified
> manner.
> 
> (FPN):  The means for identifying listed equipment may vary for each
> organization with product evaluation, some of which do not recognize
> equipment as listed unless it is also labeled.  The authority having
> jurisdiction should utilize the system employed by the listing
> organization to identify a listed product.   [FPN, per NEC, means "Fine
> Print Note" and provides explanatory material.]
> 
> 90-4.  Enforcement:
> This Code is intended to be suitable for mandatory application by
> governmental bodies exercising legal jurisdiction over electrical
> installations and for use by insurance inspectors.  The authority having
> jurisdiction for enforcement of the Code will have the responsibility
> for making interpretations of the rules, for deciding upon the approval
> of equipment and materials, and for granting the special permission
> contemplated in a number of the rules.
> 
> The authority having jurisdiction may waive specific requirements in
> this Code or permit alternate methods where it is assured that
> equivalent objectives can be achieved by establishing and maintaining
> effective safety.
> 
> 90-6.  Formal Interpretations.
> To promote uniformity of interpretation and application of the
> provisions of this Code, Formal Interpretation procedures have been
> established.
> 
> (FPN):  These procedures may be found in the "NFPA Regulations Governing
> Committee Projects."  [NFPA stands for National Fire Protection
> Association.]
> 
> 90-7.  Examination of Equipment for Safety.
> For specific items and materials referred to in this Code, examinations
> for safety made under standard conditions will provide a basis for
> approval where the record is made generally available through
> promulgation by organizations properly equipped and qualified for
> experimental testing, inspections of the run of goods at factories, and
> service-value determination through field inspection.  This avoids the
> necessity for repetition of examinations by different examiners,
> frequently with inadequate facilities for such work, and the confusion
> that would result from conflicting reports as to the suitability of
> devices and materials examined for a given purpose.
> 
> It is the intent of this Code that factory-installed internal wiring or
> the construction of equipment need not be inspected at the time of
> installation of the equipment, except to detect alterations or damage,
> if the equipment has been listed by a qualified electrical testing
> laboratory that is recognized as having the facilities described above
> and that requires suitability for installation in accordance with this
> Code.
> --------------------------
> There is a publication that may be of interest that provides information
> on electrical testing laboratory recognition and accreditation programs
> and a list of those laboratories from which certain product
> certifications are accepted:
> 
> Summary of Electrical and Building Code Requirements, Licensing
> Provisions and Laboratory Recognition at State and Local Levels.  This
> is available from
> 
>                       International Association of Electrical
> Inspectors
>                       901 Waterfall Way, Suite 602
>                       Richardson, Texas 75080-7702;.
> 
> Tania Grant, Lucent Technologies, Octel Messaging Division
> [email protected]
> 
> 
>       ----------
>       From:
> [email protected][SMTP:[email protected]]
>       Sent:  Thursday, September 17, 1998 6:38 AM
>       To:  [email protected]
>       Subject:  US NRTL required ?
> 
> 
>       Well I think this has been a good discussion. I must confess
> first that
>       there have been so many contributions that I have not been able
> to read them
>       all completely. But it seems that there is still a connection
> missing
>       (please correct me if I have missed something here), one which I
> Iooked into
>       a bit a couple of years ago.
> 
>       The US National Electrical Code (NEC) requirements have been
> well and
>       accurately stated (Thanks, Rich N. et al). But from what I have
> seen, it
>       seems to me that the NEC never goes that final step and
> proclaims "YOU MUST
>       LIST YOUR PRODUCT" in clear and absolute terms (LISTED being
> equivalent to
>       CERTIFIED for those not familiar with US terms). Actually, that
> is not the
>       role of the NEC itself. It is the responsibility of the
> Authorities Having
>       Jurisdiction (AHJ) to mandate that, or not. The NEC in fact
> acknowledges
>       that specoifically, though I can't seem to put my fnger on the
> exact
>       paragraph right now (maybe someone could help me with that).
> These
>       authorities must adopt the NEC for it to become a legal
> requirement in their
>       jurisdiction.
> 
>       What this really means is that laws requiring approved products
> can be
>       passed at the federal level, or at the state level, or by any
> city, county,
>       parish, township, village, commonwealth, or whatever, as long as
> they have
>       legal authority to make law within specified geographical
> boundaries. 
> 
>       I called several local electrical building inspectors around the
> country
>       (about 2 years ago now). I asked them directly if they believed
> that it was
>       necessary for a product to have a safety approval to be sold in
> their
>       jurisdiction. I spoke with a couple in Florida, a couple in
> Illinois,  one
>       guy in Chicago, another at the State of Oregon, and the manager
> of the
>       building inspector's office at the City of Los Angeles. Chicago,
> Oregon and
>       LA each have their own specific requirements that products be
> approved.
>       These are requiremetns beyond what the NEC has.
> 
>       For those inspectors who basically relied on the NEC and local
> adoption of
>       it or some variant, I asked them for their specific reference in
> the NEC.
>       They referred me to the same paragraphs that have already been
> covered
>       previously in this discussion. 
> 
>       In every case, the inspectors believed that those paragraphs DID
> IN FACT
>       require approval of products, and that the NEC requirements did
> apply within
>       their jurisdiction (I understood because the NEC had been at
> some point
>       officially adopted by that jurisdiction).
> 
>       In every case, they agreed that an NRTL Listing (to the
> appropriate product
>       category) would almost always be acceptable. They never wanted
> to commit
>       absolutely, just to not rule out that one odd-ball situation.
> 
>       In some cases, they would also do their own evaluation to
> determine if a
>       product is acceptable as an alternative to an NRTL Listing (for
> a fee).
>       Others did not even want to attempt such a thing. They do not
> have the
>       resources to do it. They would refer me to an NRTL (usually UL
> was the main
>       one they were familair with).
> 
>       When CSA applied to be accepted as an NRTL (at least this is the
> story they
>       have told me) they not only went to OSHA for accreditation, they
> also went
>       almost every legal jurisdiction in the US. The number I have
> heard quoted is
>       40,000 jurisdictions.
> 
>       It seems to me that the practical answer for a business that
> wants to market
>       its product across the US and feel reasonably confident that it
> meets the
>       legal requirements of all these local jurisdictions is to get an
> NRTL
>       approval.
> 
> 
>       Just my 2 cents worth,
> 
>       Richard Payne
>       Tektronix,  Inc.
> 
> 
> 
> 
> 
> 
> 
> 
> 
> 
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