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Published by the International Institute for Sustainable Development (IISD) 
<http://iisd.ca> 

 

Vol. 12 No. 334
Monday, 27 September 2007

FOURTH SESSIONS OF THE AD HOC WORKING GROUP ON FURTHER COMMITMENTS FOR ANNEX I 
PARTIES UNDER THE KYOTO PROTOCOL AND CONVENTION DIALOGUE 
<http://www.iisd.ca/climate/awg4/> : 

27-31 AUGUST 2007 

The fourth session of the Ad Hoc Working Group on Further Commitments for Annex 
I Parties under the Kyoto Protocol to the United Nations Framework Convention 
on Climate Change (AWG 4) and the fourth workshop under the “Dialogue on 
long-term cooperative action to address climate change by enhancing 
implementation of the Convention” (Convention Dialogue) 
<http://www.iisd.ca/climate/awg4/>  are taking place from 27-31 August 2007 in 
Vienna, Austria.

The AWG and Convention Dialogue were established by decisions taken during the 
eleventh Conference of the Parties (COP 11) and the first Conference of the 
Parties serving as a Meeting of the Parties to the Kyoto Protocol (COP/MOP 1) 
<http://www.iisd.ca/climate/cop11/>  in Montreal in late 2005. At those 
meetings <http://www.iisd.ca/climate/cop11/> , delegates discussed a range of 
issues relevant for a framework for the post-2012 period (when the Kyoto 
Protocol’s first commitment period ends) and long-term cooperative action on 
climate change. 

AWG 4 <http://www.iisd.ca/climate/awg4/>  is expected to analyze mitigation 
potentials and policies, and address ranges of emissions reductions for Annex I 
parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  after 
the first commitment period. It is also expected to develop a timetable to 
guide the completion of its work. The AWG will resume its fourth session 
<http://www.iisd.ca/climate/awg4/>  at COP/MOP 3, which will take place from 
3-14 December 2007 in Bali, Indonesia. 

The Convention Dialogue <http://www.iisd.ca/climate/awg4/>  will focus on 
bringing together ideas from the previous workshops and address overarching and 
cross-cutting issues, including financing. This will be the fourth and final 
workshop <http://www.iisd.ca/climate/awg4/>  in the series launched in May 
2006. After Vienna, the co-facilitators will present their report to COP 13 in 
Bali in December 2007. 

A BRIEF HISTORY OF THE UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  AND THE 
KYOTO PROTOCOL

Climate change is considered one of the most serious threats to sustainable 
development, with adverse impacts expected on the environment, human health, 
food security, economic activity, natural resources and physical 
infrastructure. Scientists agree that rising concentrations of 
anthropogenically-produced greenhouse gases in the Earth’s atmosphere are 
leading to changes in the climate. According to the Intergovernmental Panel on 
Climate Change (IPCC), the effects of climate change have already been 
observed, and scientific findings indicate that precautionary and prompt action 
is necessary. The IPCC will be completing its Fourth Assessment Report (AR4) in 
November 2007. In their already finalized contributions, the IPCC's Working 
Group I findings include a more than 90% probability that human action has 
contributed to recent climate change, Working Group II emphasized the observed 
and projected impacts of climate change and Working Group III analyzed various 
mitigation options.

The international political response to climate change began with the adoption 
of the United Nations Framework Convention on Climate Change (UNFCCC) 
<http://unfccc.int/essential_background/convention/items/2627.php>  in 1992. 
The UNFCCC <http://unfccc.int/essential_background/convention/items/2627.php>  
sets out a framework for action aimed at stabilizing atmospheric concentrations 
of greenhouse gases to avoid “dangerous anthropogenic interference” with the 
climate system. Controlled gases include methane, nitrous oxide and, in 
particular, carbon dioxide. The UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  entered 
into force on 21 March 1994, and now has 192 parties. 

KYOTO PROTOCOL: In December 1997, delegates at COP 3 
<http://www.iisd.ca/climate/kyoto/coverage.html>  in Kyoto, Japan, agreed to a 
Protocol to the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  that 
commits developed countries and countries in transition to a market economy to 
achieve emissions reduction targets. These countries, known under the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  as Annex I 
parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> , 
agreed to reduce their overall emissions of six greenhouse gases by an average 
of 5.2% below 1990 levels between 2008-2012 (the first commitment period), with 
specific targets varying from country to country. The Protocol also establishes 
three flexible mechanisms to assist Annex I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  in 
meeting their national targets cost-effectively: an emissions trading system; 
joint implementation (JI) of emissions reduction projects between Annex I 
parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> ; and 
the Clean Development Mechanism (CDM) <http://cdm.unfccc.int/> , which allows 
for emissions reduction projects to be implemented in non-Annex I parties 
<http://unfccc.int/parties_and_observers/parties/non_annex_i/items/2833.php>  
(developing countries). Following COP 3 
<http://www.iisd.ca/climate/kyoto/coverage.html> , parties began negotiating 
many of the rules and operational details governing how countries will reduce 
emissions and measure their emissions reductions. To date, the Kyoto Protocol 
has 175 parties, including Annex I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  
representing 61.6% of Annex I greenhouse gas emissions in 1990. The Kyoto 
Protocol entered into force on 16 February 2005.

BUENOS AIRES PLAN OF ACTION: The process for finalizing the rules and 
operational details of the Protocol was agreed at COP 4 
<http://www.iisd.ca/climate/ba/>  in 1998 in a document known as the Buenos 
Aires Plan of Action (BAPA). The BAPA set COP 6 
<http://www.iisd.ca/climate/ba/>  as the deadline for finalizing these details 
and strengthening implementation of the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php> . In 
November 2000, parties met at COP 6 <http://www.iisd.ca/climate/ba/>  in The 
Hague, the Netherlands, to complete these negotiations. They were not 
successful, and COP 6 <http://www.iisd.ca/climate/ba/>  was suspended until 
July 2001 when it reconvened <http://www.iisd.ca/climate/cop6bis/>  in Bonn, 
Germany. After further talks, parties adopted the Bonn Agreements, a decision 
that provided high-level political direction on the implementation of the Kyoto 
Protocol. But delegates were still unable to finalize text on some issues, and 
agreed to forward all the draft decisions to COP 7 for final resolution. 

MARRAKESH ACCORDS: In November 2001 at COP 7 <http://www.iisd.ca/climate/cop7/> 
 in Marrakesh, Morocco, delegates reached agreement on the outstanding matters 
in the Marrakesh Accords. These Accords consisted of a package of draft 
decisions on many of the details of the flexible mechanisms, reporting and 
methodologies, land use, land-use change and forestry (LULUCF), and compliance 
with the Kyoto Protocol, to be adopted by parties at the first COP/MOP. The 
Accords also addressed issues such as support for developing countries, 
including capacity building, technology transfer, responding to the adverse 
effects of climate change, and the establishment of three funds: the Least 
Developed Countries (LDC) Fund, Special Climate Change Fund (SCCF), and 
Adaptation Fund.

Delegates built on the Marrakesh Accords at COP 8 
<http://www.iisd.ca/climate/cop8/>  and COP 9 
<http://www.iisd.ca/climate/cop9/> , elaborating on various technical rules and 
procedures. At COP 10 <http://www.iisd.ca/climate/cop10/>  parties also agreed 
on two new agenda items focused on adaptation and mitigation, and began 
informal negotiations on the complex and sensitive issue of how parties might 
engage on commitments to combat climate change in the post-2012 period. As a 
result of these discussions, a seminar <http://www.iisd.ca/climate/sb22/>  was 
held in Bonn in May 2005 that began to address some of the broader issues 
facing the climate change process.

COP 11 AND COP/MOP 1 <http://www.iisd.ca/climate/cop11/> : COP 11 and COP/MOP 1 
<http://www.iisd.ca/climate/cop11/>  took place in Montreal, Canada, from 28 
November to 10 December 2005. COP/MOP 1 <http://www.iisd.ca/climate/cop11/>  
took decisions on the outstanding operational details of the Kyoto Protocol, 
including formally adopting the Marrakesh Accords. 

The meetings <http://www.iisd.ca/climate/cop11/>  also engaged in negotiations 
on longer-term international cooperation on climate change. COP/MOP 1 
<http://www.iisd.ca/climate/cop11/>  addressed possible processes to discuss 
post-2012 commitments and decided to establish a new subsidiary body, the Ad 
Hoc Working Group on Further Commitments for Annex I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  under 
the Kyoto Protocol (AWG). 

After lengthy negotiations, COP 11 <http://www.iisd.ca/climate/cop11/>  agreed 
to consider long-term cooperation also under the UNFCCC 
<http://unfccc.int/essential_background/convention/items/2627.php>  “without 
prejudice to any future negotiations, commitments, process, framework or 
mandate under the Convention.” This would take place through a series of four 
workshops constituting a “Dialogue” on the matter through to COP 13. The four 
thematic areas to be addressed during the Dialogue included: advancing 
development goals in a sustainable way; addressing action on adaptation; 
realizing the full potential of technology; and realizing the full potential of 
market-based opportunities.

AWG 1 AND CONVENTION DIALOGUE 1 <http://www.iisd.ca/climate/sb24/> : The AWG 
and Convention Dialogue each convened for the first time 
<http://www.iisd.ca/climate/sb24/>  in Bonn, Germany in May 2006, alongside the 
24th meeting of the Subsidiary Bodies (SB 24) 
<http://www.iisd.ca/climate/sb24/> .

At its first session <http://www.iisd.ca/climate/sb24/> , the AWG adopted 
conclusions on “Planning of future work.” It identified the need to assemble 
and analyze information on a number of scientific, technical and socioeconomic 
topics to enhance common understanding of the level of ambition of further 
commitments for Annex I 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php>  
countries and of the potential for achieving these commitments.

During the first Convention Dialogue workshop 
<http://www.iisd.ca/climate/sb24/>  participants exchanged initial views, 
experiences and strategic approaches to the four thematic areas to be addressed 
during the Dialogue. 

AWG 2 AND CONVENTION DIALOGUE 2 <http://www.iisd.ca/climate/cop12/> : The 
second sessions of the AWG and Dialogue <http://www.iisd.ca/climate/cop12/>  
took place in November 2006, in Nairobi, Kenya, alongside COP 12 and COP/MOP 2 
<http://www.iisd.ca/climate/cop12/> .

During its second session the AWG <http://www.iisd.ca/climate/cop12/>  held an 
in-session workshop and agreed on a work programme focusing on the following 
three areas: mitigation potentials and ranges of emissions reductions; possible 
means to achieve mitigation objectives; and consideration of further 
commitments by Annex I parties 
<http://unfccc.int/parties_and_observers/parties/annex_i/items/2774.php> .

The second Convention Dialogue workshop <http://www.iisd.ca/climate/cop12/>  
engaged in discussions on “advancing development goals in a sustainable way” 
and “realizing the full potential of market-based opportunities,” including the 
newly published Stern Review on the Economics of Climate Change. 

In parallel, COP/MOP 2 <http://www.iisd.ca/climate/cop12/>  carried out the 
first review of the Protocol under Article 9, and held discussions on a 
proposal by the Russian Federation on procedures to approve voluntary 
commitments. While the Nairobi conference did not result in any major 
breakthrough in negotiations, it did mark a staging post as negotiators seek to 
pave the way for a future post-2012 agreement.

AWG 3 AND CONVENTION DIALOGUE 3 <http://www.iisd.ca/climate/sb26/> : In May 
2007, alongside SB 26 <http://www.iisd.ca/climate/sb26/> , the third session of 
the AWG and the third Convention Dialogue workshop convened in Bonn, Germany. 

The AWG <http://www.iisd.ca/climate/sb26/>  held a round-table discussion on 
the mitigation potentials of policies, measures and technologies. It also 
adopted conclusions on the analysis of mitigation potential and agreed to 
develop a timetable to complete its work so as to avoid a gap between the first 
and second commitment periods.

The third Convention Dialogue workshop <http://www.iisd.ca/climate/sb26/>  
involved sessions on adaptation and realizing the full potential of technology. 
Participants also exchanged views on the fourth and final workshop in Vienna in 
August 2007. Some parties also began to discuss the issue of what should happen 
procedurally after the Convention Dialogue workshops report to COP 13.

INTERSESSIONAL HIGHLIGHTS

GROUP OF EIGHT (G8) SUMMIT 2007: At their annual summit held in Heiligendamm, 
Germany, from 6 to 8 June 2007, the eight leading industrialized countries 
adopted conclusions with several paragraphs on climate change, energy 
efficiency and energy security. The G8 expressed its commitment to move forward 
in the UN climate process and called for active and constructive participation 
in the Bali meeting with a view to achieving a comprehensive post-2012 
agreement. The G8 also addressed issues such as adaptation, technology, 
deforestation and market mechanisms. 

THE MIDNIGHT SUN DIALOGUE ON CLIMATE CHANGE: From 11 to 14 June 2007, delegates 
from 28 countries and the European Commission gathered in Riksgränsen, Sweden, 
for an informal dialogue on climate change. The meeting was organized following 
two similar gatherings in Greenland in 2005 and South Africa in 2006. While no 
consensus was attempted and no formal conclusions were adopted, participants 
sought to enhance prospects for agreements in future negotiations by exchanging 
views on the principles and elements of a future international climate regime.

UN GENERAL ASSEMBLY INFORMAL THEMATIC DIALOGUE 
<http://www.iisd.ca/climate/unga/UNGA_Climate_Change_briefing_note.html> : The 
UN General Assembly held an informal thematic debate on the subject of “Climate 
change as a global challenge” 
<http://www.iisd.ca/climate/unga/UNGA_Climate_Change_briefing_note.html>  from 
31 July to 2 August 2007, in New York. The debate 
<http://www.iisd.ca/climate/unga/UNGA_Climate_Change_briefing_note.html>  took 
place in the form of two panel discussions on adaptation and mitigation, 
general discussion and national statements on national strategies. Much of the 
discussion focused on the post-2012 negotiations, with some delegations calling 
for agreement on a “roadmap” at COP 13 in Bali for completing discussions by 
2009.

This issue of the Earth Negotiations Bulletin © <[EMAIL PROTECTED] 
<mailto:[EMAIL PROTECTED]> > is written and edited by Suzanne Carter, Peter 
Doran, Ph.D. and Kati Kulovesi. The Digital Editor is Leila Mead. The Editor is 
Pamela S. Chasek, Ph.D. <[EMAIL PROTECTED] <mailto:[EMAIL PROTECTED]> >. The 
Director of IISD Reporting Services is Langston James “Kimo” Goree VI <[EMAIL 
PROTECTED] <mailto:[EMAIL PROTECTED]> >. The Sustaining Donors of the Bulletin 
are the United Kingdom (through the Department for International Development – 
DFID), the Government of the United States of America (through the Department 
of State Bureau of Oceans and International Environmental and Scientific 
Affairs), the Government of Canada (through CIDA), the Danish Ministry of 
Foreign Affairs, the Government of Germany (through the German Federal Ministry 
of Environment - BMU, and the German Federal Ministry of Development 
Cooperation - BMZ), the Netherlands Ministry of Foreign Affairs, the European 
Commission (DG-ENV) and the Italian Ministry for the Environment, Land and Sea. 
General Support for the Bulletin during 2007 is provided by the Swiss Federal 
Office for the Environment (FOEN), the Norwegian Ministry of Foreign Affairs 
and the Ministry of Environment, the Government of Australia, the Austrian 
Federal Ministry for the Environment, the Ministry of Environment of Sweden, 
the New Zealand Ministry of Foreign Affairs and Trade, SWAN International, the 
Japanese Ministry of Environment (through the Institute for Global 
Environmental Strategies - IGES) and the Japanese Ministry of Economy, Trade 
and Industry (through the Global Industrial and Social Progress Research 
Institute - GISPRI). Specific funding for coverage of this meeting has been 
provided by the Austrian Ministry of Agriculture, Forestry, Environment and 
Water Management. The opinions expressed in the Earth Negotiations Bulletin are 
those of the authors and do not necessarily reflect the views of IISD or other 
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